0001213900-20-013063.txt : 20200520 0001213900-20-013063.hdr.sgml : 20200520 20200520143714 ACCESSION NUMBER: 0001213900-20-013063 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190506 FILED AS OF DATE: 20200520 DATE AS OF CHANGE: 20200520 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Quarles Gregory James CENTRAL INDEX KEY: 0001776289 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14015 FILM NUMBER: 20897617 MAIL ADDRESS: STREET 1: 2480 W. RUTHRAUFF ROAD STREET 2: SUITE 1400 CITY: TUSCAN STATE: AZ ZIP: 85705 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: APPLIED ENERGETICS, INC. CENTRAL INDEX KEY: 0000879911 STANDARD INDUSTRIAL CLASSIFICATION: SEARCH, DETECTION, NAVIGATION, GUIDANCE, AERONAUTICAL SYS [3812] IRS NUMBER: 770262908 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2480 W RUTHRAUFF ROAD, SUITE 140Q STREET 2: SUITE 140Q CITY: TUCSON STATE: AZ ZIP: 85705 BUSINESS PHONE: 520-628-7415 MAIL ADDRESS: STREET 1: 2480 W RUTHRAUFF ROAD, SUITE 140Q STREET 2: SUITE 140Q CITY: TUCSON STATE: AZ ZIP: 85705 FORMER COMPANY: FORMER CONFORMED NAME: IONATRON, INC. DATE OF NAME CHANGE: 20040429 FORMER COMPANY: FORMER CONFORMED NAME: US HOME & GARDEN INC DATE OF NAME CHANGE: 19950714 FORMER COMPANY: FORMER CONFORMED NAME: NATURAL EARTH TECHNOLOGIES INC DATE OF NAME CHANGE: 19930328 3 1 ownership.xml X0206 3 2019-05-06 0 0000879911 APPLIED ENERGETICS, INC. AERG 0001776289 Quarles Gregory James 2480 W RUTHRAUFF RD, SUITE 140 Q TUCSON AZ 85705 1 1 0 0 Chief Executive Officer Options (right to buy) 0.05 2022-03-28 common stock 2000000 D Options (right to buy) 0.35 2029-04-18 common stock 5000000 D These (03/28/2017) options have a five year term and vest to the extent of 500,000 shares on the first anniversary of the grant and to the extent of 62,500 options per month during the 24 months following the initial vesting date. As to 500,000 option shares, vest six months from issue date of 5/10/2019. As to the remaining 4,500,000, vest in six semi-annual installments of 750,000 shares over a period of three years, so long as Quarles is employed as of the date of the semi-annual vesting months. /s/ Gregory J Quarles 2020-05-19