0001213900-22-069508.txt : 20221107
0001213900-22-069508.hdr.sgml : 20221107
20221107060552
ACCESSION NUMBER: 0001213900-22-069508
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20221018
FILED AS OF DATE: 20221107
DATE AS OF CHANGE: 20221107
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Schultz John E. Jr.
CENTRAL INDEX KEY: 0001760590
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-14015
FILM NUMBER: 221363587
MAIL ADDRESS:
STREET 1: 2480 W RUTHRAUFF ROAD
STREET 2: SUITE 140 Q
CITY: TUCSON
STATE: AZ
ZIP: 85705
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: APPLIED ENERGETICS, INC.
CENTRAL INDEX KEY: 0000879911
STANDARD INDUSTRIAL CLASSIFICATION: SEARCH, DETECTION, NAVIGATION, GUIDANCE, AERONAUTICAL SYS [3812]
IRS NUMBER: 770262908
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 9070 S. RITA ROAD
STREET 2: SUITE 1500
CITY: TUCSON
STATE: AZ
ZIP: 85747
BUSINESS PHONE: 520-628-7415
MAIL ADDRESS:
STREET 1: 9070 S. RITA ROAD
STREET 2: SUITE 1500
CITY: TUCSON
STATE: AZ
ZIP: 85747
FORMER COMPANY:
FORMER CONFORMED NAME: IONATRON, INC.
DATE OF NAME CHANGE: 20040429
FORMER COMPANY:
FORMER CONFORMED NAME: US HOME & GARDEN INC
DATE OF NAME CHANGE: 19950714
FORMER COMPANY:
FORMER CONFORMED NAME: NATURAL EARTH TECHNOLOGIES INC
DATE OF NAME CHANGE: 19930328
4
1
ownership.xml
X0306
4
2022-10-18
0
0000879911
APPLIED ENERGETICS, INC.
AERG
0001760590
Schultz John E. Jr.
C/O APPLIED ENERGETICS, INC.
9070 S. RITA ROAD, SUITE 1500
TUCSON
AZ
85747
1
0
0
0
Common Stock, par value $0.001 per share
2022-10-18
4
W
0
22500
A
572500
D
Common Stock, par value $0.001 per share
2022-10-27
4
W
0
100000
A
672500
D
Common Stock, par value $0.001 per share
500000
I
By Oak Tree Asset Management
Common Stock, par value $0.001 per share
750000
I
By Spouse
These shares were received pursuant to a testamentary trust at a cost basis of $2.33 per share.
All shares directly owned are held in Mr. Schultz's Roth IRA. Mr. Schultz's total direct and indirect beneficial ownership of non-derivative securities is 1,922,500 shares.
Mr. Schultz also holds options to purchase 2,500,000 shares of common stock as previously reported on Form 3, none of which were affected by the transactions reported herein.
/s/ John E. Schultz Jr.
2022-11-07