-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SJPYzWzDStF2ns2+a73rifOkI+OFCfLSH6TtSno/A5FMIg0rbG0U9oaWWzSrwQ4J ldnf5JlhXOWZbt9jGDajog== 0001144204-08-068210.txt : 20081205 0001144204-08-068210.hdr.sgml : 20081205 20081205173142 ACCESSION NUMBER: 0001144204-08-068210 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20081106 FILED AS OF DATE: 20081205 DATE AS OF CHANGE: 20081205 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Becker Steven R CENTRAL INDEX KEY: 0001349005 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31533 FILM NUMBER: 081233984 BUSINESS ADDRESS: BUSINESS PHONE: 214-756-6073 MAIL ADDRESS: STREET 1: 300 CRESCENT COURT STREET 2: SUITE 1111 CITY: DALLAS STATE: TX ZIP: 75201 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DUSA PHARMACEUTICALS INC CENTRAL INDEX KEY: 0000879993 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 223103129 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 25 UPTON DRIVE CITY: WILMINGTON STATE: MA ZIP: 01887 BUSINESS PHONE: 9786577500 MAIL ADDRESS: STREET 1: 25 UPTON DRIVE CITY: WILMINGTON STATE: MA ZIP: 01887 FORMER COMPANY: FORMER CONFORMED NAME: DEPRENYL USA INC / NJ DATE OF NAME CHANGE: 19930328 4 1 form418807_120508173120-.xml X0303 4 2008-11-06 1 0000879993 DUSA PHARMACEUTICALS INC DUSA 0001349005 Becker Steven R 300 CRESCENT COURT SUITE 1111 DALLAS TX US 75201 0 0 1 0 Common Stock 2008-10-23 4 P 0 6300 1 A 2133689 I limited partnerships Common Stock 2008-11-06 4 S 0 38400 1.453 D 2095289 I Limited partnerships Common Stock 2008-11-07 4 S 0 18400 1.535 D 2076889 I limited partnerships Common Stock 2008-11-12 4 S 0 19600 1.5 D 2057289 I limited partnerships Common Stock 2008-11-13 4 S 0 8700 1.484 D 2048589 I limited partnerships Common Stock 2008-11-18 4 S 0 16948 1.202 D 2031641 I limited partnerships Common Stock 2008-12-02 4 S 0 579994 1.14 D 1451647 I limited partnerships Common Stock Purchase Warrant 2.85 2008-04-30 2013-04-30 Common Stock 333166 333166 I limited partnershps All shares and derrivative securities are held directly by the following limited partnerships: SRB Greenway Capital, L.P., SRB Greenway Capital (QP), L.P., SRB Greenway Offshore Operating Fund, L.P., SRB Greenway Opportunity Fund, L.P. and SRB Greenway Opportunity Fund (QP), L.P. (collectively the "Investment Partnerships"). SRB Management, L.P. ("SRB Management"), a limited partnership, is the sole general partner and investment manager of each of the Investment Partnerships. The Reporting Person is the sole member of BC Advisors, LLC, a member managed limited liability company, which is the general partner of SRB Management. The Reporting Person disclaims beneficial ownership in the shares held directly by the Investment Partnerships, except to the extent of his pecuniary interest therein. /s/ Steven R. Becker 2008-12-05 -----END PRIVACY-ENHANCED MESSAGE-----