0001398344-24-001943.txt : 20240202 0001398344-24-001943.hdr.sgml : 20240202 20240202160103 ACCESSION NUMBER: 0001398344-24-001943 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240131 FILED AS OF DATE: 20240202 DATE AS OF CHANGE: 20240202 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LIEFF ANN S CENTRAL INDEX KEY: 0000901690 ORGANIZATION NAME: STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-06445 FILM NUMBER: 24591216 MAIL ADDRESS: STREET 1: THE HERZFELD CARIBBEAN BASIN FUND INC. STREET 2: 119 WASHINGTON AVE., SUITE 504 CITY: MIAMI BEACH STATE: FL ZIP: 33139 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HERZFELD CARIBBEAN BASIN FUND INC CENTRAL INDEX KEY: 0000880406 ORGANIZATION NAME: IRS NUMBER: 650396889 STATE OF INCORPORATION: MD FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 119 WASHINGTON AVENUE, SUITE 504 CITY: MIAMI BEACH STATE: FL ZIP: 33139 BUSINESS PHONE: 305-777-1660 MAIL ADDRESS: STREET 1: 119 WASHINGTON AVENUE, SUITE 504 CITY: MIAMI BEACH STATE: FL ZIP: 33139 FORMER COMPANY: FORMER CONFORMED NAME: FIRST CUBA FUND INC DATE OF NAME CHANGE: 19920929 4 1 fp0086998-4_4.xml X0508 4 2024-01-31 0 0000880406 HERZFELD CARIBBEAN BASIN FUND INC CUBA 0000901690 LIEFF ANN S THE HERZFELD CARIBBEAN BASIN FUND INC. 119 WASHINGTON AVE., SUITE 504 MIAMI BEACH FL 33139 1 0 0 0 0 Common stock 2024-01-31 4 J 0 1590 2.6336 A 32534 D On January 31, 2024, the Fund paid a quarterly distribution of $0.135375 per share to shareholders of record on Dec. 29, 2023 in cash and shares of common stock (the "Dec. 2023 Distribution"). The Dec. 2023 Distribution was paid in cash or shares of the Fund's common stock at the election of stockholders with the total amount of cash distributed to all stockholders limited to 20% of the total distribution to be paid, excluding any cash paid for fractional shares. The remainder of the Dec. 2023 Distribution (approx. 80%) was paid in the form of shares of the Fund's common stock. The exact distribution of cash and stock to any given stockholder was dependent upon their election as well as elections of other stockholders, subject to the pro-rata limitation. The price per share used to calculate the number of shares to be issued in lieu of cash was $2.6336. Ms. A. Lieff received 1,590 shares of common stock of the Fund in connection with the Dec. 2023 Distribution. /s/ Ann S. Lieff 2024-02-02