0001213900-23-096961.txt : 20231219
0001213900-23-096961.hdr.sgml : 20231219
20231219163409
ACCESSION NUMBER: 0001213900-23-096961
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20231215
FILED AS OF DATE: 20231219
DATE AS OF CHANGE: 20231219
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Adamczyk Bradford Thomas
CENTRAL INDEX KEY: 0001728043
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-14015
FILM NUMBER: 231497837
MAIL ADDRESS:
STREET 1: 16A HARSTON
STREET 2: 109 REPULSE BAY ROAD
CITY: REPULSE BAY
STATE: K3
ZIP: 00000
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: APPLIED ENERGETICS, INC.
CENTRAL INDEX KEY: 0000879911
STANDARD INDUSTRIAL CLASSIFICATION: SEARCH, DETECTION, NAVIGATION, GUIDANCE, AERONAUTICAL SYS [3812]
ORGANIZATION NAME: 04 Manufacturing
IRS NUMBER: 770262908
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 9070 S. RITA ROAD
STREET 2: SUITE 1500
CITY: TUCSON
STATE: AZ
ZIP: 85747
BUSINESS PHONE: 520-628-7415
MAIL ADDRESS:
STREET 1: 9070 S. RITA ROAD
STREET 2: SUITE 1500
CITY: TUCSON
STATE: AZ
ZIP: 85747
FORMER COMPANY:
FORMER CONFORMED NAME: IONATRON, INC.
DATE OF NAME CHANGE: 20040429
FORMER COMPANY:
FORMER CONFORMED NAME: US HOME & GARDEN INC
DATE OF NAME CHANGE: 19950714
FORMER COMPANY:
FORMER CONFORMED NAME: NATURAL EARTH TECHNOLOGIES INC
DATE OF NAME CHANGE: 19930328
4
1
ownership.xml
X0508
4
2023-12-15
0
0000879911
APPLIED ENERGETICS, INC.
AERG
0001728043
Adamczyk Bradford Thomas
C/O APPLIED ENERGETICS, INC.
9070 S. RITA ROAD, SUITE 1500
TUCSON
AZ
85747
1
1
0
0
Executive Chairman
1
Common Stock, par value $0.001 per share
2023-12-15
4
M
0
10000
0.07
A
681482
D
Common Stock, par value $0.001 per share
2023-12-15
4
S
0
10000
2.137
D
671482
D
Common Stock, par value $0.001 per share
1563599
I
See Footnote
Non-Qualified Stock Options
0.07
2023-12-15
4
M
0
10000
D
2020-02-12
2028-11-12
Common Stock, par value $.001 per share
10000
1460000
D
Non-Qualified Stock Options
0.07
2020-02-12
2028-11-12
Common Stock, par value $.001 per share
3500000
I
See Footnote
Reflects the weighted average price of multiple trades executed at prices ranging from $2.12 to $2.16. The reporting person undertakes to provide upon request to the SEC staff full information regarding the number of shares and prices at which the transaction was effected. Such shares were sold pursuant to a 10b-5 Plan which was adopted by Mr. Adamczyk on June 15, 2023.
Held by Moriah Stone Global L.P. of which Mr. Adamczyk is controlling partner.
Options were issued in exchange for services rendered as an officer and director of the company.
3,500,000 of Mr. Adamczyk's options are held in the name of Adamczyk Family 2021 LLC, a family limited liability company which he controls. None of these options were exercised.
/s/ Bradford T. Adamczyk
2023-12-19