-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GClxNwoP4O0UVex1jtxe8qlrMp5xjtPyYSux1NhtwYxThPdpPtn97vCN4mY7purJ wygvLgtaoHJ1Wqy4cxsQNQ== 0001094891-00-000087.txt : 20000210 0001094891-00-000087.hdr.sgml : 20000210 ACCESSION NUMBER: 0001094891-00-000087 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20000209 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: LATIN AMERICAN CASINOS INC CENTRAL INDEX KEY: 0000880242 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-AUTO DEALERS & GASOLINE STATIONS [5500] IRS NUMBER: 650159115 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-56667 FILM NUMBER: 528309 BUSINESS ADDRESS: STREET 1: 200 NE 164TH ST CITY: NORTH MIAMI BEACH STATE: FL ZIP: 33162 BUSINESS PHONE: 3057561000 MAIL ADDRESS: STREET 1: 200 NE 164TH ST CITY: N MIAMI BEACH STATE: FL ZIP: 33162 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: KOOCK KENNETH J CENTRAL INDEX KEY: 0000938684 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: M H MEYERSON & CO INC STREET 2: 525 WASHINGTON BLVD 34TH FL CITY: JERSEY CITY STATE: NJ ZIP: 07310 BUSINESS PHONE: 2014599590 MAIL ADDRESS: STREET 1: M H MEYERSON & CO INC STREET 2: 525 WASHINGTON BLVD 34TH FLOOR CITY: JERSEY CITY STATE: NJ ZIP: 07310 SC 13G 1 SCHEDULE 13G OMB APPROVAL ------------------------ OMB Number: 3235-0145 ------------------------ UNITED STATES Expires: August 31, 1999 SECURITIES AND EXCHANGE COMMISSION Estimated average burden Washington, D.C. 20549 hours per form ....14.90 ------------------------ SCHEDULE 13G INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (Rule 13d-102) (Amendment No. ) Latin American Casinos Inc. --------------------------- (Name of Issuer) Common Stock, $.00067 par value ------------------------------- (Title Class of Securities) 51827W103 -------------- (CUSIP Number) December 31, 1999 - ------------------------------------------------------------------------------- (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: |X| Rule 13d-1(b) |_| Rule 13d-1(c) |_| Rule 13d-1(d) Page 1 of 4 pages SCHEDULE 13G CUSIP No. 51827W103 Page 2 of 4 Pages - -------------------------- ------------------------- 1 NAME OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (entities only) Kenneth Koock - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)* (a)|_| (b)|_| - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS*(See Instructions) PF - Personal Fundsl - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) |_| - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION United States Citizen - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER 265,250 NUMBER OF ---------------------------------------------------- SHARES 8 SHARED VOTING POWER BENEFICIALLY OWNED BY ---------------------------------------------------- EACH 9 SOLE DISPOSITIVE POWER REPORTING PERSON 265,250 WITH ---------------------------------------------------- 10 SHARED DISPOSITIVE POWER - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 265,250 - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 7.8% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* BD, IN - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7 (INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION. Page 2 of 4 pages 11495.1 Item 1. (a) Name of Issuer: Latin American Casinos Inc. (b) Address of Issuer's Principal Executive Offices: 2000 NE 164th Street North Miami Beach, Florida 33162 Item 2. (a) Name of Person Filing: Kenneth Koock (b) Address of Principal Business Office: 525 Washington Boulevard Jersey City, New Jersey 07503 (c) Citizenship: United States Citizen (d) Title of Class of Securities: Common Stock, $.00067 par value (e) CUSIP Number: 51827W103 Item 3. If this statement is filed pursuant to Rule 13d-1(b), or 13d-2(b) or (c), check whether the person filing is a: (a) |X| Broker or dealer registered under Section 15 of the Exchange Act (b) |_| Bank as defined in Section 3(a)(6) of the Exchange Act (c) |_| Insurance company as defined in Section 3(a)(19) of the Exchange Act (d) |_| Investment company registered under Section 8 of the Investment Company Act (e) |_| An investment in accordance with Rule 13d-1(b)(1)(ii)(E) (f) |_| An employee benefit plan endowment fund, in accordance with Rule 13d-1(b)(1)(ii)(F) (g) |_| A parent holding company or control person in accordance with Rule 13d-1(b)(1)(ii)(G) (h) |_| A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (i) |_| A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act (j) |_| Group, in accordance with Rule 13d-1(b)(1)(ii)(J) Item 4. Ownership Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1. (a) Amount Beneficially Owned: Kenneth Koock beneficially owns an aggregate of 265,250 shares of Common Stock of Latin American Casinos Inc. This amount includes 164,500 shares of Common Stock and 100,750 shares of Common Stock that may be purchased by Mr. Koock upon exercise of fully vested investment banking warrants issued June 5, 1998. (b) Percent of Class: 7.8% (c) Number of shares as to which such person has: (i) sole power to vote or to direct vote: 265,250 (ii) shared power to vote or to direct vote: (iii) sole power to dispose or to direct the disposition of: 265,250 (iv) shared power to dispose or to direct the disposition of: Item 5. Ownership of Five Percent or Less of a Class Not applicable. Item 6. Ownership of More than Five Percent on Behalf of Another Person Not applicable. Page 3 of 4 pages Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company Not applicable. Item 8. Identification and Classification of Members of the Group Not applicable. Item 9. Notice of Dissolution of Group Not applicable. Item 10. Certification By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having that purpose or effect. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. February 8, 2000 --------------------------- Date /s/ Kenneth Koock ------------------------- Signature Kenneth Koock ------------------------- Name/Title Page 4 of 4 pages -----END PRIVACY-ENHANCED MESSAGE-----