OTHER REQUIRED INFO 3 aciacibfothreqinfo_1020.htm OTHER REQUIRED INFORMATION - 10.31 Document

Pursuant to the Fund’s procedures adopted under Rule 10f-3, the Fund’s Board of Directors/Trustees receives a quarterly report in the form of a checklist as to the satisfaction of the applicable conditions of paragraph (c)(1) through (c)(8) of Rule 10f-3.


FundGlobal Bond
IssuerKKR Group Finance Co VII LLC
Ticker/Sedol48252DAA3
Principal Amount (US$)$497,370,000.00
Principal Amount (Foreign$)N/A
Amount Purchased (US$)$1,323,004.20
Amount Purchased (Foreign$)N/A
Trade Date2/18/2020
Price (US$)$99.474
Price-ForeignN/A
UnderwriterCitigroup Global Markets Inc.
Other Syndicate Members:Goldman Sachs & Co. LLC, Mizuho Securities USA LLC, Morgan Stanley & Co. LLC, KKR Capital Markets LLC, HSBC Securities (USA) Inc., Barclays Capital Inc., BMO Capital Markets Corp., BofA Securities, Inc., Credit Suisse Securities (USA) LLC, Deutsche Bank Securities Inc., J.P. Morgan Securities LLC, Nomura Securities International, Inc., RBC Capital Markets, LLC, SMBC Nikko Securities America, Inc., SunTrust Robinson Humphrey, Inc., UBS Securities LLC, Wells Fargo Securities, LLC
Underwriting Spread0.875%
CurrencyUSD























FundGlobal Bond
IssuerApollo Management Holdings, L.P.
Ticker/Sedol03765HAF8
Principal Amount (US$)$498,520,000.00
Principal Amount (Foreign$)N/A
Amount Purchased (US$)$668,016.80
Amount Purchased (Foreign$)N/A
Trade Date6/2/2020
Price (US$)$99.704
Price-ForeignN/A
UnderwriterCitigroup Global Markets Inc.
Other Syndicate Members:
Goldman Sachs & Co. LLC, BofA Securities, Inc., Apollo Global Securities, LLC, Barclays Capital Inc, BNP Paribas Securities Corp., U.S. Bancorp Investments, Inc., BMO Capital Markets Corp, Credit Suisse Securities (USA) LLC, Deutsche Bank Securities Inc., HSBC Securities (USA) Inc, J.P. Morgan Securities LLC, Mizuho Securities USA LLC, Morgan Stanley & Co. LLC, MUFG Securities Americas Inc, Nomura Securities International, Inc, RBC Capital Markets, LLC, SG Americas Securities, LLC, UBS Securities LLC, Wells Fargo Securities, LLC
Underwriting Spread0.650%
CurrencyUSD


























FundInternational Bond
IssuerApollo Management Holdings, L.P.
Ticker/Sedol03765HAF8
Principal Amount (US$)$498,520,000.00
Principal Amount (Foreign$)N/A
Amount Purchased (US$)$334,008.40
Amount Purchased (Foreign$)N/A
Trade Date6/2/2020
Price (US$)$99.704
Price-ForeignN/A
UnderwriterCitigroup Global Markets Inc.
Other Syndicate Members:
Goldman Sachs & Co. LLC, BofA Securities, Inc., Apollo Global Securities, LLC, Barclays Capital Inc, BNP Paribas Securities Corp., U.S. Bancorp Investments, Inc., BMO Capital Markets Corp, Credit Suisse Securities (USA) LLC, Deutsche Bank Securities Inc., HSBC Securities (USA) Inc, J.P. Morgan Securities LLC, Mizuho Securities USA LLC, Morgan Stanley & Co. LLC, MUFG Securities Americas Inc, Nomura Securities International, Inc, RBC Capital Markets, LLC, SG Americas Securities, LLC, UBS Securities LLC, Wells Fargo Securities, LLC
Underwriting Spread0.650%
CurrencyUSD




























FundGlobal Bond
IssuerBank of America Corp
Ticker/Sedol06051GJB6
Principal Amount (US$)$3,000,000,000.00
Principal Amount (Foreign$)N/A
Amount Purchased (US$)$500,000.00
Amount Purchased (Foreign$)N/A
Trade Date4/22/20
Price (US$)$100.00
Price-ForeignN/A
UnderwriterBofA Securities, Inc.
Other Syndicate Members:
ABN AMRO Securities (USA) LLC, ANZ Securities, Inc., Banca IMI S.p.A., Banco de Sabadell, S.A., BBVA Securities Inc., BMO Capital Markets Corp., BNY Mellon Capital Markets, LLC, Capital One Securities, Inc., CIBC World Markets Corp., Citizens Capital Markets, Inc., Commerz Markets LLC, Commonwealth Bank of Australia, Credit Agricole Securities (USA) Inc., Danske Markets Inc., DBS Bank Ltd., Huntington Securities, Inc., ING Financial Markets LLC, KeyBanc Capital Markets Inc., Lloyds Securities Inc., Mizuho Securities USA LLC, Nordea Bank ABP, RB International Markets (USA) LLC, Regions Securities LLC, Santander Investment
 Securities Inc., Scotia Capital (USA) Inc., SMBC Nikko Securities America, Inc., Standard Chartered Bank, SunTrust Robinson Humphrey, Inc., TD Securities (USA) LLC, UniCredit Capital Markets LLC, Apto Partners, LLC, Drexel Hamilton, LLC
Underwriting Spread0.450%
CurrencyUSD






















FundInternational Bond
IssuerBank of America Corp
Ticker/Sedol06051GJB6
Principal Amount (US$)$3,000,000,000.00
Principal Amount (Foreign$)N/A
Amount Purchased (US$)$900,000.00
Amount Purchased (Foreign$)N/A
Trade Date4/22/20
Price (US$)$100.00
Price-ForeignN/A
UnderwriterBofA Securities, Inc
Other Syndicate Members:
ABN AMRO Securities (USA) LLC, ANZ Securities, Inc., Banca IMI S.p.A., Banco de Sabadell, S.A., BBVA Securities Inc., BMO Capital Markets Corp., BNY Mellon Capital Markets, LLC, Capital One Securities, Inc., CIBC World Markets Corp., Citizens Capital Markets, Inc., Commerz Markets LLC, Commonwealth Bank of Australia, Credit Agricole Securities (USA) Inc., Danske Markets Inc., DBS Bank Ltd., Huntington Securities, Inc., ING Financial Markets LLC, KeyBanc Capital Markets Inc., Lloyds Securities Inc., Mizuho Securities USA LLC, Nordea Bank ABP, RB International Markets (USA) LLC, Regions Securities LLC, Santander Investment
 Securities Inc., Scotia Capital (USA) Inc., SMBC Nikko Securities America, Inc., Standard Chartered Bank, SunTrust Robinson Humphrey, Inc., TD Securities (USA) LLC, UniCredit Capital Markets LLC, Apto Partners, LLC, Drexel Hamilton, LLC
Underwriting Spread0.450%
CurrencyUSD




















FundGlobal Bond
IssuerBank of America Corp
Ticker/Sedol06051GJD2
Principal Amount (US$)$3,000,000,000.00
Principal Amount (Foreign$)N/A
Amount Purchased (US$)$1,170,000.00
Amount Purchased (Foreign$)N/A
Trade Date6/16/20
Price (US$)$100.00
Price-ForeignN/A
UnderwriterBofA Securities, Inc
Other Syndicate Members:ABN AMRO Securities (USA) LLC, ANZ Securities, Inc., Banca IMI S.p.A., Bankinter S.A., BBVA Securities Inc., BMO Capital Markets Corp., Capital One Securities, Inc., CIBC World Markets Corp., Citizens Capital Markets, Inc., Commerz Markets LLC, Commonwealth Bank of Australia, Credit Agricole Securities (USA) Inc., Danske Markets Inc., DBS Bank Ltd., DZ Financial Markets LLC, Huntington Securities, Inc., ICBC Standard Bank Plc, ING Financial Markets LLC, KeyBanc Capital Markets Inc., Lloyds Securities Inc., Mizuho Securities USA LLC, Nordea Bank ABP, Rabo Securities USA, Inc., RBC Capital Markets, LLC, RB International Markets (USA) LLC, Regions Securities LLC, Santander Investment Securities Inc., SMBC Nikko Securities America, Inc., Standard Chartered Bank, SG Americas Securities, LLC, TD Securities (USA) LLC, UniCredit Capital Markets LLC, Academy Securities, Inc., Bancroft Capital, LLC, CastleOak Securities, L.P., Siebert Williams Shank & Co., LLC
Underwriting Spread0.350%
CurrencyUSD



















FundInternational Bond
IssuerBank of America Corp
Ticker/Sedol06051GJD2
Principal Amount (US$)$3,000,000,000.00
Principal Amount (Foreign$)N/A
Amount Purchased (US$)$580,000.00
Amount Purchased (Foreign$)N/A
Trade Date6/16/20
Price (US$)$100.00
Price-ForeignN/A
UnderwriterBofA Securities, Inc
Other Syndicate Members:ABN AMRO Securities (USA) LLC, ANZ Securities, Inc., Banca IMI S.p.A., Bankinter S.A., BBVA Securities Inc., BMO Capital Markets Corp., Capital One Securities, Inc., CIBC World Markets Corp., Citizens Capital Markets, Inc., Commerz Markets LLC, Commonwealth Bank of Australia, Credit Agricole Securities (USA) Inc., Danske Markets Inc., DBS Bank Ltd., DZ Financial Markets LLC, Huntington Securities, Inc., ICBC Standard Bank Plc, ING Financial Markets LLC, KeyBanc Capital Markets Inc., Lloyds Securities Inc., Mizuho Securities USA LLC, Nordea Bank ABP, Rabo Securities USA, Inc., RBC Capital Markets, LLC, RB International Markets (USA) LLC, Regions Securities LLC, Santander Investment Securities Inc., SMBC Nikko Securities America, Inc., Standard Chartered Bank, SG Americas Securities, LLC, TD Securities (USA) LLC, UniCredit Capital Markets LLC, Academy Securities, Inc., Bancroft Capital, LLC, CastleOak Securities, L.P., Siebert Williams Shank & Co., LLC
Underwriting Spread0.350%
CurrencyUSD



















FundGlobal Bond
IssuerBank of America Corp
Ticker/Sedol06051GJE0
Principal Amount (US$)$3,000,000,000.00
Principal Amount (Foreign$)N/A
Amount Purchased (US$)$1,100,000.00
Amount Purchased (Foreign$)N/A
Trade Date6/16/20
Price (US$)$100.00
Price-ForeignN/A
UnderwriterBofA Securities, Inc
Other Syndicate Members:ABN AMRO Securities (USA) LLC, ANZ Securities, Inc., Banca IMI S.p.A., Bankinter S.A., BBVA Securities Inc., BMO Capital Markets Corp., Capital One Securities, Inc., CIBC World Markets Corp., Citizens Capital Markets, Inc., Commerz Markets LLC, Commonwealth Bank of Australia, Credit Agricole Securities (USA) Inc., Danske Markets Inc., DBS Bank Ltd., DZ Financial Markets LLC, Huntington Securities, Inc., ICBC Standard Bank Plc, ING Financial Markets LLC, KeyBanc Capital Markets Inc., Lloyds Securities Inc., Mizuho Securities USA LLC, MUFG Securities Americas Inc., nabSecurities, LLC, Natixis Securities Americas LLC, NatWest Markets Securities Inc., Nomura Securities International, Inc., Nordea Bank ABP, Rabo Securities USA, Inc., RBC Capital Markets, LLC, RB International Markets (USA) LLC, Regions Securities LLC, Santander Investment Securities Inc., SMBC Nikko Securities America, Inc., Standard Chartered Bank, SG Americas Securities, LLC, TD Securities (USA) LLC, UniCredit Capital Markets LLC, Academy Securities, Inc., Bancroft Capital, LLC, CastleOak Securities, L.P., Siebert Williams Shank & Co., LLC
Underwriting Spread0.750%
CurrencyUSD















FundInternational Bond
IssuerBank of America Corp
Ticker/Sedol06051GJE0
Principal Amount (US$)$3,000,000,000.00
Principal Amount (Foreign$)N/A
Amount Purchased (US$)$500,000.00
Amount Purchased (Foreign$)N/A
Trade Date6/16/20
Price (US$)$100.00
Price-ForeignN/A
UnderwriterBofA Securities, Inc
Other Syndicate Members:ABN AMRO Securities (USA) LLC, ANZ Securities, Inc., Banca IMI S.p.A., Bankinter S.A., BBVA Securities Inc., BMO Capital Markets Corp., Capital One Securities, Inc., CIBC World Markets Corp., Citizens Capital Markets, Inc., Commerz Markets LLC, Commonwealth Bank of Australia, Credit Agricole Securities (USA) Inc., Danske Markets Inc., DBS Bank Ltd., DZ Financial Markets LLC, Huntington Securities, Inc., ICBC Standard Bank Plc, ING Financial Markets LLC, KeyBanc Capital Markets Inc., Lloyds Securities Inc., Mizuho Securities USA LLC, MUFG Securities Americas Inc., nabSecurities, LLC, Natixis Securities Americas LLC, NatWest Markets Securities Inc., Nomura Securities International, Inc., Nordea Bank ABP, Rabo Securities USA, Inc., RBC Capital Markets, LLC, RB International Markets (USA) LLC, Regions Securities LLC, Santander Investment Securities Inc., SMBC Nikko Securities America, Inc., Standard Chartered Bank, SG Americas Securities, LLC, TD Securities (USA) LLC, UniCredit Capital Markets LLC, Academy Securities, Inc., Bancroft Capital, LLC, CastleOak Securities, L.P., Siebert Williams Shank & Co., LLC
Underwriting Spread0.750%
CurrencyUSD


















FundGlobal Bond
IssuerCitigroup, Inc.
Ticker/Sedol172967MS7
Principal Amount (US$)$3,500,000,000.00
Principal Amount (Foreign$)N/A
Amount Purchased (US$)$640,000.00
Amount Purchased (Foreign$)N/A
Trade Date5/26/20
Price (US$)$100.00
Price-ForeignN/A
UnderwriterCitigroup Global Markets Inc.
Other Syndicate Members:Banca IMI S.p.A., BMO Capital Markets Corp., Deutsche Bank Securities Inc., Huntington Securities, Inc., Lloyds Securities Inc., Lloyds Securities Inc., NatWest Markets Securities Inc., RBC Capital Markets, LLC, Scotia Capital (USA) Inc., SG Americas Securities, LLC, SMBC Nikko Securities America, Inc., UBS Securities LLC, UniCredit Capital Markets LLC, ABN AMRO Securities (USA) LLC, Academy Securities, Inc., Bank of China Limited, London Branch, BBVA Securities Inc., Cabrera Capital Markets LLC, Capital One Securities, Inc., CastleOak Securities, L.P., CIBC World Markets Corp., Citizens Capital Markets, Inc., Commonwealth Bank of Australia, Credit Suisse Securities (USA) LLC, DBS Bank Ltd., Desjardins Securities Inc., Fifth Third Securities, Inc., HSBC Securities (USA) Inc., ICBC Standard Bank Plc, ING Financial Markets LLC, KeyBanc Capital Markets Inc., Mischler Financial Group, Inc., nabSecurities, LLC, National Bank of Canada Financial Inc., Natixis Securities Americas LLC, Nomura Securities International, Inc., Regions Securities LLC, Regions Securities LLC, Santander Investment Securities Inc., TD Securities (USA) LLC, U.S. Bancorp Investments, Inc.
Underwriting Spread0.425%
CurrencyUSD

















FundInternational Bond
IssuerCitigroup, Inc.
Ticker/Sedol172967MS7
Principal Amount (US$)$3,500,000,000.00
Principal Amount (Foreign$)N/A
Amount Purchased (US$)$310,000.00
Amount Purchased (Foreign$)N/A
Trade Date5/26/20
Price (US$)$100.00
Price-ForeignN/A
UnderwriterCitigroup Global Markets Inc.
Other Syndicate Members:Banca IMI S.p.A., BMO Capital Markets Corp., Deutsche Bank Securities Inc., Huntington Securities, Inc., Lloyds Securities Inc., Lloyds Securities Inc., NatWest Markets Securities Inc., RBC Capital Markets, LLC, Scotia Capital (USA) Inc., SG Americas Securities, LLC, SMBC Nikko Securities America, Inc., UBS Securities LLC, UniCredit Capital Markets LLC, ABN AMRO Securities (USA) LLC, Academy Securities, Inc., Bank of China Limited, London Branch, BBVA Securities Inc., Cabrera Capital Markets LLC, Capital One Securities, Inc., CastleOak Securities, L.P., CIBC World Markets Corp., Citizens Capital Markets, Inc., Commonwealth Bank of Australia, Credit Suisse Securities (USA) LLC, DBS Bank Ltd., Desjardins Securities Inc., Fifth Third Securities, Inc., HSBC Securities (USA) Inc., ICBC Standard Bank Plc, ING Financial Markets LLC, KeyBanc Capital Markets Inc., Mischler Financial Group, Inc., nabSecurities, LLC, National Bank of Canada Financial Inc., Natixis Securities Americas LLC, Nomura Securities International, Inc., Regions Securities LLC, Regions Securities LLC, Santander Investment Securities Inc., TD Securities (USA) LLC, U.S. Bancorp Investments, Inc.
Underwriting Spread0.425%
CurrencyUSD














FundGlobal Bond
IssuerSumitomo Mitsui Trust Bank
Ticker/Sedol86563VAT6
Principal Amount (US$)$499,395,000.00
Principal Amount (Foreign$)N/A
Amount Purchased (US$)$848,971.50
Amount Purchased (Foreign$)N/A
Trade Date9/09/20
Price (US$)$99.879
Price-ForeignN/A
UnderwriterGoldman Sachs & Co. LLC
Other Syndicate Members:J.P. Morgan Securities LLC, Citigroup Global Markets Inc., Daiwa Capital Markets America Inc., BNP Paribas Securities Corp., Credit Agricole Corporate and Investment Bank, Barclays Capital Inc., BofA Securities, Inc., Deutsche Bank Securities Inc., HSBC Securities International, Inc., Nomura Securities International, Inc., DBS Bank Ltd., MBC Nikko Securities America, Inc., UBS Securities LLC, Wells Fargo Securities, LLC
Underwriting Spread0.350%
CurrencyUSD



FundInternational Bond
IssuerSumitomo Mitsui Trust Bank
Ticker/Sedol86563VAT6
Principal Amount (US$)$499,395,000.00
Principal Amount (Foreign$)N/A
Amount Purchased (US$)$1,648,003.50
Amount Purchased (Foreign$)N/A
Trade Date9/09/20
Price (US$)$99.879
Price-ForeignN/A
UnderwriterGoldman Sachs & Co. LLC
Other Syndicate Members:J.P. Morgan Securities LLC, Citigroup Global Markets Inc., Daiwa Capital Markets America Inc., BNP Paribas Securities Corp., Credit Agricole Corporate and Investment Bank, Barclays Capital Inc., BofA Securities, Inc., Deutsche Bank Securities Inc., HSBC Securities International, Inc., Nomura Securities International, Inc., DBS Bank Ltd., MBC Nikko Securities America, Inc., UBS Securities LLC, Wells Fargo Securities, LLC
Underwriting Spread0.350%
CurrencyUSD





FundGlobal Bond
IssuerBank of America Corporation
Ticker/Sedol06051GJM2
Principal Amount (US$)$1,000,000,000.00
Principal Amount (Foreign$)N/A
Amount Purchased (US$)$400,000.00
Amount Purchased (Foreign$)N/A
Trade Date10/16/20
Price (US$)$100.00
Price-ForeignN/A
UnderwriterBofA Securities, Inc.
Other Syndicate Members:
Academy Securities, Inc., ANZ Securities, Inc., BBVA Securities Inc., BMO Capital Markets Corp., Capital One Securities, Inc., CastleOak Securities, L.P., CIBC World Markets Corp., Commerz Markets LLC, Commonwealth Bank of Australia, Danske Markets Inc., DNB Markets, Inc., Drexel Hamilton, LLC, HSBC Securities (USA) Inc., Huntington Securities, Inc., ICBC Standard Bank Plc, ING Financial Markets LLC, Intesa Sanpaolo S.p.A., KeyBanc Capital Markets Inc., Lloyds Securities Inc., MFR Securities, Inc., Mizuho Securities USA LLC, MUFG Securities Americas Inc., abSecurities, LLC, nabSecurities, LLC, Nomura Securities International, Inc., Nordea Bank ABP, Nykredit Bank A/S, Penserra Securities LLC, PNC Capital Markets LLC, R. Seelaus & Co., LLC,
Rabo Securities USA, Inc., Regions Securities LLC, Santander Investment Securities Inc., Scotia Capital (USA) Inc., SMBC Nikko Securities America, Inc., Standard Chartered Bank, Truist Securities, Inc., U.S. Bancorp Investments, Inc., UBS Securities LLC, UniCredit Capital Markets LLC, Westpac Capital Markets LLC
 
Underwriting Spread0.875%
CurrencyUSD


















FundInternational Bond
IssuerBank of America Corporation
Ticker/Sedol06051GJM2
Principal Amount (US$)$1,000,000,000.00
Principal Amount (Foreign$)N/A
Amount Purchased (US$)$150,000.00
Amount Purchased (Foreign$)N/A
Trade Date10/16/20
Price (US$)$100.00
Price-ForeignN/A
UnderwriterBofA Securities, Inc.
Other Syndicate Members:
Academy Securities, Inc., ANZ Securities, Inc., BBVA Securities Inc., BMO Capital Markets Corp., Capital One Securities, Inc., CastleOak Securities, L.P., CIBC World Markets Corp., Commerz Markets LLC, Commonwealth Bank of Australia, Danske Markets Inc., DNB Markets, Inc., Drexel Hamilton, LLC, HSBC Securities (USA) Inc., Huntington Securities, Inc., ICBC Standard Bank Plc, ING Financial Markets LLC, Intesa Sanpaolo S.p.A., KeyBanc Capital Markets Inc., Lloyds Securities Inc., MFR Securities, Inc., Mizuho Securities USA LLC, MUFG Securities Americas Inc., abSecurities, LLC, nabSecurities, LLC, Nomura Securities International, Inc., Nordea Bank ABP, Nykredit Bank A/S, Penserra Securities LLC, PNC Capital Markets LLC, R. Seelaus & Co., LLC,
Rabo Securities USA, Inc., Regions Securities LLC, Santander Investment Securities Inc., Scotia Capital (USA) Inc., SMBC Nikko Securities America, Inc., Standard Chartered Bank, Truist Securities, Inc., U.S. Bancorp Investments, Inc., UBS Securities LLC, UniCredit Capital Markets LLC, Westpac Capital Markets LLC
 
Underwriting Spread0.875%
CurrencyUSD