0001213900-20-013129.txt : 20200520 0001213900-20-013129.hdr.sgml : 20200520 20200520170412 ACCESSION NUMBER: 0001213900-20-013129 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180621 FILED AS OF DATE: 20200520 DATE AS OF CHANGE: 20200520 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Adamczyk Bradford Thomas CENTRAL INDEX KEY: 0001728043 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14015 FILM NUMBER: 20898884 MAIL ADDRESS: STREET 1: 16A HARSTON STREET 2: 109 REPULSE BAY ROAD CITY: REPULSE BAY STATE: K3 ZIP: 00000 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: APPLIED ENERGETICS, INC. CENTRAL INDEX KEY: 0000879911 STANDARD INDUSTRIAL CLASSIFICATION: SEARCH, DETECTION, NAVIGATION, GUIDANCE, AERONAUTICAL SYS [3812] IRS NUMBER: 770262908 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2480 W RUTHRAUFF ROAD, SUITE 140Q STREET 2: SUITE 140Q CITY: TUCSON STATE: AZ ZIP: 85705 BUSINESS PHONE: 520-628-7415 MAIL ADDRESS: STREET 1: 2480 W RUTHRAUFF ROAD, SUITE 140Q STREET 2: SUITE 140Q CITY: TUCSON STATE: AZ ZIP: 85705 FORMER COMPANY: FORMER CONFORMED NAME: IONATRON, INC. DATE OF NAME CHANGE: 20040429 FORMER COMPANY: FORMER CONFORMED NAME: US HOME & GARDEN INC DATE OF NAME CHANGE: 19950714 FORMER COMPANY: FORMER CONFORMED NAME: NATURAL EARTH TECHNOLOGIES INC DATE OF NAME CHANGE: 19930328 4 1 ownership.xml X0306 4 2018-06-21 0 0000879911 APPLIED ENERGETICS, INC. AERG 0001728043 Adamczyk Bradford Thomas 2480 W RUTHRAUFF ROAD, SUITE 140 Q TUCSON AZ 85705 1 0 0 0 Common Stock 2018-06-21 4 J 0 1000000 0.06 A 1563599 I See footnote Common stock 671482 D Options (right to buy) 0.07 2018-11-12 4 A 0 5000000 0.07 A 2028-11-12 common stock 5000000 5000000 D Represents issuance of shares to Moriah Stone Global L.P. an entity controlled by the Reporting Person pursuant to a common Stock Subscription Agreement dated May 1, 2018 in satisfaction of a non-interest bearing loan made by the Reporting Person to the Issuer for $60,000. By Reporting Person as partner of Moriah Stone Global L.P. (i) Monthly Vesting: 1,800,000 vested immediately upon the date of the option (11/12/2018) and, thereafter, 200,000 shares vesting on the first day of each month with the balance vesting on February 1, 2020; and (ii) Performance Vesting: 2,500,000 shares vested immediately; 1,000,000 shares vesting upon the 20-day volume weighted average price ("VWAP") of the Company's common stock reaching $0.15 per share; 1,000,000 vesting upon VWAP of the Company's common stock reaching $0.25 per share; and 500,000 vesting upon the VWAP of the Company's common stock reaching $0.50 per share. The Option shall have vested under both (i) and (ii) above with respect to any shares hereunder in order to be fully exercisable with respect to such shares. All vesting is subject to acceleration on the event of a reorganization. /s/ Bradford T Adamczyk 2020-05-19