0001213900-22-059876.txt : 20220929 0001213900-22-059876.hdr.sgml : 20220929 20220928212450 ACCESSION NUMBER: 0001213900-22-059876 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 16 CONFORMED PERIOD OF REPORT: 20220928 ITEM INFORMATION: Other Events ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20220929 DATE AS OF CHANGE: 20220928 FILER: COMPANY DATA: COMPANY CONFORMED NAME: APPLIED ENERGETICS, INC. CENTRAL INDEX KEY: 0000879911 STANDARD INDUSTRIAL CLASSIFICATION: SEARCH, DETECTION, NAVIGATION, GUIDANCE, AERONAUTICAL SYS [3812] IRS NUMBER: 770262908 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-14015 FILM NUMBER: 221277581 BUSINESS ADDRESS: STREET 1: 9070 S. RITA ROAD STREET 2: SUITE 1500 CITY: TUCSON STATE: AZ ZIP: 85747 BUSINESS PHONE: 520-628-7415 MAIL ADDRESS: STREET 1: 9070 S. RITA ROAD STREET 2: SUITE 1500 CITY: TUCSON STATE: AZ ZIP: 85747 FORMER COMPANY: FORMER CONFORMED NAME: IONATRON, INC. DATE OF NAME CHANGE: 20040429 FORMER COMPANY: FORMER CONFORMED NAME: US HOME & GARDEN INC DATE OF NAME CHANGE: 19950714 FORMER COMPANY: FORMER CONFORMED NAME: NATURAL EARTH TECHNOLOGIES INC DATE OF NAME CHANGE: 19930328 8-K 1 ea166481-8k_appliedenerg.htm CURRENT REPORT
0000879911 false NONE 0000879911 2022-09-28 2022-09-28 iso4217:USD xbrli:shares iso4217:USD xbrli:shares

 

 

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549

 

FORM 8-K

 

CURRENT REPORT PURSUANT

TO SECTION 13 OR 15(D) OF THE

SECURITIES EXCHANGE ACT OF 1934

 

Date of report (Date of earliest event reported)   September 28, 2022   

 

APPLIED ENERGETICS, INC.

(Exact Name of Registrant as Specified in Its Charter)

 

Delaware

(State or Other Jurisdiction of Incorporation)

 

001-14015   77-0262908
(Commission File Number)   (IRS Employer Identification No.)

 

2480 W Ruthrauff Road, Suite 140 Q, Tucson, Arizona   85705
(Address of Principal Executive Offices)   (Zip Code)

 

(520) 628-7415

(Registrant’s Telephone Number, Including Area Code)

 

 

(Former Name or Former Address, if Changed Since Last Report)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

 

  Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

  Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

  Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

  Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter). 

 

Emerging growth company:

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

 

Securities registered pursuant to Section 12(b) of the Act:

 

Title of each class   Trading Symbol(s)   Name of each exchange on which registered
Common Stock, par value $.001 per share   AERG   OTCQB

 

 

 

 

 

Item 8.01 – Other Events

 

On September 28, 2022, Applied Energetics, Inc. issued a press release announcing the appointment of Kevin Gunde to serve on the company’s Board of Advisors. For his service during the first year, the company has granted Dr. Gunde options to purchase up to 30,451 shares of its common stock at an exercise price of $2.03 per share which options vest in two semi-annual installments. Further details regarding Dr. Gunde’s appointment are included in the press release attached as an exhibit hereto.

 

Item 9.01 – Financial Statements and Exhibits.

 

99.1   Press Release, dated September 28, 2022, - Applied Energetics Announces Appointment of Kevin Gunde as a Member of its Board of Advisors
104   Cover Page Interactive Data File (embedded within the Inline XBRL document)

 

 

 

 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

 

  APPLIED ENERGETICS, INC.
     
  By: /s/ Gregory J. Quarles
    Gregory J. Quarles
    Chief Executive Officer

Date: September 28, 2022

 

 

 

EX-99.1 2 ea166481ex99-1_appliedenerg.htm PRESS RELEASE, DATED SEPTEMBER 28, 2022, - APPLIED ENERGETICS ANNOUNCES APPOINTMENT OF KEVIN GUNDE AS A MEMBER OF ITS BOARD OF ADVISORS

Exhibit 99.1

 

Applied Energetics, Inc.

 

Applied Energetics Appoints Kevin Gunde, PhD, to its Advisory Board

 

Dr. Gunde brings extensive knowledge in the areas of defense, security and advanced technologies.

 

Tucson, Ariz., September 28, 2022 – Applied Energetics, Inc. (OTCQB: AERG), a leader in ultrashort pulse laser technology, announced today that Kevin Gunde, PhD, has joined the company’s Advisory Board. Dr. Gunde, who is currently an executive at Jacobs, a provider of professional services including consulting, technical, scientific and project delivery for the government and private sector, brings broad business management and technical expertise to Applied Energetics.

 

In his Advisory Board role, Dr. Gunde is expected to provide expert guidance in the advancement of Applied Energetics’ strategic plan to drive innovation and customer success and support the future potential fielding of the technology in various defense applications. Throughout his career, Dr. Gunde has led teams which specialize in development, deployment, productization and transfer of cutting-edge technologies from research laboratories to the operational elements of the defense and intelligence communities.

 

A person in a suit

Description automatically generated with low confidence

Kevin Gunde, Newly Appointed Advisory Board Member of Applied Energetics

 

“We are fortunate to have Dr. Gunde, with his impressive business and scientific acumen, join our Advisory Board,” said Dr. Gregory Quarles, President and CEO at Applied Energetics. “Having worked for many years at KeyW with our Chief Financial Officer, Chris Donaghey, we believe his unique skillset and experience will be invaluable as we accelerate our expansion and continue to evolve our solutions. We are excited to have Dr. Gunde on our Advisory Board and look forward to working closely with him."

 

“Applied Energetics’ innovative laser and optical systems technology is forging new paths for the adoption and deployment of mission-critical solutions in the United States defense and intelligence sectors,” said Dr. Gunde. “I am proud to join the Applied Energetics team at such a critical time in our nation’s history. The incorporation of this new and advanced technology is essential to our national and economic security. I look forward to assisting our defense industry customers in leveraging the impressive capabilities of Applied Energetics.”

 

In the last year, Applied Energetics has made key appointments to its executive team, expanded its technology solution development capabilities, and enhanced its infrastructure to further position itself as an industry leader. The company continues to build and diversify its portfolio with recent contract and grant awards growing its list of customers in the U.S. Department of Defense for whom it is working to solve a broad range of complex, mission-critical challenges.

 

 

Applied Energetics, Inc.

 

About Kevin Gunde, PhD

 

Dr. Gunde has broad experience as both an operational and technical executive within the defense industry. At Jacobs, Dr. Gunde serves as Vice President and Chief Scientist of the Rapid Solutions organization. Rapid Solutions provides Intelligence, Surveillance, and Reconnaissance (ISR) solutions to US and allied partner nations, with capabilities ranging from packaging exceptionally high-density microelectronics to development and operation of turnkey airborne ISR platforms and development of small-satellite surveillance payloads.

 

Prior to joining Jacobs, Dr. Gunde was a founder and sector vice president for KeyW Corporation, a leading national security provider of advanced engineering and technology solutions for the Intelligence, Cyber and Counterterrorism communities. KeyW was acquired by Jacobs in 2019.

Dr. Gunde began his career by serving in the U.S. Army before continuing his education, earning a bachelor’s degree in chemistry at St. Mary’s College of Maryland and a PhD in Chemical Physics from the University of Virginia. Upon completion of his doctoral studies Dr. Gunde was recruited by the Department of Defense (DOD) where he worked on special projects as a senior scientist.

 

About Applied Energetics, Inc.

 

Applied Energetics, Inc. is a leader in Advanced Optical Technologies, Laser Guided Energy, and Ultrashort Pulse Laser Directed Energy Solutions. We utilize patented, dual-use laser and optical technologies with distinct size, weight, and power benefits to advance critical industries, including defense, national security, biomedical and manufacturing. Visit our website to learn more about our innovative solutions.

 

Forward Looking Statements

 

Certain statements in this press release constitute forward-looking statements within the meaning of the Section 27A of the Securities Act of 1933 and Section 21E of the Securities Exchange Act of 1934. Forward-looking statements include all statements that do not relate solely to the historical or current facts and can be identified by the use of forward-looking words such as "may," "believe," "will," "expect," "project," "anticipate," “estimates," "plans," "strategy," "target," "prospects," or "continue," and words of similar meaning. These forward-looking statements are based on the current plans and expectations of our management and are subject to a number of uncertainties and risks that could significantly affect our current plans and expectations, as well as future results of operations and financial condition and may cause our actual results, performances or achievements to be materially different from any future results, performances or achievements expressed or implied by such forward-looking statements. We do not assume any obligation to update these forward-looking statements to reflect actual results, changes in assumptions, or changes in other factors affecting such forward-looking statements.

 

For Investor information contact:

Kevin McGrath, Managing Director

Cameron Associates, Inc.

kevin@cameronassoc.com

T: 646-418-7002

  

Media Contact:

Sara Knott

LaunchTech Communications

sknott@golaunchtech.com

T: 540-764-0043

 

 

 

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Cover
Sep. 28, 2022
Cover [Abstract]  
Document Type 8-K
Amendment Flag false
Document Period End Date Sep. 28, 2022
Entity File Number 001-14015
Entity Registrant Name APPLIED ENERGETICS, INC.
Entity Central Index Key 0000879911
Entity Tax Identification Number 77-0262908
Entity Incorporation, State or Country Code DE
Entity Address, Address Line One 2480 W Ruthrauff Road
Entity Address, Address Line Two Suite 140 Q
Entity Address, City or Town Tucson
Entity Address, State or Province AZ
Entity Address, Postal Zip Code 85705
City Area Code (520)
Local Phone Number 628-7415
Written Communications false
Soliciting Material false
Pre-commencement Tender Offer false
Pre-commencement Issuer Tender Offer false
Title of 12(b) Security Common Stock, par value $.001 per share
Trading Symbol AERG
Security Exchange Name NONE
Entity Emerging Growth Company false
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