0001397635-11-000004.txt : 20110412
0001397635-11-000004.hdr.sgml : 20110412
20110412095318
ACCESSION NUMBER: 0001397635-11-000004
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 4
CONFORMED PERIOD OF REPORT: 20110314
FILED AS OF DATE: 20110412
DATE AS OF CHANGE: 20110412
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Boston Avenue Capital LLC
CENTRAL INDEX KEY: 0001297972
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13458
FILM NUMBER: 11753964
BUSINESS ADDRESS:
BUSINESS PHONE: 918-583-3333
MAIL ADDRESS:
STREET 1: 15 EAST 5TH STREET, SUITE 3200
CITY: TULSA
STATE: OK
ZIP: 74103
FORMER NAME:
FORMER CONFORMED NAME: Boston Avenue Capital
DATE OF NAME CHANGE: 20040721
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Gillman Charles M
CENTRAL INDEX KEY: 0001386979
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13458
FILM NUMBER: 11753967
MAIL ADDRESS:
STREET 1: 15 EAST 5TH STREET
STREET 2: SUITE 2660
CITY: TULSA
STATE: OK
ZIP: 74103
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Adelson James F
CENTRAL INDEX KEY: 0001386980
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13458
FILM NUMBER: 11753965
MAIL ADDRESS:
STREET 1: 15 EAST 5TH STREET, SUITE 3200
CITY: TULSA
STATE: OK
ZIP: 74103
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Heyman Stephen J
CENTRAL INDEX KEY: 0001386981
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13458
FILM NUMBER: 11753966
MAIL ADDRESS:
STREET 1: 15 EAST 5TH STREET, SUITE 3200
CITY: TULSA
STATE: OK
ZIP: 74103
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SCOTTS LIQUID GOLD INC
CENTRAL INDEX KEY: 0000088000
STANDARD INDUSTRIAL CLASSIFICATION: PERFUMES, COSMETICS & OTHER TOILET PREPARATIONS [2844]
IRS NUMBER: 840920811
STATE OF INCORPORATION: CO
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 4880 HAVANA ST
CITY: DENVER
STATE: CO
ZIP: 80239
BUSINESS PHONE: 3033734860
MAIL ADDRESS:
STREET 1: PO BOX 39S
CITY: DENVER
STATE: CO
ZIP: 80219-0019
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Yorktown Avenue Capital, LLC
CENTRAL INDEX KEY: 0001314801
STATE OF INCORPORATION: OK
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13458
FILM NUMBER: 11753968
BUSINESS ADDRESS:
STREET 1: 15 EAST 5TH STREET, SUITE 3200
CITY: TULSA
STATE: OK
ZIP: 74103
BUSINESS PHONE: 918-583-333
MAIL ADDRESS:
STREET 1: 15 EAST 5TH STREET, SUITE 3200
CITY: TULSA
STATE: OK
ZIP: 74103
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0303
4
2011-03-14
0
0000088000
SCOTTS LIQUID GOLD INC
SLGD
0001386981
Heyman Stephen J
15 EAST 5TH STREET, SUITE 3200
TULSA
OK
74103
0
0
1
0
0001386980
Adelson James F
15 EAST 5TH STREET, SUITE 3200
TULSA
OK
74103
0
0
1
0
0001297972
Boston Avenue Capital LLC
15 EAST 5TH STREET, SUITE 3200
TULSA
OK
74103
0
0
1
0
0001314801
Yorktown Avenue Capital, LLC
15 EAST 5TH STREET, SUITE 3200
TULSA
OK
74103
0
0
1
0
0001386979
Gillman Charles M
15 EAST 5TH STREET
SUITE 2660
TULSA
OK
74103
0
0
1
0
Common Stock
2011-03-14
4
S
0
88000
0.25
D
367608
I
By Boston Avenue Capital LLC
Common Stock
2011-03-15
4
S
0
23000
0.25
D
344608
I
By Boston Avenue Capital LLC
Common Stock
2011-03-18
4
S
0
6000
0.26
D
338608
I
By Boston Avenue Capital LLC
Common Stock
1122922
I
By Yorktown Avenue Capital, LLC
This is a joint filing with Stephen J. Heyman as the designated filer. Also included in this filing are Boston Avenue Capital LLC ("Boston"), Yorktown Avenue Capital, LLC ("Yorktown"), James F. Adelson and Charles M. Gillman. Boston and Yorktown have sole direct voting and dispositive power over their respective reported securities. Messrs. Heyman and Adelson are the sole managers of Boston and Yorktown, and disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein. Mr. Gillman is the sole portfolio manager for Boston and Yorktown. Mr. Gillman has the right to vote the investments held by Boston and Yorktown, and may be deemed to be the beneficial owner of the reported securities. Exhibits: Exhibit 24.1, Power of Attorney for Boston Avenue Capital LLC; Exhibit 24.2, Power of Attorney for Yorktown Avenue Capital, LLC; and Exhibit 24.3, Power of Attorney for Charles M. Gillman.
Paula L. Skidmore, Attorney-in-Fact for each of the Reporting Persons
2011-04-12
EX-24
2
bacpoa.txt
POWER OF ATTORNEY FOR BOSTON AVENUE CAPITAL LLC
Exhibit 24.1
LIMITED POWER OF ATTORNEY FOR
SECTION 16 REPORTING OBLIGATIONS
Know all by these presents that the undersigned hereby constitutes
and appoints each of Paula L. Skidmore and C. Rene Capron signing
singly, the undersigned's true and lawful attorneys-in-fact to:
(1) execute for and on behalf of the undersigned Forms 3, 4,
and 5 in accordance with Section 16(a) of the Securities
Exchange Act of 1934 and the rules thereunder;
(2) do and perform any and all acts for and on behalf of the
undersigned which may be necessary or desirable to complete
and execute any such Form 3, 4, or 5, complete and execute
any amendment or amendments thereto, and timely file such
form with the United States Securities and Exchange
Commission and any stock exchange or similar authority; and
(3) take any other action of any type whatsoever in connection
with the foregoing which, in the opinion of such attorney-
in-fact, may be of benefit to, in the best interest of, or
legally required by, the undersigned, it being understood
that the documents executed by such attorney-in-fact on
behalf of the undersigned pursuant to this Power of
Attorney shall be in such form and shall contain such terms
and conditions as such attorney-in-fact may approve in such
attorney-in-fact's discretion.
The undersigned hereby grants to each such attorney-in-fact full
power and authority to do and perform any and every act and thing
whatsoever requisite, necessary, or proper to be done in the exercise
of any of the rights and powers herein granted, as fully to all intents
and purposes as the undersigned might or could do if personally
present, with full power of substitution or revocation, hereby
ratifying and confirming all that each such attorney-in-fact, or such
attorney-in-fact's substitute or substitutes, shall lawfully do or
cause to be done by virtue of this power of attorney and the rights and
powers herein granted. The undersigned acknowledges that the foregoing
attorneys-in-fact, in serving in such capacity at the request of the
undersigned, are not assuming any of the undersigned's responsibilities
to comply with Section 16 of the Securities Exchange Act of 1934.
IN WITNESS WHEREOF, the undersigned has caused this Limited Power
of Attorney to be executed as of this 2nd day of December, 2009.
BOSTON AVENUE CAPITAL LLC
By: Stephen J. Heyman
------------------------------
Stephen J. Heyman, Manager
EX-24
3
yacpoa.txt
POWER OF ATTORNEY FOR YORKTOWN AVENUE CAPITAL LLC
Exhibit 24.2
LIMITED POWER OF ATTORNEY FOR
SECTION 16 REPORTING OBLIGATIONS
Know all by these presents that the undersigned hereby constitutes
and appoints each of Paula L. Skidmore and C. Rene Capron signing
singly, the undersigned's true and lawful attorneys-in-fact to:
(1) execute for and on behalf of the undersigned Forms 3, 4,
and 5 in accordance with Section 16(a) of the Securities
Exchange Act of 1934 and the rules thereunder;
(2) do and perform any and all acts for and on behalf of the
undersigned which may be necessary or desirable to complete
and execute any such Form 3, 4, or 5, complete and execute
any amendment or amendments thereto, and timely file such
form with the United States Securities and Exchange
Commission and any stock exchange or similar authority; and
(3) take any other action of any type whatsoever in connection
with the foregoing which, in the opinion of such attorney-
in-fact, may be of benefit to, in the best interest of, or
legally required by, the undersigned, it being understood
that the documents executed by such attorney-in-fact on
behalf of the undersigned pursuant to this Power of
Attorney shall be in such form and shall contain such terms
and conditions as such attorney-in-fact may approve in such
attorney-in-fact's discretion.
The undersigned hereby grants to each such attorney-in-fact full
power and authority to do and perform any and every act and thing
whatsoever requisite, necessary, or proper to be done in the exercise
of any of the rights and powers herein granted, as fully to all intents
and purposes as the undersigned might or could do if personally
present, with full power of substitution or revocation, hereby
ratifying and confirming all that each such attorney-in-fact, or such
attorney-in-fact's substitute or substitutes, shall lawfully do or
cause to be done by virtue of this power of attorney and the rights and
powers herein granted. The undersigned acknowledges that the foregoing
attorneys-in-fact, in serving in such capacity at the request of the
undersigned, are not assuming any of the undersigned's responsibilities
to comply with Section 16 of the Securities Exchange Act of 1934.
IN WITNESS WHEREOF, the undersigned has caused this Limited Power
of Attorney to be executed as of this 2nd day of December, 2009.
YORKTOWN AVENUE CAPITAL, LLC
By: Stephen J. Heyman
------------------------------
Stephen J. Heyman, Manager
EX-24
4
cmgpoa.txt
POWER OF ATTORNEY FOR CHARLES M. GILLMAN
Exhibit 24.3
LIMITED POWER OF ATTORNEY FOR
SECTION 16 REPORTING OBLIGATIONS
Know all by these presents that the undersigned hereby constitutes
and appoints each of Paula L. Skidmore and C. Rene Capron signing
singly, the undersigned's true and lawful attorneys-in-fact to:
(1) execute for and on behalf of the undersigned Forms 3, 4,
and 5 in accordance with Section 16(a) of the Securities
Exchange Act of 1934 and the rules thereunder;
(2) do and perform any and all acts for and on behalf of the
undersigned which may be necessary or desirable to complete
and execute any such Form 3, 4, or 5, complete and execute
any amendment or amendments thereto, and timely file such
form with the United States Securities and Exchange
Commission and any stock exchange or similar authority; and
(3) take any other action of any type whatsoever in connection
with the foregoing which, in the opinion of such attorney-
in-fact, may be of benefit to, in the best interest of, or
legally required by, the undersigned, it being understood
that the documents executed by such attorney-in-fact on
behalf of the undersigned pursuant to this Power of
Attorney shall be in such form and shall contain such terms
and conditions as such attorney-in-fact may approve in such
attorney-in-fact's discretion.
The undersigned hereby grants to each such attorney-in-fact full
power and authority to do and perform any and every act and thing
whatsoever requisite, necessary, or proper to be done in the exercise
of any of the rights and powers herein granted, as fully to all intents
and purposes as the undersigned might or could do if personally
present, with full power of substitution or revocation, hereby
ratifying and confirming all that each such attorney-in-fact, or such
attorney-in-fact's substitute or substitutes, shall lawfully do or
cause to be done by virtue of this power of attorney and the rights and
powers herein granted. The undersigned acknowledges that the foregoing
attorneys-in-fact, in serving in such capacity at the request of the
undersigned, are not assuming any of the undersigned's responsibilities
to comply with Section 16 of the Securities Exchange Act of 1934.
IN WITNESS WHEREOF, the undersigned has caused this Limited Power
of Attorney to be executed as of this 2nd day of December, 2009.
Charles M. Gillman
------------------------------------
Charles M. Gillman