0001140361-18-006698.txt : 20180212
0001140361-18-006698.hdr.sgml : 20180212
20180212182152
ACCESSION NUMBER: 0001140361-18-006698
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180206
FILED AS OF DATE: 20180212
DATE AS OF CHANGE: 20180212
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SHEEHY BRIAN L.
CENTRAL INDEX KEY: 0001646597
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13458
FILM NUMBER: 18598411
MAIL ADDRESS:
STREET 1: 415 MADISON AVENUE
STREET 2: 14TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10017
FORMER NAME:
FORMER CONFORMED NAME: Sheehy Brian L Greenstein
DATE OF NAME CHANGE: 20150629
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ISZO CAPITAL MANAGEMENT LP
CENTRAL INDEX KEY: 0001607925
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13458
FILM NUMBER: 18598412
BUSINESS ADDRESS:
STREET 1: 415 MADISON AVENUE, 14TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10017
BUSINESS PHONE: 646-775-4394
MAIL ADDRESS:
STREET 1: 415 MADISON AVENUE, 14TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10017
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ISZO CAPITAL LP
CENTRAL INDEX KEY: 0001484190
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13458
FILM NUMBER: 18598414
BUSINESS ADDRESS:
STREET 1: 415 MADISON AVENUE
STREET 2: 14TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10017
BUSINESS PHONE: 646-775-4394
MAIL ADDRESS:
STREET 1: 415 MADISON AVENUE
STREET 2: 14TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10017
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ISZO CAPITAL GP LLC
CENTRAL INDEX KEY: 0001646598
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13458
FILM NUMBER: 18598413
BUSINESS ADDRESS:
STREET 1: 415 MADISON AVENUE
STREET 2: 14TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10017
BUSINESS PHONE: (646) 775-4394
MAIL ADDRESS:
STREET 1: 415 MADISON AVENUE
STREET 2: 14TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10017
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SCOTTS LIQUID GOLD INC
CENTRAL INDEX KEY: 0000088000
STANDARD INDUSTRIAL CLASSIFICATION: PERFUMES, COSMETICS & OTHER TOILET PREPARATIONS [2844]
IRS NUMBER: 840920811
STATE OF INCORPORATION: CO
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 4880 HAVANA ST
CITY: DENVER
STATE: CO
ZIP: 80239
BUSINESS PHONE: 3033734860
MAIL ADDRESS:
STREET 1: PO BOX 39S
CITY: DENVER
STATE: CO
ZIP: 80219-0019
4/A
1
doc1.xml
FORM 4/A
X0306
4/A
2018-02-06
2018-02-08
0
0000088000
SCOTTS LIQUID GOLD INC
SLGD
0001484190
ISZO CAPITAL LP
415 MADISON AVENUE
14TH FLOOR
NEW YORK
NY
10017
0
0
1
0
0001646598
ISZO CAPITAL GP LLC
415 MADISON AVENUE
14TH FLOOR
NEW YORK
NY
10017
0
0
1
0
0001607925
ISZO CAPITAL MANAGEMENT LP
415 MADISON AVENUE, 14TH FLOOR
NEW YORK
NY
10017
0
0
1
0
0001646597
SHEEHY BRIAN L.
415 MADISON AVENUE
14TH FLOOR
NEW YORK
NY
10017
0
0
1
0
Common Stock, $0.10 par value
2018-02-06
4
P
0
3623
3.1435
A
1228251
D
Common Stock, $0.10 par value
2018-02-07
4
P
0
49700
3.2344
A
1277951
D
This Form 4 is filed jointly by IsZo Capital Management LP ("IsZo Capital Management"), IsZo Capital LP (the "Fund"), IsZo Capital GP LLC ("IsZo Capital GP"), and Brian L. Sheehy (collectively, the "Reporting Persons").
Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that may be deemed to collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein.
Shares are owned directly by the Fund. Each of IsZo Capital Management and IsZo Capital GP as the investment manager and general partner, respectively, of the Fund, and Brian L. Sheehy, as the president of the general partner of IsZo Capital Management and the managing member of IsZo Capital GP, may be deemed to beneficially own the shares of Common Stock owned directly by the Fund.
/s/ Brian L. Sheehy, President of IsZo Management Corp., the General Partner of IsZo Capital Management LP
2018-02-12
/s/ Brian L. Sheehy, Managing Member of IsZo Capital GP LLC, the general partner of IsZo Capital LP
2018-02-12
/s/ Brian L. Sheehy, Managing Member of IsZo Capital GP LLC
2018-02-12
/s/ Brian L. Sheehy
2018-02-12