0001213900-23-075350.txt : 20230908 0001213900-23-075350.hdr.sgml : 20230908 20230908152444 ACCESSION NUMBER: 0001213900-23-075350 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230713 FILED AS OF DATE: 20230908 DATE AS OF CHANGE: 20230908 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Donaghey Christopher Wayne CENTRAL INDEX KEY: 0001953387 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14015 FILM NUMBER: 231245084 MAIL ADDRESS: STREET 1: 207 MCLEAN PL CITY: SEVERNA PARK STATE: MD ZIP: 21146 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: APPLIED ENERGETICS, INC. CENTRAL INDEX KEY: 0000879911 STANDARD INDUSTRIAL CLASSIFICATION: SEARCH, DETECTION, NAVIGATION, GUIDANCE, AERONAUTICAL SYS [3812] IRS NUMBER: 770262908 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 9070 S. RITA ROAD STREET 2: SUITE 1500 CITY: TUCSON STATE: AZ ZIP: 85747 BUSINESS PHONE: 520-628-7415 MAIL ADDRESS: STREET 1: 9070 S. RITA ROAD STREET 2: SUITE 1500 CITY: TUCSON STATE: AZ ZIP: 85747 FORMER COMPANY: FORMER CONFORMED NAME: IONATRON, INC. DATE OF NAME CHANGE: 20040429 FORMER COMPANY: FORMER CONFORMED NAME: US HOME & GARDEN INC DATE OF NAME CHANGE: 19950714 FORMER COMPANY: FORMER CONFORMED NAME: NATURAL EARTH TECHNOLOGIES INC DATE OF NAME CHANGE: 19930328 4 1 ownership.xml X0508 4 2023-07-13 0 0000879911 APPLIED ENERGETICS, INC. AERG 0001953387 Donaghey Christopher Wayne C/O APPLIED ENERGETICS, INC. 9070 S. RITA ROAD, SUITE 1500 TUCSON AZ 85747 0 1 0 0 CFO/COO 0 Common Stock, par value $0.001 per share 2023-07-13 4 M 0 100000 A 274554 D Common Stock, par value $0.001 per share 2023-07-13 4 F 0 40995 D 233559 D Common Stock, par value $0.001 per share 2023-09-08 4 S 0 100000 2.2019 D 133559 D Restricted Stock Unit 2023-07-13 4 M 0 100000 D Common Stock, par value $.001 per share 100000 300000 D Consists of vesting of .RSUs in the amount of 100,000 shares with no exercise price and forfeiture of 40,995 to cover tax withholding. Consists of vesting of RSUs with no exercise price. These RSUs vest in the amount of 100,000 shares on each anniversary date and have no set expiration. Mr. Donaghey also holds options to purchase 1,350,000 shares of common stock as previously reported on Form 3, none of which were affected by the transactions reported herein. /s/Christopher Donaghey 2023-09-08