0001213900-24-035817.txt : 20240424
0001213900-24-035817.hdr.sgml : 20240424
20240424163201
ACCESSION NUMBER: 0001213900-24-035817
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240422
FILED AS OF DATE: 20240424
DATE AS OF CHANGE: 20240424
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Quarles Gregory James
CENTRAL INDEX KEY: 0001776289
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-14015
FILM NUMBER: 24871056
MAIL ADDRESS:
STREET 1: 2480 W. RUTHRAUFF ROAD
STREET 2: SUITE 1400
CITY: TUSCAN
STATE: AZ
ZIP: 85705
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: APPLIED ENERGETICS, INC.
CENTRAL INDEX KEY: 0000879911
STANDARD INDUSTRIAL CLASSIFICATION: SEARCH, DETECTION, NAVIGATION, GUIDANCE, AERONAUTICAL SYS [3812]
ORGANIZATION NAME: 04 Manufacturing
IRS NUMBER: 770262908
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 9070 S. RITA ROAD
STREET 2: SUITE 1500
CITY: TUCSON
STATE: AZ
ZIP: 85747
BUSINESS PHONE: 520-628-7415
MAIL ADDRESS:
STREET 1: 9070 S. RITA ROAD
STREET 2: SUITE 1500
CITY: TUCSON
STATE: AZ
ZIP: 85747
FORMER COMPANY:
FORMER CONFORMED NAME: IONATRON, INC.
DATE OF NAME CHANGE: 20040429
FORMER COMPANY:
FORMER CONFORMED NAME: US HOME & GARDEN INC
DATE OF NAME CHANGE: 19950714
FORMER COMPANY:
FORMER CONFORMED NAME: NATURAL EARTH TECHNOLOGIES INC
DATE OF NAME CHANGE: 19930328
4
1
ownership.xml
X0508
4
2024-04-22
0
0000879911
APPLIED ENERGETICS, INC.
AERG
0001776289
Quarles Gregory James
C/O APPLIED ENERGETICS, INC.
9070 S. RITA ROAD, SUITE 1500
TUCSON
AZ
85747
1
1
0
0
President and CEO
1
Common Stock, par value $0.001 per share
2024-04-22
4
M
0
7000
0.35
A
7000
D
Common Stock, par value $0.001 per share
2024-04-22
4
S
0
7000
1.89
D
0
D
Common Stock, par value $0.001 per share
2024-04-23
4
M
0
3000
0.35
A
3000
D
Common Stock, par value $0.001 per share
2024-04-23
4
S
0
3000
1.90
D
0
D
Non-Qualified Stock Options
0.35
2024-04-22
4
M
0
7000
D
2019-11-18
2029-04-18
Common Stock, par value $.001 per share
7000
4933000
D
Non-Qualified Stock Options
0.35
2024-04-23
4
M
0
3000
D
2019-11-18
2029-04-18
Common Stock, par value $.001 per share
3000
4930000
D
Restricted Stock Units
0
2032-11-29
Common Stock, par value $.001 per share
1954545
D
Sale price reflects the weighted average price of multiple trades executed at prices ranging from $1.88 to $1.96, on April 22, 2024, and $1.86 to 1.93, on April 23, 2024. The reporting person undertakes to provide upon request to the SEC staff full information regarding the number of shares and prices at which the transaction was effected. Such shares were sold pursuant to a 10b-5 Plan which was adopted by Dr. Quarles on June 15, 2023.
Options were issued in exchange for services rendered as an officer and director of the company.
Restricted Stock Units are subject to vesting, and none of them were vested.
/s/ Gregory J. Quarles
2024-04-24