POS EX 1 blgo20230508_posex.htm FORM POS EX blgo20230508_posex.htm
 

As filed with the Securities and Exchange Commission on May 9, 2023

 

Registration No. 333-233534

 

UNITED STATES SECURITIES AND EXCHANGE COMMISSION

Washington, DC 20549

 

Post-Effective Amendment No. 5 to

FORM S-1

 

REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933

 

BIOLARGO, INC.

(Exact name of registrant as specified in its charter)

 

Delaware

 

2800

 

65-0159115

(State or other jurisdiction of

 

(Primary Standard Industrial

 

(I.R.S. Employer

incorporation or organization)

 

Classification Code Number)

 

Identification No.)

 

BioLargo, Inc.

14921 Chestnut St.

Westminster, CA 92683

(888) 400-2863

(Address, including zip code, and telephone number, including area code, of registrant’s principal executive offices)

 

Agents and Corporations, Inc.

1201 Orange Street, Suite 600

Wilmington, DE 19801

(302) 575-0877

(Name, address, including zip code, and telephone number, including area code, of agent for service)

 
 

Copy to:

Gilbert Bradshaw, Esq.

Wilson Bradshaw LLP

18818 Teller Avenue, Suite 115

Irvine, CA 92612

Tel: (949) 752-1100/Fax: (949) 752-1144

gbradshaw@wbc-law.com

 

 

 

Approximate date of commencement of proposed sale to the public:

From time to time after this registration statement is declared effective.

 

If any of the securities being registered on this form are to be offered on a delayed or continuous basis pursuant to Rule 415 under the Securities Act of 1933, check the following box: ☒

 

If this form is filed to register additional securities for an offering pursuant to Rule 462(b) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering. ☐

 

If this form is a post-effective amendment filed pursuant to Rule 462(c) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering. ☐

 

If this form is a post-effective amendment filed pursuant to Rule 462(d) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering. ☐

 

Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, or a smaller reporting company or an emerging growth company. See the definitions of “large accelerated filer,” “accelerated filer,” “smaller reporting company” and "emerging growth company" in Rule 12b-2 of the Exchange Act.

 

Large accelerated filer: ☐

 

Smaller reporting company: ☒

Accelerated filer: ☐

 

Emerging growth company ☐

Non-accelerated filer: ☒

   

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided to Section 7(a)(2)(B) of the Securities Act. ☐

 

 

The registrant hereby amends this registration statement on such date or dates as may be necessary to delay its effective date until the registrant shall file a further amendment which specifically states that this registration statement shall thereafter become effective in accordance with Section 8(a) of the Securities Act of 1933 or until the registration statement shall become effective on such date as the Securities and Exchange Commission, acting pursuant to said Section 8(a), may determine.

 

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EXPLANATORY NOTE

 

BioLargo, Inc. is filing this Post-Effective Amendment No. 5 to its Registration Statement on Form S-1 (File No. 333-233534) as an exhibits-only filing. Accordingly, this Amendment consists only of the facing page, this explanatory note, Item 16(a) of Part II of the Registration Statement, the exhibits index to the Registration Statement, the signature page to the Registration Statement and the filed exhibits. The remainder of the Registration Statement is unchanged and has therefore been omitted.

 

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PART II INFORMATION NOT REQUIRED IN PROSPECTUS

 

 

Item 16. Exhibits.

 

   

Incorporated by Reference
Herein

Exhibit
Number

Exhibit Description

Form

File Date

5.1*

Opinion and consent of counsel

   

 

* Filed herewith.

 

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SIGNATURES

 

Pursuant to the requirements of the Securities Act of 1933, the registrant has duly caused this registration statement to be signed on its behalf by the undersigned, thereunto duly authorized, in City of Westminster, State of California, on May 9, 2023.

 

 

 

BioLargo, Inc.

 

 

 

By: /s/ Dennis P. Calvert

 

 

Dennis P. Calvert

 

Chief Executive Officer (Principal Executive Officer)

   
   

 

 

POWER OF ATTORNEY AND SIGNATURES

 

Pursuant to the requirements of the Securities Act of 1933, this registration statement has been signed by the following persons in the capacities and on the dates indicated.

 

The undersigned officers and directors of the Company hereby constitute and appoint Dennis P. Calvert and Charles K. Dargan II, and each of them singly, with full power of substitution, our true and lawful attorneys-in-fact and agents to take any actions to enable the Company to comply with the Securities Act, and any rules, regulations and requirements of the SEC, in connection with this registration statement, including the power and authority to sign for us in our names in the capacities indicated below any and all amendments to this registration statement and any other registration statement filed pursuant to the provisions of Rule 462 under the Securities Act.

 

 

Signature

 

Title

 

Date

 

 

 

 

 

 

 

 

 

 

/s/ Dennis P. Calvert

 

Chief Executive Officer, President, Chairman, Director, Principal Executive Officer

 

May 9, 2023

Dennis P. Calvert

 

 

 

 

         

/s/ Charles K. Dargan II

 

Chief Financial Officer (principal financial officer and principal accounting officer)

 

May 9, 2023

Charles K. Dargan II

       

/s/ *

 

Chief Science Officer, Director

 

May 9, 2023

Kenneth R. Code

 

 

 

 

 

 

 

 

 

/s/ *

 

Executive Vice President, Corporate Secretary, Director

 

May 9, 2023

Joseph L. Provenzano

 

 

 

 

         

/s/ *

 

Director

 

May 9, 2023

Jack B. Strommen

 

 

 

 

         

/s/ *

 

Director

 

May 9, 2023

Dennis E. Marshall

 

 

 

 

         

/s/ *

 

Director

 

May 9, 2023

Linda Park

 

 

 

 

         

/s/ *

 

Director

 

May 9, 2023

Christina Bray

 

 

 

 

 

* By Dennis P. Calvert, Attorney-in-fact

 

 

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