0001615774-19-002565.txt : 20190214
0001615774-19-002565.hdr.sgml : 20190214
20190214182144
ACCESSION NUMBER: 0001615774-19-002565
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20181111
FILED AS OF DATE: 20190214
DATE AS OF CHANGE: 20190214
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Schultz John E. Jr.
CENTRAL INDEX KEY: 0001760590
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-14015
FILM NUMBER: 19609023
MAIL ADDRESS:
STREET 1: 2480 W RUTHRAUFF ROAD
STREET 2: SUITE 140 Q
CITY: TUCSON
STATE: AZ
ZIP: 85705
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: APPLIED ENERGETICS, INC.
CENTRAL INDEX KEY: 0000879911
STANDARD INDUSTRIAL CLASSIFICATION: SEARCH, DETECTION, NAVIGATION, GUIDANCE, AERONAUTICAL SYS [3812]
IRS NUMBER: 770262908
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2480 W RUTHRAUFF ROAD, SUITE 140Q
STREET 2: SUITE 140Q
CITY: TUCSON
STATE: AZ
ZIP: 85705
BUSINESS PHONE: 520-628-7415
MAIL ADDRESS:
STREET 1: 2480 W RUTHRAUFF ROAD, SUITE 140Q
STREET 2: SUITE 140Q
CITY: TUCSON
STATE: AZ
ZIP: 85705
FORMER COMPANY:
FORMER CONFORMED NAME: IONATRON, INC.
DATE OF NAME CHANGE: 20040429
FORMER COMPANY:
FORMER CONFORMED NAME: US HOME & GARDEN INC
DATE OF NAME CHANGE: 19950714
FORMER COMPANY:
FORMER CONFORMED NAME: NATURAL EARTH TECHNOLOGIES INC
DATE OF NAME CHANGE: 19930328
3
1
s114431_form3.xml
3
X0206
3
2018-11-11
0
0000879911
APPLIED ENERGETICS, INC.
AERG
0001760590
Schultz John E. Jr.
2480 W RUTHRAUFF RD, SUITE 140Q
TUSCAN
AZ
85705
1
0
0
0
Common Stock
602302
D
Common Stock
770322
I
By Spouse
Common Stock
500000
I
By Oak Tree Asset Management Ltd., of which reporting person controls
Options (right to buy)
0.07
2028-11-12
common stock
2500000
D
The options granted to Mr. Schultz vest immediately as to 900,000 shares and 100,000 shares per month thereafter through February of 2020. Additionally, with respect to 1,250,000 shares, these options will be exercisable in the amount of 500,000 shares upon the 20-day moving average share price reaching $0.15 per share, another 500,000 shares at $0.25 per share and 250,000 shares at $0.50 per share. Mr. Schultz does not receive a salary for his services to the company.
/s/ John E. Schultz Jr.
2018-11-28