0001213900-23-044114.txt : 20230530 0001213900-23-044114.hdr.sgml : 20230530 20230530171933 ACCESSION NUMBER: 0001213900-23-044114 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230525 FILED AS OF DATE: 20230530 DATE AS OF CHANGE: 20230530 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Schultz John E. Jr. CENTRAL INDEX KEY: 0001760590 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14015 FILM NUMBER: 23977810 MAIL ADDRESS: STREET 1: 2480 W RUTHRAUFF ROAD STREET 2: SUITE 140 Q CITY: TUCSON STATE: AZ ZIP: 85705 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: APPLIED ENERGETICS, INC. CENTRAL INDEX KEY: 0000879911 STANDARD INDUSTRIAL CLASSIFICATION: SEARCH, DETECTION, NAVIGATION, GUIDANCE, AERONAUTICAL SYS [3812] IRS NUMBER: 770262908 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 9070 S. RITA ROAD STREET 2: SUITE 1500 CITY: TUCSON STATE: AZ ZIP: 85747 BUSINESS PHONE: 520-628-7415 MAIL ADDRESS: STREET 1: 9070 S. RITA ROAD STREET 2: SUITE 1500 CITY: TUCSON STATE: AZ ZIP: 85747 FORMER COMPANY: FORMER CONFORMED NAME: IONATRON, INC. DATE OF NAME CHANGE: 20040429 FORMER COMPANY: FORMER CONFORMED NAME: US HOME & GARDEN INC DATE OF NAME CHANGE: 19950714 FORMER COMPANY: FORMER CONFORMED NAME: NATURAL EARTH TECHNOLOGIES INC DATE OF NAME CHANGE: 19930328 4 1 ownership.xml X0407 4 2023-05-25 0 0000879911 APPLIED ENERGETICS, INC. AERG 0001760590 Schultz John E. Jr. C/O APPLIED ENERGETICS, INC. 9070 S. RITA ROAD, SUITE 1500 TUCSON AZ 85747 1 0 0 0 0 Common Stock, par value $0.001 per share 2023-05-25 4 S 0 8300 2.76 D 621700 D Common Stock, par value $0.001 per share 2023-05-25 4 S 0 1100 2.77 D 620600 D Common Stock, par value $0.001 per share 2023-05-25 4 S 0 200 2.81 D 620400 D Common Stock, par value $0.001 per share 2023-05-25 4 S 0 400 2.83 D 620000 D Common Stock, par value $0.001 per share 2023-05-25 4 S 0 12500 2.81 D 607500 D Common Stock, par value $0.001 per share 2023-05-25 4 S 0 6400 2.76 D 601100 D Common Stock, par value $0.001 per share 2023-05-25 4 S 0 1100 2.77 D 600000 D Common Stock, par value $0.001 per share 2023-05-25 4 S 0 10000 2.7605 D 740000 I By Spouse Common Stock, par value $0.001 per share 2023-05-26 4 S 0 5000 2.86 D 735000 I By Spouse Common Stock, par value $0.001 per share 2023-05-26 4 S 0 5000 2.8003 D 730000 I By Spouse Common Stock, par value $0.001 per share 2023-05-26 4 S 0 5000 2.82 D 725000 I By Spouse Common Stock, par value $0.001 per share 2023-05-26 4 S 0 5000 2.7633 D 720000 I By Spouse Common Stock, par value $0.001 per share 500000 I By Oak Tree Asset Management 500,000 shares directly owned, as well as shares held by Mr. Schultz's spouse, are held in Roth IRA accounts. Mr. Schultz's total direct and indirect beneficial ownership of non-derivative securities is 1,820,000 shares. Mr. Schultz also holds options to purchase 2,500,000 shares of common stock as previously reported on Form 3, none of which were affected by the transactions reported herein. /s/John E. Schultz Jr. 2023-05-30