0001213900-20-013063.txt : 20200520
0001213900-20-013063.hdr.sgml : 20200520
20200520143714
ACCESSION NUMBER: 0001213900-20-013063
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190506
FILED AS OF DATE: 20200520
DATE AS OF CHANGE: 20200520
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Quarles Gregory James
CENTRAL INDEX KEY: 0001776289
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-14015
FILM NUMBER: 20897617
MAIL ADDRESS:
STREET 1: 2480 W. RUTHRAUFF ROAD
STREET 2: SUITE 1400
CITY: TUSCAN
STATE: AZ
ZIP: 85705
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: APPLIED ENERGETICS, INC.
CENTRAL INDEX KEY: 0000879911
STANDARD INDUSTRIAL CLASSIFICATION: SEARCH, DETECTION, NAVIGATION, GUIDANCE, AERONAUTICAL SYS [3812]
IRS NUMBER: 770262908
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2480 W RUTHRAUFF ROAD, SUITE 140Q
STREET 2: SUITE 140Q
CITY: TUCSON
STATE: AZ
ZIP: 85705
BUSINESS PHONE: 520-628-7415
MAIL ADDRESS:
STREET 1: 2480 W RUTHRAUFF ROAD, SUITE 140Q
STREET 2: SUITE 140Q
CITY: TUCSON
STATE: AZ
ZIP: 85705
FORMER COMPANY:
FORMER CONFORMED NAME: IONATRON, INC.
DATE OF NAME CHANGE: 20040429
FORMER COMPANY:
FORMER CONFORMED NAME: US HOME & GARDEN INC
DATE OF NAME CHANGE: 19950714
FORMER COMPANY:
FORMER CONFORMED NAME: NATURAL EARTH TECHNOLOGIES INC
DATE OF NAME CHANGE: 19930328
3
1
ownership.xml
X0206
3
2019-05-06
0
0000879911
APPLIED ENERGETICS, INC.
AERG
0001776289
Quarles Gregory James
2480 W RUTHRAUFF RD, SUITE 140 Q
TUCSON
AZ
85705
1
1
0
0
Chief Executive Officer
Options (right to buy)
0.05
2022-03-28
common stock
2000000
D
Options (right to buy)
0.35
2029-04-18
common stock
5000000
D
These (03/28/2017) options have a five year term and vest to the extent of 500,000 shares on the first anniversary of the grant and to the extent of 62,500 options per month during the 24 months following the initial vesting date.
As to 500,000 option shares, vest six months from issue date of 5/10/2019. As to the remaining 4,500,000, vest in six semi-annual installments of 750,000 shares over a period of three years, so long as Quarles is employed as of the date of the semi-annual vesting months.
/s/ Gregory J Quarles
2020-05-19