0001397635-11-000004.txt : 20110412 0001397635-11-000004.hdr.sgml : 20110412 20110412095318 ACCESSION NUMBER: 0001397635-11-000004 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 4 CONFORMED PERIOD OF REPORT: 20110314 FILED AS OF DATE: 20110412 DATE AS OF CHANGE: 20110412 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Boston Avenue Capital LLC CENTRAL INDEX KEY: 0001297972 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13458 FILM NUMBER: 11753964 BUSINESS ADDRESS: BUSINESS PHONE: 918-583-3333 MAIL ADDRESS: STREET 1: 15 EAST 5TH STREET, SUITE 3200 CITY: TULSA STATE: OK ZIP: 74103 FORMER NAME: FORMER CONFORMED NAME: Boston Avenue Capital DATE OF NAME CHANGE: 20040721 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Gillman Charles M CENTRAL INDEX KEY: 0001386979 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13458 FILM NUMBER: 11753967 MAIL ADDRESS: STREET 1: 15 EAST 5TH STREET STREET 2: SUITE 2660 CITY: TULSA STATE: OK ZIP: 74103 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Adelson James F CENTRAL INDEX KEY: 0001386980 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13458 FILM NUMBER: 11753965 MAIL ADDRESS: STREET 1: 15 EAST 5TH STREET, SUITE 3200 CITY: TULSA STATE: OK ZIP: 74103 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Heyman Stephen J CENTRAL INDEX KEY: 0001386981 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13458 FILM NUMBER: 11753966 MAIL ADDRESS: STREET 1: 15 EAST 5TH STREET, SUITE 3200 CITY: TULSA STATE: OK ZIP: 74103 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SCOTTS LIQUID GOLD INC CENTRAL INDEX KEY: 0000088000 STANDARD INDUSTRIAL CLASSIFICATION: PERFUMES, COSMETICS & OTHER TOILET PREPARATIONS [2844] IRS NUMBER: 840920811 STATE OF INCORPORATION: CO FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4880 HAVANA ST CITY: DENVER STATE: CO ZIP: 80239 BUSINESS PHONE: 3033734860 MAIL ADDRESS: STREET 1: PO BOX 39S CITY: DENVER STATE: CO ZIP: 80219-0019 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Yorktown Avenue Capital, LLC CENTRAL INDEX KEY: 0001314801 STATE OF INCORPORATION: OK FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13458 FILM NUMBER: 11753968 BUSINESS ADDRESS: STREET 1: 15 EAST 5TH STREET, SUITE 3200 CITY: TULSA STATE: OK ZIP: 74103 BUSINESS PHONE: 918-583-333 MAIL ADDRESS: STREET 1: 15 EAST 5TH STREET, SUITE 3200 CITY: TULSA STATE: OK ZIP: 74103 4 1 primary_doc.xml PRIMARY DOCUMENT X0303 4 2011-03-14 0 0000088000 SCOTTS LIQUID GOLD INC SLGD 0001386981 Heyman Stephen J 15 EAST 5TH STREET, SUITE 3200 TULSA OK 74103 0 0 1 0 0001386980 Adelson James F 15 EAST 5TH STREET, SUITE 3200 TULSA OK 74103 0 0 1 0 0001297972 Boston Avenue Capital LLC 15 EAST 5TH STREET, SUITE 3200 TULSA OK 74103 0 0 1 0 0001314801 Yorktown Avenue Capital, LLC 15 EAST 5TH STREET, SUITE 3200 TULSA OK 74103 0 0 1 0 0001386979 Gillman Charles M 15 EAST 5TH STREET SUITE 2660 TULSA OK 74103 0 0 1 0 Common Stock 2011-03-14 4 S 0 88000 0.25 D 367608 I By Boston Avenue Capital LLC Common Stock 2011-03-15 4 S 0 23000 0.25 D 344608 I By Boston Avenue Capital LLC Common Stock 2011-03-18 4 S 0 6000 0.26 D 338608 I By Boston Avenue Capital LLC Common Stock 1122922 I By Yorktown Avenue Capital, LLC This is a joint filing with Stephen J. Heyman as the designated filer. Also included in this filing are Boston Avenue Capital LLC ("Boston"), Yorktown Avenue Capital, LLC ("Yorktown"), James F. Adelson and Charles M. Gillman. Boston and Yorktown have sole direct voting and dispositive power over their respective reported securities. Messrs. Heyman and Adelson are the sole managers of Boston and Yorktown, and disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein. Mr. Gillman is the sole portfolio manager for Boston and Yorktown. Mr. Gillman has the right to vote the investments held by Boston and Yorktown, and may be deemed to be the beneficial owner of the reported securities. Exhibits: Exhibit 24.1, Power of Attorney for Boston Avenue Capital LLC; Exhibit 24.2, Power of Attorney for Yorktown Avenue Capital, LLC; and Exhibit 24.3, Power of Attorney for Charles M. Gillman. Paula L. Skidmore, Attorney-in-Fact for each of the Reporting Persons 2011-04-12 EX-24 2 bacpoa.txt POWER OF ATTORNEY FOR BOSTON AVENUE CAPITAL LLC Exhibit 24.1 LIMITED POWER OF ATTORNEY FOR SECTION 16 REPORTING OBLIGATIONS Know all by these presents that the undersigned hereby constitutes and appoints each of Paula L. Skidmore and C. Rene Capron signing singly, the undersigned's true and lawful attorneys-in-fact to: (1) execute for and on behalf of the undersigned Forms 3, 4, and 5 in accordance with Section 16(a) of the Securities Exchange Act of 1934 and the rules thereunder; (2) do and perform any and all acts for and on behalf of the undersigned which may be necessary or desirable to complete and execute any such Form 3, 4, or 5, complete and execute any amendment or amendments thereto, and timely file such form with the United States Securities and Exchange Commission and any stock exchange or similar authority; and (3) take any other action of any type whatsoever in connection with the foregoing which, in the opinion of such attorney- in-fact, may be of benefit to, in the best interest of, or legally required by, the undersigned, it being understood that the documents executed by such attorney-in-fact on behalf of the undersigned pursuant to this Power of Attorney shall be in such form and shall contain such terms and conditions as such attorney-in-fact may approve in such attorney-in-fact's discretion. The undersigned hereby grants to each such attorney-in-fact full power and authority to do and perform any and every act and thing whatsoever requisite, necessary, or proper to be done in the exercise of any of the rights and powers herein granted, as fully to all intents and purposes as the undersigned might or could do if personally present, with full power of substitution or revocation, hereby ratifying and confirming all that each such attorney-in-fact, or such attorney-in-fact's substitute or substitutes, shall lawfully do or cause to be done by virtue of this power of attorney and the rights and powers herein granted. The undersigned acknowledges that the foregoing attorneys-in-fact, in serving in such capacity at the request of the undersigned, are not assuming any of the undersigned's responsibilities to comply with Section 16 of the Securities Exchange Act of 1934. IN WITNESS WHEREOF, the undersigned has caused this Limited Power of Attorney to be executed as of this 2nd day of December, 2009. BOSTON AVENUE CAPITAL LLC By: Stephen J. Heyman ------------------------------ Stephen J. Heyman, Manager EX-24 3 yacpoa.txt POWER OF ATTORNEY FOR YORKTOWN AVENUE CAPITAL LLC Exhibit 24.2 LIMITED POWER OF ATTORNEY FOR SECTION 16 REPORTING OBLIGATIONS Know all by these presents that the undersigned hereby constitutes and appoints each of Paula L. Skidmore and C. Rene Capron signing singly, the undersigned's true and lawful attorneys-in-fact to: (1) execute for and on behalf of the undersigned Forms 3, 4, and 5 in accordance with Section 16(a) of the Securities Exchange Act of 1934 and the rules thereunder; (2) do and perform any and all acts for and on behalf of the undersigned which may be necessary or desirable to complete and execute any such Form 3, 4, or 5, complete and execute any amendment or amendments thereto, and timely file such form with the United States Securities and Exchange Commission and any stock exchange or similar authority; and (3) take any other action of any type whatsoever in connection with the foregoing which, in the opinion of such attorney- in-fact, may be of benefit to, in the best interest of, or legally required by, the undersigned, it being understood that the documents executed by such attorney-in-fact on behalf of the undersigned pursuant to this Power of Attorney shall be in such form and shall contain such terms and conditions as such attorney-in-fact may approve in such attorney-in-fact's discretion. The undersigned hereby grants to each such attorney-in-fact full power and authority to do and perform any and every act and thing whatsoever requisite, necessary, or proper to be done in the exercise of any of the rights and powers herein granted, as fully to all intents and purposes as the undersigned might or could do if personally present, with full power of substitution or revocation, hereby ratifying and confirming all that each such attorney-in-fact, or such attorney-in-fact's substitute or substitutes, shall lawfully do or cause to be done by virtue of this power of attorney and the rights and powers herein granted. The undersigned acknowledges that the foregoing attorneys-in-fact, in serving in such capacity at the request of the undersigned, are not assuming any of the undersigned's responsibilities to comply with Section 16 of the Securities Exchange Act of 1934. IN WITNESS WHEREOF, the undersigned has caused this Limited Power of Attorney to be executed as of this 2nd day of December, 2009. YORKTOWN AVENUE CAPITAL, LLC By: Stephen J. Heyman ------------------------------ Stephen J. Heyman, Manager EX-24 4 cmgpoa.txt POWER OF ATTORNEY FOR CHARLES M. GILLMAN Exhibit 24.3 LIMITED POWER OF ATTORNEY FOR SECTION 16 REPORTING OBLIGATIONS Know all by these presents that the undersigned hereby constitutes and appoints each of Paula L. Skidmore and C. Rene Capron signing singly, the undersigned's true and lawful attorneys-in-fact to: (1) execute for and on behalf of the undersigned Forms 3, 4, and 5 in accordance with Section 16(a) of the Securities Exchange Act of 1934 and the rules thereunder; (2) do and perform any and all acts for and on behalf of the undersigned which may be necessary or desirable to complete and execute any such Form 3, 4, or 5, complete and execute any amendment or amendments thereto, and timely file such form with the United States Securities and Exchange Commission and any stock exchange or similar authority; and (3) take any other action of any type whatsoever in connection with the foregoing which, in the opinion of such attorney- in-fact, may be of benefit to, in the best interest of, or legally required by, the undersigned, it being understood that the documents executed by such attorney-in-fact on behalf of the undersigned pursuant to this Power of Attorney shall be in such form and shall contain such terms and conditions as such attorney-in-fact may approve in such attorney-in-fact's discretion. The undersigned hereby grants to each such attorney-in-fact full power and authority to do and perform any and every act and thing whatsoever requisite, necessary, or proper to be done in the exercise of any of the rights and powers herein granted, as fully to all intents and purposes as the undersigned might or could do if personally present, with full power of substitution or revocation, hereby ratifying and confirming all that each such attorney-in-fact, or such attorney-in-fact's substitute or substitutes, shall lawfully do or cause to be done by virtue of this power of attorney and the rights and powers herein granted. The undersigned acknowledges that the foregoing attorneys-in-fact, in serving in such capacity at the request of the undersigned, are not assuming any of the undersigned's responsibilities to comply with Section 16 of the Securities Exchange Act of 1934. IN WITNESS WHEREOF, the undersigned has caused this Limited Power of Attorney to be executed as of this 2nd day of December, 2009. Charles M. Gillman ------------------------------------ Charles M. Gillman