0001683863-20-011354.txt : 20200626 0001683863-20-011354.hdr.sgml : 20200626 20200626080841 ACCESSION NUMBER: 0001683863-20-011354 CONFORMED SUBMISSION TYPE: DEFA14A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20200626 DATE AS OF CHANGE: 20200626 EFFECTIVENESS DATE: 20200626 FILER: COMPANY DATA: COMPANY CONFORMED NAME: LEGG MASON PARTNERS EQUITY TRUST CENTRAL INDEX KEY: 0000880366 IRS NUMBER: 000000000 STATE OF INCORPORATION: MD FISCAL YEAR END: 1130 FILING VALUES: FORM TYPE: DEFA14A SEC ACT: 1934 Act SEC FILE NUMBER: 811-06444 FILM NUMBER: 20991174 BUSINESS ADDRESS: STREET 1: LEGG MASON & CO., LLC STREET 2: 620 EIGHTH AVENUE, 49TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10018 BUSINESS PHONE: 1-877-721-1926 MAIL ADDRESS: STREET 1: LEGG MASON & CO., LLC STREET 2: 620 EIGHTH AVENUE, 49TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10018 FORMER COMPANY: FORMER CONFORMED NAME: LEGG MASON PARTNERS INVESTMENT TRUST DATE OF NAME CHANGE: 20060407 FORMER COMPANY: FORMER CONFORMED NAME: SMITH BARNEY INVESTMENT TRUST DATE OF NAME CHANGE: 19950831 FORMER COMPANY: FORMER CONFORMED NAME: SMITH BARNEY SHEARSON INCOME TRUST DATE OF NAME CHANGE: 19931213 FILER: COMPANY DATA: COMPANY CONFORMED NAME: LEGG MASON PARTNERS VARIABLE EQUITY TRUST CENTRAL INDEX KEY: 0001176343 IRS NUMBER: 000000000 STATE OF INCORPORATION: MD FILING VALUES: FORM TYPE: DEFA14A SEC ACT: 1934 Act SEC FILE NUMBER: 811-21128 FILM NUMBER: 20991172 BUSINESS ADDRESS: STREET 1: LEGG MASON & CO., LLC STREET 2: 620 EIGHTH AVENUE, 49TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10018 BUSINESS PHONE: 1-877-721-1926 MAIL ADDRESS: STREET 1: LEGG MASON & CO., LLC STREET 2: 620 EIGHTH AVENUE, 49TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10018 FORMER COMPANY: FORMER CONFORMED NAME: Legg Mason Partners Variable Portfolios IV DATE OF NAME CHANGE: 20060501 FORMER COMPANY: FORMER CONFORMED NAME: SMITH BARNEY MULTIPLE DISCIPLINE TRUST DATE OF NAME CHANGE: 20021004 FORMER COMPANY: FORMER CONFORMED NAME: SMITH BARNEY MULTIPLE DISCIPLINE ACCOUNT TRUST DATE OF NAME CHANGE: 20020626 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Legg Mason ETF Investment Trust CENTRAL INDEX KEY: 0001645194 IRS NUMBER: 000000000 STATE OF INCORPORATION: MD FISCAL YEAR END: 1130 FILING VALUES: FORM TYPE: DEFA14A SEC ACT: 1934 Act SEC FILE NUMBER: 811-23096 FILM NUMBER: 20991173 BUSINESS ADDRESS: STREET 1: 620 EIGHTH AVE STREET 2: 49TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10018 BUSINESS PHONE: 877-721-1926 MAIL ADDRESS: STREET 1: 620 EIGHTH AVE STREET 2: 49TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10018 FORMER COMPANY: FORMER CONFORMED NAME: Legg Mason ETF InvestmentTrust DATE OF NAME CHANGE: 20170221 FORMER COMPANY: FORMER CONFORMED NAME: Legg Mason ETF Equity Trust DATE OF NAME CHANGE: 20150615 0000880366 S000004161 ClearBridge Large Cap Growth Fund C000011719 Class A SBLGX C000011721 Class C SLCCX C000011722 Class I SBLYX C000039153 Class R LMPLX C000066224 Class IS LSITX C000086038 Class O LCMMX 0000880366 S000004162 ClearBridge Mid Cap Fund C000011723 Class A SBMAX C000011725 Class C SBMLX C000011726 Class I SMBYX C000011727 Class 1 SMCPX C000060700 Class R LMREX C000066225 Class IS LSIRX 0000880366 S000004163 QS S&P 500 Index Fund C000011728 Class A SBSPX C000011729 Class D SBSDX 0000880366 S000016235 ClearBridge Aggressive Growth Fund C000044856 Class A SHRAX C000044858 Class C SAGCX C000044859 Class I SAGYX C000044860 Class R LMPRX C000044861 Class FI LMPFX C000066226 Class IS LSIFX 0000880366 S000016238 ClearBridge Small Cap Value Fund C000044871 Class A SBVAX C000044873 Class C SBVLX C000044874 Class I SMCYX C000058932 Class R C000127028 Class IS LCBIX 0000880366 S000016241 ClearBridge Tactical Dividend Income Fund C000044883 Class A CFLGX C000044885 Class C SMDLX C000044886 Class I LADIX C000059788 Class R C000083424 Class A2 LBDAX C000127029 Class IS LCBDX 0000880366 S000016245 ClearBridge All Cap Value Fund C000044900 Class A SHFVX C000044902 Class C SFVCX C000044903 Class I SFVYX C000058934 Class R C000066227 Class IS LSISX 0000880366 S000016247 ClearBridge International Value Fund C000044909 Class A SBIEX C000044911 Class C SBICX C000044912 Class I SBIYX C000059794 Class R LIORX C000066228 Class IS LSIUX 0000880366 S000016651 ClearBridge Appreciation Fund C000046514 Class A SHAPX C000046516 Class C SAPCX C000046517 Class I SAPYX C000046518 Class R LMPPX C000046519 Class FI LMPIX C000063669 Class IS LMESX 0000880366 S000016652 QS Conservative Growth Fund C000046520 Class A SBBAX C000046522 Class C SCBCX C000046523 Class I LMEIX C000058251 Class R LLARX C000187872 Class IS LCGSX 0000880366 S000016653 QS Defensive Growth Fund C000046524 Class A SBCPX C000046526 Class C1 SBCLX C000046527 Class I LMGIX C000058254 Class R LMLRX C000089310 Class C LWLAX C000187873 Class IS LMGSX 0000880366 S000016654 QS Moderate Growth Fund C000046528 Class A SCGRX C000046530 Class C SCGCX C000046531 Class I LLAIX C000058256 Class R LLMRX C000187874 Class IS LLMSX 0000880366 S000016655 QS Growth Fund C000046532 Class A SCHAX C000046534 Class C SCHCX C000046535 Class I LANIX C000058258 Class R LLLRX C000187875 Class IS LLISX 0000880366 S000016663 ClearBridge Small Cap Growth Fund C000046565 Class A SASMX C000046567 Class C SCSMX C000046569 Class FI LMPSX C000046570 Class R LMPOX C000046571 Class I SBPYX C000046572 Class 1 LMPMX C000063670 Class IS LMOIX 0000880366 S000016665 ClearBridge Dividend Strategy Fund C000046577 Class A SOPAX C000046579 Class C SBPLX C000046580 Class I SOPYX C000063673 Class FI LBRIX C000063674 Class R LMMRX C000088432 Class IS LCBEX C000097989 Class 1 LCBOX 0000880366 S000016668 QS Global Equity Fund C000046590 Class A CFIPX C000046592 Class C SILLX C000046593 Class I SMYIX C000046594 Class 1 LMPEX C000062526 Class R C000183979 Class IS SMYSX 0000880366 S000016669 ClearBridge Large Cap Value Fund C000046595 Class A SINAX C000046597 Class C SINOX C000046599 Class I SAIFX C000063680 Class R LCBVX C000063682 Class IS LMLSX C000076733 Class A2 LIVVX C000127016 Class 1 LCLIX 0000880366 S000022091 QS U.S. Large Cap Equity Fund C000063384 Class A LMUPX C000063385 Class C LMUGX C000063386 Class FI LMUSX C000063387 Class R LMUOX C000063388 Class I LMTIX C000063389 Class IS LMISX 0000880366 S000029718 ClearBridge Mid Cap Growth Fund C000091376 Class A LBGAX C000091377 Class C LBGCX C000091379 Class R LCMRX C000091380 Class A2 LCBGX C000091381 Class I LBGIX C000091382 Class IS LCMIX 0000880366 S000029827 ClearBridge International Small Cap Fund C000091725 Class A LCOAX C000091726 Class C LCOCX C000091728 Class R C000091729 Class A2 LCRNX C000091730 Class I LCOIX C000091731 Class IS CBISX 0000880366 S000039065 ClearBridge Select Fund C000120103 Class A LCLAX C000120104 Class C LCLCX C000120105 Class FI LCBSX C000120106 Class R C000120107 Class IS LCSSX C000120108 Class I LBFIX C000204770 Class A2 LCLTX 0000880366 S000039864 QS Global Dividend Fund C000123679 Class A LGDAX C000123680 Class C LGDCX C000123681 Class FI LDIGX C000123682 Class R C000123683 Class I LTTMX C000123684 Class IS LDIFX C000154578 Class A2 LMQSX 0000880366 S000048737 ClearBridge Sustainability Leaders Fund C000153520 Class A CLSUX C000153521 Class A2 C000153522 Class C C000153523 Class FI LCSTX C000153524 Class R C000153525 Class I LCISX C000153526 Class IS LCILX 0001176343 S000008304 ClearBridge Variable Dividend Strategy Portfolio C000022693 Class II QLMETX C000047600 Class I QLMEIX 0001176343 S000016933 ClearBridge Variable Aggressive Growth Portfolio C000047115 Class I QLMGOX C000047116 Class II QLMGTX 0001176343 S000016935 ClearBridge Variable Large Cap Growth Portfolio C000047118 Class I QLMLOX C000047119 Class II LVLGX 0001176343 S000016937 ClearBridge Variable Mid Cap Portfolio C000047121 Class I QLMMIX C000047122 Class II QLMPTX 0001176343 S000017007 ClearBridge Variable Small Cap Growth Portfolio C000047262 Class I QLMSIX C000047263 Class II QLMSTX 0001176343 S000017009 QS Variable Conservative Growth C000047266 Class I QLMLFX C000183009 Class II QVCIIX 0001176343 S000017010 QS Variable Moderate Growth C000047267 Class I QLMLSX C000183010 Class II QVMIIX 0001176343 S000017011 QS Variable Growth C000047268 Class I QLMLTX C000183011 Class II QLMIIX 0001176343 S000017013 ClearBridge Variable Appreciation Portfolio C000047270 Class I QLMAOX C000053699 Class II CVAPX 0001176343 S000017019 ClearBridge Variable Large Cap Value Portfolio C000047279 Class I QLMVIX C000047280 Class II 0001176343 S000034620 QS Legg Mason Dynamic Multi-Strategy VIT Portfolio C000106566 Class I Shares QDMSIX C000106567 Class II Shares QDMSTX 0001645194 S000051686 Legg Mason Low Volatility High Dividend ETF C000162625 Legg Mason Low Volatility High Dividend ETF LVHD 0001645194 S000054583 Legg Mason International Low Volatility High Dividend ETF C000171451 Legg Mason International Low Volatility High Dividend ETF LVHI 0001645194 S000055902 Legg Mason Global Infrastructure ETF C000176067 Legg Mason Global Infrastructure ETF INFR 0001645194 S000057207 ClearBridge All Cap Growth ETF C000182102 ClearBridge All Cap Growth ETF CACG 0001645194 S000057700 ClearBridge Large Cap Growth ESG ETF C000186075 ClearBridge Large Cap Growth ESG ETF LRGE 0001645194 S000057702 ClearBridge Dividend Strategy ESG ETF C000186077 ClearBridge Dividend Strategy ESG ETF YLDE 0001645194 S000058077 Legg Mason Small-Cap Quality Value ETF C000190092 Legg Mason Small-Cap Quality Value ETF SQLV 0001645194 S000059365 Western Asset Total Return ETF C000194756 Western Asset Total Return ETF WBND 0001645194 S000064209 WESTERN ASSET SHORT DURATION INCOME ETF C000207671 WESTERN ASSET SHORT DURATION INCOME ETF WINC DEFA14A 1 f6294d1.htm LMP EQUITY FUND - LM_OE CHANGE OF LOCATION

UNITED STATES 

SECURITIES AND EXCHANGE COMMISSION 

Washington, D.C. 20549 

  

SCHEDULE 14A  

  

Proxy Statement Pursuant to Section 14(a) of the Securities 

Exchange Act of 1934  

  

Filed by the Registrant [X]  

Filed by a Party other than the Registrant [   ]  

  

Check the appropriate box:  

  

[   ]  Preliminary Proxy Statement  

[   ]  Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2))  

[   ]Definitive Proxy Statement  

[X]Definitive Additional Materials  

[   ] Soliciting Material Pursuant to §240.14a-12 

  

LEGG MASON PARTNERS EQUITY TRUST 

LEGG MASON ETF INVESTMENT TRUST 

LEGG MASON PARTNERS VARIABLE EQUITY TRUST 

(Name of Registrant(s) as Specified In Its Charter)  

  

                                                                                               

(Name of Person(s) Filing Proxy Statement, if other than the Registrant)  

  

Payment of Filing Fee (Check the appropriate box):  

  

[X]         No fee required.  

[   ]         Fee computed on table below per Exchange Act Rules 14a-6(i)(1) and 0-11.  

  

              1)    Title of each class of securities to which transaction applies:  

                 

2)Aggregate number of securities to which transaction applies: 

         

3)    Per unit price or other underlying value of transaction computed pursuant to Exchange Act Rule 0-11 (set forth the amount on which the filing fee is calculated and state how it was determined):  

           

4)Proposed maximum aggregate value of transaction:  

           

5)Total fee paid: 

           

[  ]          Fee paid previously with preliminary materials.  

[  ]          Check box if any part of the fee is offset as provided by Exchange Act Rule 0-11(a)(2) and identify the filing for which the offsetting fee was paid previously. Identify the previous filing by registration statement number, or the Form or Schedule and the date of its filing.  

  

        1)    Amount Previously Paid:  

           

        2)Form, Schedule or Registration Statement No.:  

           

         3)    Filing Party:  

           

         4)    Date Filed:  

  

LEGG MASON-SPONSORED FUNDS

ANNOUNCE CHANGE OF LOCATION OF SPECIAL MEETING OF SHAREHOLDERS

SCHEDULED TO BE HELD ON JULY 14, 2020

NEW YORK – (BUSINESS WIRE) – June 26, 2020. Each of the funds listed on Appendix A (each, a "Fund", and, together, the "Funds") announced today that, due to the public health impact of the coronavirus ("COVID-19") pandemic and to support the health and safety of Fund shareholders, the location of the Special Meeting of Shareholders of each Fund, which are being held together for convenience, (the "Meeting") has been changed. As previously announced, each Fund's Meeting will be held on Tuesday, July 14, 2020 at 11:00 a.m. (Eastern Time). In light of public health concerns regarding COVID-19, the Meeting will be held in a virtual meeting format only. The Meeting will be accessible solely by means of remote communication.

As described in the proxy materials for the Meeting previously distributed, the Board of Trustees has fixed the close of business on April 1, 2020 as the record date for the determination of shareholders entitled to notice of and to vote at the Meeting or any postponement or adjournment thereof. The Meeting will be held at the following Meeting website: http://www.meetingcenter.io/249604861. To participate in the Meeting, shareholders of each Fund must enter the following password: LMOE2020. Shareholders must also enter the control number found on their proxy card previously received. Shareholders may vote during the Meeting by following the instructions available on the Meeting website during the Meeting.

We encourage shareholders to access the Meeting website prior to the start time to allow ample time to log into the Meeting webcast and test their computer system. Accordingly, the Meeting website will become accessible to shareholders beginning at approximately 11:00 a.m. (Eastern Time) on July 13, 2020. For questions relating to participation at the Meeting by remote communication, please call the Computershare technical support number at (888) 888-0151.

If shares are held through an intermediary, such as a bank or broker, shareholders must register in advance to attend the Meeting. To register shareholders must submit proof of their proxy power (legal proxy) reflecting their Fund holdings along with their name and email address to Computershare Fund Services ("Computershare"). Shareholders may forward an email from their intermediary or send an image of their legal proxy to shareholdermeetings@computershare.com. Requests for registration must be received no later than 11:00 a.m. (Eastern Time) on July 9, 2020. Shareholders will receive a confirmation email from Computershare of the shareholder's registration and a control number that will allow the shareholder to vote at the Meeting.

 

Shareholders are not required to attend the Meeting to vote on the proposals. Whether or not shareholders plan to attend the Meeting, each Fund urges shareholders to authorize a proxy to vote their shares in advance of the Meeting by one of the methods described in the proxy materials for the Meeting. In connection with the Meeting, each Fund has filed a definitive joint proxy statement (each, a "Proxy Statement" and together, the "Proxy Statements") with the Securities and Exchange Commission (the "SEC"). Shareholders are advised to read their Fund's Proxy Statement because it contains important information. The Proxy Statements are available on the Internet at https://www.proxy-direct.com/lmf-31298. The proxy card included with the proxy materials previously distributed will not be updated to reflect the change in location and may continue to be used to vote your shares in connection with the Meeting. The Proxy Statements and other documents filed by the Funds are also available for free on the SEC website, www.sec.gov.

This press release may contain statements regarding plans and expectations for the future that constitute forward-looking statements within the Private Securities Litigation Reform Act of 1995. Such forward-looking statements are based on such Fund's current plans and expectations and are subject to risks and uncertainties that could cause actual results to differ materially from those described in the forward-looking statements. Additional information concerning such risks and uncertainties are contained in the Fund's filings with the SEC. An investment in a Fund involves risk, including loss of principal. Investment return and the value of shares will fluctuate. Any data and commentary provided in this press release are for informational purposes only.

For more information, please call Investor Relations: 1-877-721-1926, or consult your Fund's web site accessible at www.leggmason.com. The information contained on the Fund's web site is not part of this press release. Hard copies of each Fund's complete audited financial statements are available free of charge upon request by calling toll free at 1-877-721-1926.

Category: Fund Announcement

Media Contact: Fund Investor Services-1-877-721-1926

Source: Legg Mason, Inc.

 

Appendix A

LEGG MASON GLOBAL ASSET MANAGEMENT TRUST

BrandywineGLOBAL — Alternative Credit Fund

ClearBridge Global Infrastructure Income Fund

A (LMAPX); C (LMAQX); FI (LMAOX); I

A (RGAVX); I (RGIVX); IS (RGSVX)

(LMANX); IS (LMAMX)

 

BrandywineGLOBAL — Diversified US Large Cap

ClearBridge Small Cap Fund

Value Fund

A (LMSAX); A2 (LBRTX); C (LMASX); R

A (LBWAX); A2 (LLVAX); C (LBWCX); R

(LMARX); FI (LGASX); I (LMNSX); IS (LISGX)

(LBDRX); I (LBWIX); IS (LBISX)

 

BrandywineGLOBAL — Dynamic US Large Cap

ClearBridge Value Trust

Value Fund

A (LGVAX); C (LMVTX); R (LMVRX); FI

A (LMBJX); C (LMBBX); R (LMBHX); I (LMBEX);

(LMVFX); I (LMNVX)

IS (LMBGX)

 

BrandywineGLOBAL — Global Flexible Income Fund

Martin Currie Emerging Markets Fund

A (LFLAX); I (LFLIX); IS (LFLSX)

A (MACEX); C (MCECX); FI (MEFIX); I (MCEIX);

 

IS (MCEMX)

BrandywineGLOBAL — Global High Yield Fund

Martin Currie International Unconstrained Equity Fund

A (LBHAX); C (LBHCX); FI (LBHFX); I (LMYIX);

A (LUFIX); I (LUEIX); IS (LUISX)

IS (LMZIX)

 

BrandywineGLOBAL — Global Opportunities Bond

Martin Currie SMASh Series EM Fund

Fund

I (LCSMX)

A (GOBAX); A2 (LOBAX); C (LGOCX); C1

 

(GOBCX); R (LBORX); FI (GOBFX); I (GOBIX);

 

IS (GOBSX)

 

BrandywineGLOBAL — Global Opportunities Bond

QS Global Market Neutral Fund

Fund (USD Hedged)

A (LNFIX); C (LQNCX); I (LQNIX); IS (LQISX)

I (GBUSX); IS (GLOBX)

 

BrandywineGLOBAL — Global Unconstrained Bond

QS International Equity Fund

Fund

A (LMEAX); A2 (LIATX); C (LGIEX); R (LMIRX);

A (LROAX); C (LAOCX); C1 (LROCX); R

FI (LGFEX); I (LGIEX); IS (LIESX)

(LBARX); FI (LBAFX); I (LROIX); IS (LROSX)

 

BrandywineGLOBAL — International Opportunities

QS Strategic Real Return Fund

Bond Fund

A (LRRAX); A2 (LSRAX); C (LRRCX); I (LRRIX);

A (LWOAX); C (LIOCX); R (LWORX); FI

IS (LRRSX)

(LWOFX); I (LWOIX); IS (LMOTX)

 

ClearBridge International Growth Fund

QS U.S. Small Capitalization Equity Fund

A (LGGAX); A2 (LGGBX); C (LMGTX); R

A (LMBAX); A2 (LUSAX); C (LMBCX); FI

(LMGRX); FI (LMGFX); I (LMGNX); IS (LMGPX)

(LGSCX); I (LMSIX); IS (LMBMX)

LEGG MASON PARTNERS EQUITY TRUST

 

 

ClearBridge Aggressive Growth Fund

ClearBridge Small Cap Value Fund

A (SHRAX); C (SAGCX); R (LMPRX); FI (LMPFX);

A (SBVAX); C (SBVLX); I (SMCYX); IS (LCBIX)

I (SAGYX); IS (LSIFX)

 

ClearBridge All Cap Value Fund

ClearBridge Sustainability Leaders Fund

A (SHFVX); C (SFVCX); I (LFVYX); IS (LSISX)

A (CLSUX); FI (LCSTX); I (LCISX); IS (LCILX)

ClearBridge Appreciation Fund

ClearBridge Tactical Dividend Income Fund

A (SHAPX); C (SAPCX); R (LMPPX); FI (LMPIX); I

A (CFLGX); A2 (LBDAX); C (SMDLX); I (LADIX);

(SAPYX); IS (LMESX)

IS (LCBDX)

ClearBridge Dividend Strategy Fund

QS Conservative Growth Fund

A (SOPAX); C (SBPLX); R (LMMRX); FI (LBRIX); I

A (SBBAX); C (SCBCX); R (LLARX); I (LMEIX)

(SOPYX); IS (LCBEX); 1 (LCBOX)

 

ClearBridge International Small Cap Fund

QS Defensive Growth Fund

A (LCOAX); A2 (LCRNX); C (LCOCX); I (LCOIX);

A (SBCPX); C (LWLAX); C1 (SBCLX); R (LMLRX);

IS (CBISX)

I (LMGIX)

ClearBridge International Value Fund

QS Global Dividend Fund

A (SBIEX); C (SBICX); R (LIORX); I (SBIYX); IS

A (LGDAX); A2 (LMQSX); C (LGDCX); FI

(LSIUX)

(LDIGX); I (LTTMX); IS (LDIFX)

ClearBridge Large Cap Growth Fund

QS Global Equity Fund

 

A (SBLGX); C (SLCCX); R (LMPLX); I (SBLYX); IS

 

A (CFIPX); C (SILLX); I (SMYIX); IS (SMYSX); 1

(LSITX); O (LCMMX)

 

(LMPEX)

ClearBridge Large Cap Value Fund

 

QS Growth Fund

A (SINAX); A2 (LIVVX); C (SINOX); R (LCBVX); I

 

A (SCHAX); C (SCHCX); R (LLLRX); I (LANIX)

(SAIFX); IS (LMLSX); 1 (LCLIX)

 

 

ClearBridge Mid Cap Fund

 

QS Moderate Growth Fund

A (SBMAX); C (SBMLX); R (LMREX); I (SMBYX);

 

A (SCGRX); C (SCGCX); R (LLMRX); I (LLAIX)

IS (LSIRX); 1 (SMCPX)

 

 

ClearBridge Mid Cap Growth Fund

 

QS S&P 500 Index Fund

A (LBGAX); A2 (LCBGX); C (LBGCX); R

 

A (SBSPX); D (SBSDX)

(LCMRX); I (LBGIX); IS (LCMIX)

 

 

ClearBridge Select Fund

 

QS U.S. Large Cap Equity Fund

A (LCLAX); A2 (LCLTX); C (LCLCX); FI (LCBSX);

 

FI (LMUSX); I (LMTIX); IS (LMISX)

I (LBFIX); IS (LCSSX)

 

 

ClearBridge Small Cap Growth Fund

 

 

A (SASMX); C (SCSMX); R (LMPOX); FI (LMPSX);

 

 

I (SBPYX); IS (LMOIX); 1 (LMPMX)

 

 

LEGG MASON ETF INVESTMENT TRUST

 

 

 

 

ClearBridge All Cap Growth ETF (NASDAQ: CACG)

 

Legg Mason Low Volatility High Dividend ETF

 

 

 

(NASDAQ: LVHD)

ClearBridge Dividend Strategy ESG ETF (NASDAQ:

 

Legg Mason Small-Cap Quality Value ETF

YLDE)

 

(NASDAQ: SQLV)

ClearBridge Large Cap Growth ESG ETF (NASDAQ:

 

Western Asset Short Duration Income ETF

LRGE)

 

(NASDAQ: WINC)

Legg Mason Global Infrastructure ETF (NASDAQ:

 

Western Asset Total Return ETF (NASDAQ: WBND)

INFR)

 

 

Legg Mason International Low Volatility High

 

 

Dividend ETF (CBOE BZX: LVHI)

 

 

LEGG MASON PARTNERS VARIABLE EQUITY TRUST

 

 

 

ClearBridge Variable Aggressive Growth Portfolio

 

ClearBridge Variable Small Cap Growth Portfolio

 

I (QLMGOX); II (QLMGTX)

 

I (QLMSIX); II (QLMSTX)

ClearBridge Variable Appreciation Portfolio

 

QS Legg Mason Dynamic Multi-Strategy VIT

I (QLMAOX); II (CVAPX)

 

Portfolio

 

 

I (QDMSIX); (QDMSTX)

ClearBridge Variable Dividend Strategy Portfolio

 

QS Variable Conservative Growth

I (QLMEIX); II (QLMETX)

 

I (QLMLFX); II (QVCIIX)

ClearBridge Variable Large Cap Growth Portfolio

 

QS Variable Growth

I (QLMLOX); II (LVLGX)

 

I (QLMLTX)

ClearBridge Variable Large Cap Value Portfolio

 

QS Variable Moderate Growth

I (QLMVIX)

 

I (QLMLSX)

ClearBridge Variable Mid Cap Portfolio

 

 

I (QLMMIX); II (QLMPTX)