0001615774-19-002565.txt : 20190214 0001615774-19-002565.hdr.sgml : 20190214 20190214182144 ACCESSION NUMBER: 0001615774-19-002565 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181111 FILED AS OF DATE: 20190214 DATE AS OF CHANGE: 20190214 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Schultz John E. Jr. CENTRAL INDEX KEY: 0001760590 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14015 FILM NUMBER: 19609023 MAIL ADDRESS: STREET 1: 2480 W RUTHRAUFF ROAD STREET 2: SUITE 140 Q CITY: TUCSON STATE: AZ ZIP: 85705 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: APPLIED ENERGETICS, INC. CENTRAL INDEX KEY: 0000879911 STANDARD INDUSTRIAL CLASSIFICATION: SEARCH, DETECTION, NAVIGATION, GUIDANCE, AERONAUTICAL SYS [3812] IRS NUMBER: 770262908 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2480 W RUTHRAUFF ROAD, SUITE 140Q STREET 2: SUITE 140Q CITY: TUCSON STATE: AZ ZIP: 85705 BUSINESS PHONE: 520-628-7415 MAIL ADDRESS: STREET 1: 2480 W RUTHRAUFF ROAD, SUITE 140Q STREET 2: SUITE 140Q CITY: TUCSON STATE: AZ ZIP: 85705 FORMER COMPANY: FORMER CONFORMED NAME: IONATRON, INC. DATE OF NAME CHANGE: 20040429 FORMER COMPANY: FORMER CONFORMED NAME: US HOME & GARDEN INC DATE OF NAME CHANGE: 19950714 FORMER COMPANY: FORMER CONFORMED NAME: NATURAL EARTH TECHNOLOGIES INC DATE OF NAME CHANGE: 19930328 3 1 s114431_form3.xml 3 X0206 3 2018-11-11 0 0000879911 APPLIED ENERGETICS, INC. AERG 0001760590 Schultz John E. Jr. 2480 W RUTHRAUFF RD, SUITE 140Q TUSCAN AZ 85705 1 0 0 0 Common Stock 602302 D Common Stock 770322 I By Spouse Common Stock 500000 I By Oak Tree Asset Management Ltd., of which reporting person controls Options (right to buy) 0.07 2028-11-12 common stock 2500000 D The options granted to Mr. Schultz vest immediately as to 900,000 shares and 100,000 shares per month thereafter through February of 2020. Additionally, with respect to 1,250,000 shares, these options will be exercisable in the amount of 500,000 shares upon the 20-day moving average share price reaching $0.15 per share, another 500,000 shares at $0.25 per share and 250,000 shares at $0.50 per share. Mr. Schultz does not receive a salary for his services to the company. /s/ John E. Schultz Jr. 2018-11-28