-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OK5MHjfgkwE88nG0PYJkSCoMIKXt1+zHeBNIt2Y1E/OQZfV1RHRIUKAA0yMqVf8L Xk45IH1uPmFdC5mg1rPm0A== 0001012688-01-500009.txt : 20010612 0001012688-01-500009.hdr.sgml : 20010612 ACCESSION NUMBER: 0001012688-01-500009 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20010531 FILED AS OF DATE: 20010611 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: EDUCATION MANAGEMENT CORPORATION CENTRAL INDEX KEY: 0000880059 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-EDUCATIONAL SERVICES [8200] IRS NUMBER: 251119571 FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 4 SEC ACT: SEC FILE NUMBER: 000-21363 FILM NUMBER: 1658003 BUSINESS ADDRESS: STREET 1: 300 SIXTH AVENUE CITY: PITTSBURGH STATE: PA ZIP: 15222 BUSINESS PHONE: 4125620900 MAIL ADDRESS: STREET 1: 300 SIXTH AVE CITY: PITTSBURGH STATE: PA ZIP: 15222 COMPANY DATA: COMPANY CONFORMED NAME: BARON RONALD CENTRAL INDEX KEY: 0001012688 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] OWNER STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: BARON CAPITAL INC STREET 2: 767 FIFTH AVENUE 49TH FL CITY: NEW YORK STATE: NY ZIP: 10153 BUSINESS PHONE: 2125832000 MAIL ADDRESS: STREET 1: BARON CAPITAL INC STREET 2: 767 FIFTH AVENUE 49TH FL CITY: NEW YORK STATE: NY ZIP: 10153 4 1 edmcbody.txt FORM 4 - EDUCATION MANAGEMENT UNITED STATES OMB APPROVAL SECURITIES AND EXCHANGE COMMISSION F O R M 4 OMB Number: 3235-0287 Washington, D.C. 20549 Expires:September 30, 1998 Estimated average burden Check this box if no longer hours per response.....0.5 subject to Section 16. Form 4 or Form 5 obligation may continue. See Instruction 1(b). Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or section 30(f) of the Investment Company Act of 1940 - -------------------------------------------------------------------------------
|1.Name and Address of Reporting Person |2.Issuer Name and Ticker or Trading Symbol|6.Relationship of Reporting Person(s) to Issuer| | | | | | BARON RONALD | EDUCATION MANAGEMENT CORPORATION - EDMC | _____ Director _X__ 10% Owner | |---------------------------------------|------------------------------------------| | | (Last) (First) (MI)|3.IRS or Social Security|4. Statement for | _____ Officer(give ____ Other(specify| | | Number of Reporting | Month/Year | title below) below) | | | Person (Voluntary) | | ___________________________ | | 767 Fifth Avenue | | MAY 2001 | | |---------------------------------------| |-----------------|-----------------------------------------------| | (Street) | |5. If Amendment, |7.Individual or Joint/Group Filing | | | | Date of Orignl| | | | | (Month/Year) | _X Form filed by One Reporting Person | | New York New York 10153 | | | __ Form filed by > than One Reporting Person | |---------------------------------------|------------------------------------------------------------------------------------------| | (City) (State) (Zip) | | | | TABLE I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | |----------------------------------------------------------------------------------------------------------------------------------| |1. Title of Security |2.Trans- |3.Trans- |4.Securities Acquired (A) |5.Amount of |6.Owner- |7.Nature of| | | action | action | or Disposed of (D) | Securities | ship | Indirect | | | Date | Code | | Beneficially| Form: | Beneficial | | | | | Owned at | Direct | Owners- | | | (Month/ |------------------------------------------| End of Month| (D) or | ship | | | Day/ | | | |(A) or | | | Indirect| | | | Year) | Code| V | Amount |(D) | Price | | (I) | | |----------------------------------------------------------------------------------------------------------------------------------| | COMMON |05/03/01 | S | | 622 | D | 32.6900 | | | | |---------------------------------------|---------|-----|---|--------------|-------|---------|--------------|----------|-----------| | |05/03/01 | S | | 1,865 | D | 33.1700 | | | | |---------------------------------------|---------|-----|---|--------------|-------|---------|--------------|----------|-----------| | |05/04/01 | S | | 2,487 | D | 33.0345 | | | | |---------------------------------------|---------|-----|---|--------------|-------|---------|--------------|----------|-----------| | |05/08/01 | S | | 4,973 | D | 34.6000 | | | | |---------------------------------------|---------|-----|---|--------------|-------|---------|--------------|----------|-----------| | |05/09/01 | S | | 995 | D | 34.9375 | | | | |---------------------------------------|---------|-----|---|--------------|-------|---------|--------------|----------|-----------| | |05/11/01 | S | | 373 | D | 34.2000 | | | | |---------------------------------------|---------|-----|---|--------------|-------|---------|--------------|----------|-----------| | |05/16/01 | S | | 870 | D | 33.2000 | | | | |---------------------------------------|---------|-----|---|--------------|-------|---------|--------------|----------|-----------| | |05/18/01 | S | | 870 | D | 33.2166 | | | | |---------------------------------------|---------|-----|---|--------------|-------|---------|--------------|----------|-----------| | |05/18/01 | S | | 373 | D | 32.3000 | | | | |---------------------------------------|---------|-----|---|--------------|-------|---------|--------------|----------|-----------| | |05/22/01 | S | | 2,487 | D | 31.7200 | | | | |---------------------------------------|---------|-----|---|--------------|-------|---------|--------------|----------|-----------| | |05/25/01 | S | | 2,487 | D | 33.0000 | | | | |----------------------------------------------------------------------------------------------------------------------------------| | |05/30/01 | S | | 2,487 | D | 32.7875 | 98,935 | D | | |----------------------------------------------------------------------------------------------------------------------------------| | | | | | | | | - ------------------------------------------------------------------------------------------------------------------------------------ Reminder: Report o a separate line for each class of securities beneficially owned directly or indirectly. * If the form is filed by more than one reporting person, see Instruction 4(b)(v).
FORM 4 (continued) TABLE II - Derivatives Securities Acquired, Disposed of, or Beneficially Owned (e.g. puts, calls, warrants, options, convertible securities) - --------------------------------------------------------------------------------
|1.Title of |2.Conver-|3.Trans |4.Trans-|5.Number of Deriv- |6.Date Exer- |7.Title & Amt of|8.Price|9.Number|10.Owner-|11.Nature| | Derivative| sion or| Date | action| ative Securities | cisable and | Underlying | of | of | ship | of | | Security | Excer- | | Code | Acquired (A) or | Expiration | Securities | Deriv| deriv | Form | Indir | | | cise | (Month/| | Disposed(D) | Date | | ative| ative | of Der| Bene- | | | Price | Day/ | | | (Month/Day/ | | Secur| Secur | vative| ficial| | | of Deri| Year) | | | | | ity | ities | Secur | Owner-| | | vative | | | |---------------|----------------| | Bene | ity: | ship | | | Secur | | | |Date |Expira | |Amount or| | ficial| Direct| | | | ity | |--------|-------------------|Exer |tion | Title|Number of| | ly | (D) or| | | | | | | | | |cis |Date | |Shares | | Owned | Indir | | | | | | | | | |able | | | | | at End| ect | | | | | |Code| V | (A) | (D) | | | | | | of Mo.| (I) | | |----------------------------------------------------------------------------------------------------------------------------------| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |------------|---------|--------|----|---|---------|---------|------|--------|------|---------|-------|--------|---------|---------| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |------------|---------|--------|----|---|---------|---------|------|--------|------|---------|-------|--------|---------|---------| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |------------|---------|--------|----|---|---------|---------|------|--------|------|---------|-------|--------|---------|---------| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |------------|---------|--------|----|---|---------|---------|------|--------|------|---------|-------|--------|---------|---------| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | - ------------------------------------------------------------------------------------------------------------------------------------
Explanation of Responses: /s/ Ronald Baron June 8, 2001 -------------------------------- ----------------- **Signature of Reporting Person Date **Intentional misstatements or omissions of facts constitute Federal Criminal Violations. -----END PRIVACY-ENHANCED MESSAGE-----