0001213900-20-013129.txt : 20200520
0001213900-20-013129.hdr.sgml : 20200520
20200520170412
ACCESSION NUMBER: 0001213900-20-013129
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180621
FILED AS OF DATE: 20200520
DATE AS OF CHANGE: 20200520
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Adamczyk Bradford Thomas
CENTRAL INDEX KEY: 0001728043
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-14015
FILM NUMBER: 20898884
MAIL ADDRESS:
STREET 1: 16A HARSTON
STREET 2: 109 REPULSE BAY ROAD
CITY: REPULSE BAY
STATE: K3
ZIP: 00000
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: APPLIED ENERGETICS, INC.
CENTRAL INDEX KEY: 0000879911
STANDARD INDUSTRIAL CLASSIFICATION: SEARCH, DETECTION, NAVIGATION, GUIDANCE, AERONAUTICAL SYS [3812]
IRS NUMBER: 770262908
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2480 W RUTHRAUFF ROAD, SUITE 140Q
STREET 2: SUITE 140Q
CITY: TUCSON
STATE: AZ
ZIP: 85705
BUSINESS PHONE: 520-628-7415
MAIL ADDRESS:
STREET 1: 2480 W RUTHRAUFF ROAD, SUITE 140Q
STREET 2: SUITE 140Q
CITY: TUCSON
STATE: AZ
ZIP: 85705
FORMER COMPANY:
FORMER CONFORMED NAME: IONATRON, INC.
DATE OF NAME CHANGE: 20040429
FORMER COMPANY:
FORMER CONFORMED NAME: US HOME & GARDEN INC
DATE OF NAME CHANGE: 19950714
FORMER COMPANY:
FORMER CONFORMED NAME: NATURAL EARTH TECHNOLOGIES INC
DATE OF NAME CHANGE: 19930328
4
1
ownership.xml
X0306
4
2018-06-21
0
0000879911
APPLIED ENERGETICS, INC.
AERG
0001728043
Adamczyk Bradford Thomas
2480 W RUTHRAUFF ROAD, SUITE 140 Q
TUCSON
AZ
85705
1
0
0
0
Common Stock
2018-06-21
4
J
0
1000000
0.06
A
1563599
I
See footnote
Common stock
671482
D
Options (right to buy)
0.07
2018-11-12
4
A
0
5000000
0.07
A
2028-11-12
common stock
5000000
5000000
D
Represents issuance of shares to Moriah Stone Global L.P. an entity controlled by the Reporting Person pursuant to a common Stock Subscription Agreement dated May 1, 2018 in satisfaction of a non-interest bearing loan made by the Reporting Person to the Issuer for $60,000.
By Reporting Person as partner of Moriah Stone Global L.P.
(i) Monthly Vesting: 1,800,000 vested immediately upon the date of the option (11/12/2018) and, thereafter, 200,000 shares vesting on the first day of each month with the balance vesting on February 1, 2020; and
(ii) Performance Vesting: 2,500,000 shares vested immediately; 1,000,000 shares vesting upon the 20-day volume weighted average price ("VWAP") of the Company's common stock reaching $0.15 per share; 1,000,000 vesting upon VWAP of the Company's common stock reaching $0.25 per share; and 500,000 vesting upon the VWAP of the Company's common stock reaching $0.50 per share.
The Option shall have vested under both (i) and (ii) above with respect to any shares hereunder in order to be fully exercisable with respect to such shares. All vesting is subject to acceleration on the event of a reorganization.
/s/ Bradford T Adamczyk
2020-05-19