mm01-0312pep_edmc4ex991.htm

0001140361-12-000871.txt : 20120104 0001140361-12-000871.hdr.sgml : 20120104 20120104170552 ACCESSION NUMBER: 0001140361-12-000871 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20120103 FILED AS OF DATE: 20120104 DATE AS OF CHANGE: 20120104 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CREAMER GLENN M CENTRAL INDEX KEY: 0001084355 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34466 FILM NUMBER: 12507194 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EDUCATION MANAGEMENT CORPORATION CENTRAL INDEX KEY: 0000880059 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-EDUCATIONAL SERVICES [8200] IRS NUMBER: 251119571 FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 300 SIXTH AVENUE CITY: PITTSBURGH STATE: PA ZIP: 15222 BUSINESS PHONE: 4125620900 MAIL ADDRESS: STREET 1: 300 SIXTH AVE CITY: PITTSBURGH STATE: PA ZIP: 15222 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Providence Equity Partners IV Inc. CENTRAL INDEX KEY: 0001426396 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34466 FILM NUMBER: 12507195 BUSINESS ADDRESS: STREET 1: 50 KENNEDY PLAZA STREET 2: 18TH FLOOR CITY: PROVIDENCE STATE: RI ZIP: 02903 BUSINESS PHONE: 401 751-1700 MAIL ADDRESS: STREET 1: 50 KENNEDY PLAZA STREET 2: 18TH FLOOR CITY: PROVIDENCE STATE: RI ZIP: 02903 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Providence Equity Partners V L.L.C. CENTRAL INDEX KEY: 0001473585 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34466 FILM NUMBER: 12507197 BUSINESS ADDRESS: STREET 1: C/O PROVIDENCE EQUITY PARTNERS INC. STREET 2: 50 KENNEDY PLAZA, 18TH FLOOR CITY: PROVIDENCE STATE: RI ZIP: 02903 BUSINESS PHONE: 401-751-1700 MAIL ADDRESS: STREET 1: C/O PROVIDENCE EQUITY PARTNERS INC. STREET 2: 50 KENNEDY PLAZA, 18TH FLOOR CITY: PROVIDENCE STATE: RI ZIP: 02903 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Providence Equity Partners V, Inc. CENTRAL INDEX KEY: 0001474045 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34466 FILM NUMBER: 12507196 BUSINESS ADDRESS: STREET 1: C/O PROVIDENCE EQUITY PARTNERS INC. STREET 2: KENNEDY PLAZA, 18TH FLOOR CITY: PROVIDENCE STATE: RI ZIP: 02903 BUSINESS PHONE: 401-751-1700 MAIL ADDRESS: STREET 1: C/O PROVIDENCE EQUITY PARTNERS INC. STREET 2: KENNEDY PLAZA, 18TH FLOOR CITY: PROVIDENCE STATE: RI ZIP: 02903 4 1 doc1.xml FORM 4 X0304 4 2012-01-03 0 0000880059 EDUCATION MANAGEMENT CORPORATION EDMC 0001473585 Providence Equity Partners V L.L.C. C/O PROVIDENCE EQUITY PARTNERS L.L.C. 50 KENNEDY PLAZA, 18TH FLOOR PROVIDENCE RI 02903 0 0 1 0 0001474045 Providence Equity Partners V, Inc. C/O PROVIDENCE EQUITY PARTNERS L.L.C.. 50 KENNEDY PLAZA, 18TH FLOOR PROVIDENCE RI 02903 0 0 1 0 0001426396 Providence Equity Partners IV Inc. C/O PROVIDENCE EQUITY PARTNERS L.L.C. 50 KENNEDY PLAZA, 18TH FLOOR PROVIDENCE RI 02903 0 0 1 0 0001084355 CREAMER GLENN M C/O PROVIDENCE EQUITY PARTNERS INC. 50 KENNEDY PLAZA, 18TH FLOOR PROVIDENCE RI 02903 0 0 1 0 Common Stock, par value $0.01 per share 2012-01-03 4 J 0 6131 A 40881935 I See footnote Common Stock, par value $0.01 per share 2012-01-03 4 J 0 6131 A 40881935 I See footnote On the Transaction Date, Messrs. Paul J. Salem and Peter Osgood Wilde, Jr. each transferred 6,131 shares of common stock to Providence Equity Partners L.L.C. ("PEP LLC") for no consideration. Representing: (i) 32,317,772 shares of common stock are directly held by Providence Equity Partners V L.P. ("PEP V"); (ii) 5,104,728 shares of common stock are directly held by Providence Equity Partners V-A L.P. ("PEP V-A"); (iii) 2,675,590 shares of common stock are directly held by Providence Equity Partners IV L.P. ("PEP IV"); (iv) 8,629 shares of common stock are directly held by Providence Equity Operating Partners IV L.P. ("PEOP IV"); (v) 740,880 shares of common stock are directly held by PEP EDMC L.L.C. ("PEP EDMC"); (vi) 2,761 shares of common stock are directly held by Mr. Salem as nominee for PEP LLC; (vii) 2,761 shares of common stock are directly held by Mr. Wilde as nominee for PEP LLC; and (viii) 28,814 shares of common stock are directly held by PEP LLC. (Continuation of Footnote 2) Certain Reporting Persons may be deemed to indirectly own the securities listed above as follows: (a) Providence Equity GP V L.P. ("PEP GP V"), as general partner of PEP V and PEP V-A; (b) Providence Equity Partners V L.L.C. ("PEP V LLC") as general partner of PEP GP V; (c) Providence Equity GP IV L.P. ("PEP GP IV"), as general partner of PEP IV and PEOP IV; (d) PEP V, PEP V-A, PEP IV and PEOP IV as the members of PEP EDMC L.L.C.; (e) Providence Equity Partners IV L.L.C. ("PEP IV LLC") as general partner of PEP GP IV; (f) Providence Equity Partners V Inc. ("PEP V Inc.") as the former investment manager of PEP V; (g) Providence Equity Partners IV Inc. ("PEP IV Inc.") as the former investment manager of PEP IV; and (h) PEP LLC, as management company to PEP V, PEP V-A, PEP IV and PEOP IV. (Continuation of Footnote 2) Each of PEP GP V, PEP V LLC, PEP GP IV, PEP IV LLC, PEP V, PEP V-A, PEP IV, PEOP IV, PEP V Inc., PEP IV Inc. and PEP LLC disclaims indirect beneficial ownership except to the extent of each of their respective pecuniary interests therein. (Continuation of Footnote 2) Messrs. Jonathan Nelson, Glenn Creamer and Paul Salem each are: (1) partners of PEP GP IV; (2) indirect beneficial owners of PEP GP V, PEP V LLC, PEP V Inc. and PEP IV Inc.; (3) members of PEP LLC; and (4) members of PEP IV LLC, and may be deemed to share beneficial ownership of shares owned by PEP V, PEP V-A, PEP IV, PEOP IV, PEP EDMC LLC, PEP V Inc., PEP IV Inc. and PEP LLC or held by Messrs. Salem and Wilde as nominees for such entities. Each of Messrs. Nelson, Creamer and Salem disclaims this beneficial ownership, except to the extent of each of their respective pecuniary interests therein. See Exhibit 99.1, incorporated by reference herein. Due to the technical limitation of the number of reporting persons included in each individual filing, this Form 4 is being filed in two parts. This is Part 2 of 2. /s/ Paul J. Salem 2012-01-03 EX-99.1 2 misc1.htm MISCELLANEOUS EXHIBITS mm01-0312pep_edmc4ex991.htm

EXHIBIT 99.1

Joint Filer Information

Name and Address of Reporting Person:	Providence Equity Partners V L.P.
	c/o Providence Equity Partners L.L.C.
	50 Kennedy Plaza, 18th Floor
	Providence, Rhode Island, 02903

Issuer Name and Ticker or Trading Symbol:	Education Management Corporation
	(EDMC)

Relationship of Joint Filer to Issuer:	10% Owner

Date of Earliest Transaction Required to be Reported:	1/3/2012

Designated Filer:	Providence Equity Partners V L.L.C.

PROVIDENCE EQUITY PARTNERS V L.P. By: Providence Equity GP V L.P., its sole general partner By: Providence Equity Partners V L.L.C., its sole general partner /s/ Paul J. Salem
Name: Paul J. Salem Title: Senior Managing Director and Executive Vice President		Date: 1/3/2012

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Name and Address of Reporting Person:	Providence Equity GP V L.P.
	c/o Providence Equity Partners L.L.C.
	50 Kennedy Plaza, 18th Floor
	Providence, Rhode Island, 02903

Issuer Name and Ticker or Trading Symbol:	Education Management Corporation
	(EDMC)

Relationship of Joint Filer to Issuer:	10% Owner

Date of Earliest Transaction Required to be Reported:	1/3/2012

Designated Filer:	Providence Equity Partners V L.L.C.

PROVIDENCE EQUITY GP V L.P. By: Providence Equity Partners V L.L.C., its sole general partner /s/ Paul J. Salem
Name: Paul J. Salem Title: Senior Managing Director and Executive Vice President		Date: 1/3/2012

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Name and Address of Reporting Person:	Providence Equity Partners V-A L.P.
	c/o Providence Equity Partners L.L.C.
	50 Kennedy Plaza, 18th Floor
	Providence, Rhode Island, 02903

Issuer Name and Ticker or Trading Symbol:	Education Management Corporation
	(EDMC)

Relationship of Joint Filer to Issuer:	10% Owner

Date of Earliest Transaction Required to be Reported:	1/3/2012

Designated Filer:	Providence Equity Partners V L.L.C.

PROVIDENCE EQUITY PARTNERS V-A L.P. By: Providence Equity GP V L.P., its sole general partner By: Providence Equity Partners V L.L.C., its sole general partner /s/ Paul J. Salem
Name: Paul J. Salem Title: Senior Managing Director and Executive Vice President		Date: 1/3/2012

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Name and Address of Reporting Person:	Providence Equity Partners IV L.P.
	c/o Providence Equity Partners L.L.C.
	50 Kennedy Plaza, 18th Floor
	Providence, Rhode Island, 02903

Issuer Name and Ticker or Trading Symbol:	Education Management Corporation
	(EDMC)

Relationship of Joint Filer to Issuer:	10% Owner

Date of Earliest Transaction Required to be Reported:	1/3/2012

Designated Filer:	Providence Equity Partners V L.L.C.

PROVIDENCE EQUITY PARTNERS IV L.P. By: Providence Equity GP IV L.P., its sole general partner By: Providence Equity Partners IV L.L.C., its sole general partner /s/ Paul J. Salem
Name: Paul J. Salem Title: Class A Member		Date: 1/3/2012

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Name and Address of Reporting Person:	Providence Equity GP IV L.P.
	c/o Providence Equity Partners L.L.C.
	50 Kennedy Plaza, 18th Floor
	Providence, Rhode Island, 02903

Issuer Name and Ticker or Trading Symbol:	Education Management Corporation
	(EDMC)

Relationship of Joint Filer to Issuer:	10% Owner

Date of Earliest Transaction Required to be Reported:	1/3/2012

Designated Filer:	Providence Equity Partners V L.L.C.

PROVIDENCE EQUITY GP IV L.P. By: Providence Equity Partners IV L.L.C., its sole general partner /s/ Paul J. Salem
Name: Paul J. Salem Title: Class A Member		Date: 1/3/2012

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Name and Address of Reporting Person:	Providence Equity Partners IV L.L.C.
	c/o Providence Equity Partners L.L.C.
	50 Kennedy Plaza, 18th Floor
	Providence, Rhode Island, 02903

Issuer Name and Ticker or Trading Symbol:	Education Management Corporation
	(EDMC)

Relationship of Joint Filer to Issuer:	10% Owner

Date of Earliest Transaction Required to be Reported:	1/3/2012

Designated Filer:	Providence Equity Partners V L.L.C.

PROVIDENCE EQUITY PARTNERS IV L.L.C. /s/ Paul J. Salem
Name: Paul J. Salem Title: Class A Member		Date: 1/3/2012

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Name and Address of Reporting Person:	Providence Equity Operating Partners IV L.P.
	c/o Providence Equity Partners L.L.C.
	50 Kennedy Plaza, 18th Floor
	Providence, Rhode Island, 02903

Issuer Name and Ticker or Trading Symbol:	Education Management Corporation
	(EDMC)

Relationship of Joint Filer to Issuer:	10% Owner

Date of Earliest Transaction Required to be Reported:	1/3/2012

Designated Filer:	Providence Equity Partners V L.L.C.

PROVIDENCE EQUITY OPERATING PARTNERS IV L.P. By: Providence Equity GP IV L.P., its sole general partners By: Providence Equity Partners IV L.L.C., its sole general partner /s/ Paul J. Salem
Name: Paul J. Salem Title: Class A Member		Date: 1/3/2012

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Name and Address of Reporting Person:	PEP EDMC L.L.C.
	c/o Providence Equity Partners L.L.C.
	50 Kennedy Plaza, 18th Floor
	Providence, Rhode Island, 02903

Issuer Name and Ticker or Trading Symbol:	Education Management Corporation
	(EDMC)

Relationship of Joint Filer to Issuer:	10% Owner

Date of Earliest Transaction Required to be Reported:	1/3/2012

Designated Filer:	Providence Equity Partners V L.L.C.

/s/ Paul J. Salem
Name: Paul J. Salem Title: Senior Managing Director and Executive Vice President		Date: 1/3/2012

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Name and Address of Reporting Person:	Jonathan M. Nelson
	c/o Providence Equity Partners L.L.C.
	50 Kennedy Plaza, 18th Floor
	Providence, Rhode Island, 02903

Issuer Name and Ticker or Trading Symbol:	Education Management Corporation
	(EDMC)

Relationship of Joint Filer to Issuer:	10% Owner

Date of Earliest Transaction Required to be Reported:	1/3/2012

Designated Filer:	Providence Equity Partners V L.L.C.

/s/ Jonathan M. Nelson
Name: Jonathan M. Nelson		Date: 1/3/2012

9

Name and Address of Reporting Person:	Glenn M. Creamer
	c/o Providence Equity Partners L.L.C.
	50 Kennedy Plaza, 18th Floor
	Providence, Rhode Island, 02903

Issuer Name and Ticker or Trading Symbol:	Education Management Corporation
	(EDMC)

Relationship of Joint Filer to Issuer:	10% Owner

Date of Earliest Transaction Required to be Reported:	1/3/2012

Designated Filer:	Providence Equity Partners V L.L.C.

/s/ Glenn M. Creamer
Name: Glenn M. Creamer		Date: 1/3/2012

10

Name and Address of Reporting Person:	Providence Equity Partners V Inc.
	c/o Providence Equity Partners L.L.C.
	50 Kennedy Plaza, 18th Floor
	Providence, Rhode Island, 02903

Issuer Name and Ticker or Trading Symbol:	Education Management Corporation
	(EDMC)

Relationship of Joint Filer to Issuer:	10% Owner

Date of Earliest Transaction Required to be Reported:	1/3/2012

Designated Filer:	Providence Equity Partners V L.L.C.

/s/ Paul J. Salem
Name: Paul J. Salem Title: Senior Managing Director and Executive Vice President		Date: 1/3/2012

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Name and Address of Reporting Person:	Providence Equity Partners IV Inc.
	c/o Providence Equity Partners L.L.C.
	50 Kennedy Plaza, 18th Floor
	Providence, Rhode Island, 02903

Issuer Name and Ticker or Trading Symbol:	Education Management Corporation
	(EDMC)

Relationship of Joint Filer to Issuer:	10% Owner

Date of Earliest Transaction Required to be Reported:	1/3/2012

Designated Filer:	Providence Equity Partners V L.L.C.

/s/ Paul J. Salem
Name: Paul J. Salem Title: Managing Director and Executive Vice President		Date: 1/3/2012

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