0001213900-23-077757.txt : 20230919 0001213900-23-077757.hdr.sgml : 20230919 20230919165748 ACCESSION NUMBER: 0001213900-23-077757 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230915 FILED AS OF DATE: 20230919 DATE AS OF CHANGE: 20230919 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Adamczyk Bradford Thomas CENTRAL INDEX KEY: 0001728043 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14015 FILM NUMBER: 231264497 MAIL ADDRESS: STREET 1: 16A HARSTON STREET 2: 109 REPULSE BAY ROAD CITY: REPULSE BAY STATE: K3 ZIP: 00000 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: APPLIED ENERGETICS, INC. CENTRAL INDEX KEY: 0000879911 STANDARD INDUSTRIAL CLASSIFICATION: SEARCH, DETECTION, NAVIGATION, GUIDANCE, AERONAUTICAL SYS [3812] IRS NUMBER: 770262908 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 9070 S. RITA ROAD STREET 2: SUITE 1500 CITY: TUCSON STATE: AZ ZIP: 85747 BUSINESS PHONE: 520-628-7415 MAIL ADDRESS: STREET 1: 9070 S. RITA ROAD STREET 2: SUITE 1500 CITY: TUCSON STATE: AZ ZIP: 85747 FORMER COMPANY: FORMER CONFORMED NAME: IONATRON, INC. DATE OF NAME CHANGE: 20040429 FORMER COMPANY: FORMER CONFORMED NAME: US HOME & GARDEN INC DATE OF NAME CHANGE: 19950714 FORMER COMPANY: FORMER CONFORMED NAME: NATURAL EARTH TECHNOLOGIES INC DATE OF NAME CHANGE: 19930328 4 1 ownership.xml X0508 4 2023-09-15 0 0000879911 APPLIED ENERGETICS, INC. AERG 0001728043 Adamczyk Bradford Thomas C/O APPLIED ENERGETICS, INC. 9070 S. RITA ROAD, SUITE 1500 TUCSON AZ 85747 1 1 0 0 Executive Chairman 1 Common Stock, par value $0.001 per share 2023-09-15 4 M 0 10000 0.07 A 681482 D Common Stock, par value $0.001 per share 2023-09-15 4 S 0 10000 2.33 D 671482 D Common Stock, par value $0.001 per share 1563599 I See Footnote Non-Qualified Stock Options 0.07 2023-09-15 4 M 0 10000 D 2020-02-12 2028-11-12 Common Stock, par value $.001 per share 10000 1490000 D Non-Qualified Stock Options 0.07 2020-02-12 2028-11-12 Common Stock, par value $.001 per share 3500000 I See Footnote Reflects the weighted average price of multiple trades executed at prices ranging from $2.30 to $2.38. The reporting person undertakes to provide upon request to the SEC staff full information regarding the number of shares and prices at which the transaction was effected. Held by Moriah Stone Global L.P. of which Mr. Adamczyk is controlling partner. Options were issued in exchange for services rendered as an officer and director of the company. 3,500,000 of Mr. Adamczyk's options are held in the name of Adamczyk Family 2021 LLC, a family limited liability company which he controls. None of these options were exercised. /s/ Bradford T. Adamczyk 2023-09-19