-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SnyBA073Vw3l7jyIcPcx8l33nQ96MYub/JyqQJDB3AecRoVFXyNXxXcl8mOQd21U FwzSRDEmAnrdrDSBe+AJzQ== 0000943440-99-000045.txt : 19990504 0000943440-99-000045.hdr.sgml : 19990504 ACCESSION NUMBER: 0000943440-99-000045 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19990430 FILED AS OF DATE: 19990503 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: UTOPIA MARKETING INC CENTRAL INDEX KEY: 0000880241 STANDARD INDUSTRIAL CLASSIFICATION: FOOTWEAR, (NO RUBBER) [3140] IRS NUMBER: 943060101 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: SEC FILE NUMBER: 000-19616 FILM NUMBER: 99608677 BUSINESS ADDRESS: STREET 1: 301 CLEMATIS STREET STREET 2: SUITE 205 CITY: WEST PALM BEACH STATE: FL ZIP: 33401 BUSINESS PHONE: 5618359998 MAIL ADDRESS: STREET 1: 212 MOUNT HOLLY ROAD CITY: KATONAH STATE: NY ZIP: 10536 COMPANY DATA: COMPANY CONFORMED NAME: EDELMAN SAMUEL CENTRAL INDEX KEY: 0001078696 STANDARD INDUSTRIAL CLASSIFICATION: [] DIRECTOR FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: 301 CLEMATIS STREET SUIE 203 CITY: WEST PALM BEACH STATE: FL ZIP: 33401 BUSINESS PHONE: 5618359998 MAIL ADDRESS: STREET 1: 301 CLEMATIS STREET SUIE 203 CITY: WEST PALM BEACH STATE: FL ZIP: 33401 4 1 FORM 4 U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 1. Name and Address of Reporting Person* Edelman Saumuel (Last) (First) (Middle) 312 Clematis Street, Suite 500 (Street) West Palm Beach FL 33401 (City) (State) (Zip) 2. Issuer Name and Ticker or Trading Symbol Utopia Marketing, Inc. ("UTPM") 3. IRS Number of Reporting Person (Voluntary) 4. Statement for Month/Year April, 1999 5. If Amendment, Date of Original (Month/Day/Year) 6. Relationship of Reporting Person to Issuer (Check all applicable) XX Director XX 10% Owner XX Officer (give title below) Other (specify below) Chief Executive Officer, President 7. Individual or Joint/Group Filing (Check Applicable Line) XX Form filed by One Reporting Person Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned 1. Title of 2. Transaction 3. Transaction 4. Securities 5. Amount of 6. Ownership 7. Nature of Security Date Code Acquired (A) or Securities Form: Indirect (Instr. 3) (Month/Day/ (Instr. 8) Disposed of (D) Beneficially Direct (D) Beneficial Year) (Instr. 3, 4 & 5) Owned at Or Indirect Ownership End of (I) (Instr. 4) Month (Instr. 4) (Instr. 3 & 4) Code V Amount (A) or (D) Price Common Stock, 04/12/99 P 20,000 A .1875 $.001 par value Common Stock, 04/14/99 P 30,000 A .1875 $.001 par value Common Stock 04/15/99 P 10,000 A .1875 2,602,822 D $.001 par value 2,563,996(1) I Spouse
(1) This filing shall not be deemed an admission that the filer is the beneficial owner of these shares. Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
Table II - Derivative Securities Acquired, Disposed or, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) 1. Title of 2. Conversion 3. Trans- 4. Transaction 5. Number of 6. Date 7. Title & Deriv- or Exercise action Code Derivative Exercisable Amount of ative Price of Date (Instr. 8) Securities & Expiration Underlying Security Derivative (Month/ Acquired (A) Date (Month/ Securities (Instr. 3) Security Day/ or Disposed Day/Year) (Instr. 3 & 4) Year) of (D) (Instr. 3, 4 & 5) Code V (A) (D) Date Expira- Title Amount Exer- tion of No. cisable Date of Shares
Table II - Derivative Securities Acquired, Disposed or, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) Contd... 8. Price of 9. Number 10. Ownership 11. Nature Derivative of Derivative Form of of Indirect Security Securities Derivative Beneficial (Instr. 5) Beneficially Security: Ownership Owned at End Direct (D) (Instr. 4) of Month or Indirect (Instr. 4) (I) (Instr 4.)
Explanation of Responses: April 30, 1999 Date /s/Samuel Edelman **Signature of Reporting Person Samuel Edelman Print Name ** Intentional misstatements or omissions of facts constitute Federal Violations. See 18 U.S.C. 1001 and 15 U.S. C 78ff(a) Note: File three copies of this Form, one of which must be manually signed. If space provided is insufficient, see Instruction 6 for procedure. (Print or Type Responses)
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