0001615774-18-014760.txt : 20181221
0001615774-18-014760.hdr.sgml : 20181221
20181221093359
ACCESSION NUMBER: 0001615774-18-014760
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180621
FILED AS OF DATE: 20181221
DATE AS OF CHANGE: 20181221
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: barcklow jonathan
CENTRAL INDEX KEY: 0001728348
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-14015
FILM NUMBER: 181247841
MAIL ADDRESS:
STREET 1: 6412 BRANDON AVE #335
CITY: SPRINGFIELDS
STATE: VA
ZIP: 22150
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: APPLIED ENERGETICS, INC.
CENTRAL INDEX KEY: 0000879911
STANDARD INDUSTRIAL CLASSIFICATION: SEARCH, DETECTION, NAVIGATION, GUIDANCE, AERONAUTICAL SYS [3812]
IRS NUMBER: 770262908
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2480 W RUTHRAUFF ROAD, SUITE 140Q
STREET 2: SUITE 140Q
CITY: TUCSON
STATE: AZ
ZIP: 85705
BUSINESS PHONE: 520-628-7415
MAIL ADDRESS:
STREET 1: 2480 W RUTHRAUFF ROAD, SUITE 140Q
STREET 2: SUITE 140Q
CITY: TUCSON
STATE: AZ
ZIP: 85705
FORMER COMPANY:
FORMER CONFORMED NAME: IONATRON, INC.
DATE OF NAME CHANGE: 20040429
FORMER COMPANY:
FORMER CONFORMED NAME: US HOME & GARDEN INC
DATE OF NAME CHANGE: 19950714
FORMER COMPANY:
FORMER CONFORMED NAME: NATURAL EARTH TECHNOLOGIES INC
DATE OF NAME CHANGE: 19930328
4
1
s114885_form4.xml
4
X0306
4
2018-06-21
0
0000879911
APPLIED ENERGETICS, INC.
AERG
0001728348
barcklow jonathan
6412 BRANDON AVE. #335
SPRINGFIELD
VA
22150
1
1
0
0
Vice President and Secretary
Common Stock
2018-06-21
4
J
0
1000000
0.06
A
1000000
I
See footnote
Option (right to buy)
0.07
2018-11-12
4
A
0
5000000
0.07
A
2028-11-12
common stock
5000000
5000000
D
Represents delivery of shares to Potomac Venture Group LLC an entity controlled by the Reporting Person pursuant to a common Stock Subscription Agreement dated May 1, 2018 in satisfaction of a non-interest bearing loan made by the Reporting Person to the Issuer for $60,000.
By Reporting Person as owner of Potomac Venture Group LLC.
The options granted to Mr. Barcklow vest immediately as to 1,800,000 shares and 200,000 shares per month thereafter through February of 2020. This vesting schedule was calculated monthly based on a start date of March 2018 when he became a director of the company. Additionally, with respect to 2,500,000 shares, the company must achieve certain milestones in the 20-day moving average share price of its common stock for the options to be exercisable. These options will be exercisable in the amount of 1,500,000 shares upon the 20-day moving average share price reaching $0.15 per share, 1,000,000 shares at $0.25 per share and 500,000 shares at $0.50 per share. Mr. Barcklow does not receive a salary for his services.
/s/ Jonathan R. Barcklow
2018-12-18