0001213900-23-044114.txt : 20230530
0001213900-23-044114.hdr.sgml : 20230530
20230530171933
ACCESSION NUMBER: 0001213900-23-044114
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230525
FILED AS OF DATE: 20230530
DATE AS OF CHANGE: 20230530
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Schultz John E. Jr.
CENTRAL INDEX KEY: 0001760590
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-14015
FILM NUMBER: 23977810
MAIL ADDRESS:
STREET 1: 2480 W RUTHRAUFF ROAD
STREET 2: SUITE 140 Q
CITY: TUCSON
STATE: AZ
ZIP: 85705
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: APPLIED ENERGETICS, INC.
CENTRAL INDEX KEY: 0000879911
STANDARD INDUSTRIAL CLASSIFICATION: SEARCH, DETECTION, NAVIGATION, GUIDANCE, AERONAUTICAL SYS [3812]
IRS NUMBER: 770262908
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 9070 S. RITA ROAD
STREET 2: SUITE 1500
CITY: TUCSON
STATE: AZ
ZIP: 85747
BUSINESS PHONE: 520-628-7415
MAIL ADDRESS:
STREET 1: 9070 S. RITA ROAD
STREET 2: SUITE 1500
CITY: TUCSON
STATE: AZ
ZIP: 85747
FORMER COMPANY:
FORMER CONFORMED NAME: IONATRON, INC.
DATE OF NAME CHANGE: 20040429
FORMER COMPANY:
FORMER CONFORMED NAME: US HOME & GARDEN INC
DATE OF NAME CHANGE: 19950714
FORMER COMPANY:
FORMER CONFORMED NAME: NATURAL EARTH TECHNOLOGIES INC
DATE OF NAME CHANGE: 19930328
4
1
ownership.xml
X0407
4
2023-05-25
0
0000879911
APPLIED ENERGETICS, INC.
AERG
0001760590
Schultz John E. Jr.
C/O APPLIED ENERGETICS, INC.
9070 S. RITA ROAD, SUITE 1500
TUCSON
AZ
85747
1
0
0
0
0
Common Stock, par value $0.001 per share
2023-05-25
4
S
0
8300
2.76
D
621700
D
Common Stock, par value $0.001 per share
2023-05-25
4
S
0
1100
2.77
D
620600
D
Common Stock, par value $0.001 per share
2023-05-25
4
S
0
200
2.81
D
620400
D
Common Stock, par value $0.001 per share
2023-05-25
4
S
0
400
2.83
D
620000
D
Common Stock, par value $0.001 per share
2023-05-25
4
S
0
12500
2.81
D
607500
D
Common Stock, par value $0.001 per share
2023-05-25
4
S
0
6400
2.76
D
601100
D
Common Stock, par value $0.001 per share
2023-05-25
4
S
0
1100
2.77
D
600000
D
Common Stock, par value $0.001 per share
2023-05-25
4
S
0
10000
2.7605
D
740000
I
By Spouse
Common Stock, par value $0.001 per share
2023-05-26
4
S
0
5000
2.86
D
735000
I
By Spouse
Common Stock, par value $0.001 per share
2023-05-26
4
S
0
5000
2.8003
D
730000
I
By Spouse
Common Stock, par value $0.001 per share
2023-05-26
4
S
0
5000
2.82
D
725000
I
By Spouse
Common Stock, par value $0.001 per share
2023-05-26
4
S
0
5000
2.7633
D
720000
I
By Spouse
Common Stock, par value $0.001 per share
500000
I
By Oak Tree Asset Management
500,000 shares directly owned, as well as shares held by Mr. Schultz's spouse, are held in Roth IRA accounts. Mr. Schultz's total direct and indirect beneficial ownership of non-derivative securities is 1,820,000 shares.
Mr. Schultz also holds options to purchase 2,500,000 shares of common stock as previously reported on Form 3, none of which were affected by the transactions reported herein.
/s/John E. Schultz Jr.
2023-05-30