0001144204-12-021266.txt : 20120412 0001144204-12-021266.hdr.sgml : 20120412 20120412160446 ACCESSION NUMBER: 0001144204-12-021266 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20120411 ITEM INFORMATION: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20120412 DATE AS OF CHANGE: 20120412 FILER: COMPANY DATA: COMPANY CONFORMED NAME: APPLIED ENERGETICS, INC. CENTRAL INDEX KEY: 0000879911 STANDARD INDUSTRIAL CLASSIFICATION: SEARCH, DETECTION, NAVIGATION, GUIDANCE, AERONAUTICAL SYS [3812] IRS NUMBER: 770262908 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-14015 FILM NUMBER: 12756563 BUSINESS ADDRESS: STREET 1: C/O APPLIED ENERGETICS, INC. STREET 2: 3590 EAST COLUMBIA STREET CITY: TUCSON STATE: AZ ZIP: 85714 BUSINESS PHONE: 520-628-7415 MAIL ADDRESS: STREET 1: C/O APPLIED ENERGETICS, INC. STREET 2: 3590 EAST COLUMBIA STREET CITY: TUCSON STATE: AZ ZIP: 85714 FORMER COMPANY: FORMER CONFORMED NAME: IONATRON, INC. DATE OF NAME CHANGE: 20040429 FORMER COMPANY: FORMER CONFORMED NAME: US HOME & GARDEN INC DATE OF NAME CHANGE: 19950714 FORMER COMPANY: FORMER CONFORMED NAME: NATURAL EARTH TECHNOLOGIES INC DATE OF NAME CHANGE: 19930328 8-K 1 v309233_8k.htm 8-K

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, DC 20549

 

 

FORM 8-K

 

 

CURRENT REPORT Pursuant

to Section 13 or 15(d) of the

Securities Exchange Act of 1934

 

 

Date of report (Date of earliest event reported) April 11, 2012

 

APPLIED ENERGETICS, INC.

(Exact Name of Registrant as Specified in Its Charter)

 

Delaware

(State or Other Jurisdiction of Incorporation)

 

001-14015 77-0262908
(Commission File Number) (IRS Employer Identification No.)
   
   
3590 East Columbia Street, Tucson, Arizona 85714
(Address of Principal Executive Offices) (Zip Code)

 

 

(520) 628-7415

(Registrant’s Telephone Number, Including Area Code)

 

 

(Former Name or Former Address, if Changed Since Last Report)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

 

o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 
 

 

 

Item 5.02. Departure of Directors or Certain Officers, Election of Directors; Appointment of Certain Officers; Compensation Arrangements of Certain Officers

 

Humberto Astorga, Chief Financial Officer, principal financial officer and principal accounting officer of Applied Energetics, Inc. (the “Company”), resigned from all of his positions with the Company and its subsidiaries, effective April 20, 2012, to pursue another employment opportunity. The Board has designated Joseph Hayden, its President and principal executive officer, as principal financial officer and principal accounting officer.

 

Item 9.01. Financial Statements and Exhibits

 

(d) Exhibits

 

99.1 Resignation Letter

 

 

 
 

 

 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

 

 

  APPLIED ENERGETICS, INC.
  (Registrant)
   
  By: /s/ Joseph Hayden
    Joseph Hayden
    President and principal executive officer

 

Date: April 12 , 2012

 

 EX-99.1 2 v309233_ex99-1.htm EXHIBIT 99-1

April 11, 2012

 

Joseph Hayden

President

Applied Energetics, Inc.

3590 E. Columbia St.

Tucson, AZ 85714

 

Dear Joe Hayden:

 

This letter is to inform you of my decision to resign as Chief Financial Officer of Applied Energetics, Inc. It has been a pleasure helping this company in many ways through good and tough times; but unfortunately an opportunity that I can’t ignore has come my way and I have accepted that position. My last day of work will be April 20, 2012.

 

Unfortunately, there is never a good time to leave a company as there is always a period to close the accounting books and with this I plan on leaving all the numbers ready for Q1 2012 and the 10Q as final as I can for release or audit by BDO. I am also available for assistance anytime to finalize the 1st quarter 10Q as well. If help is needed down the road I am also open to a consulting agreement with Applied Energetics.

 

   Sincerely,
   
   
  By:  /s/ Humberto Astorga
             Chief Financial Officer

 

 

Cc: George Farley