-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NrLBGdm4sW6/87+nx0gjZ5ljKmNHF5x79A7VA0wIlSgh7jNCTWCq8G4V1R3Mu4Wy eQU0jScOgj7LpQu+nGexaA== 0001144204-10-065531.txt : 20101209 0001144204-10-065531.hdr.sgml : 20101209 20101209114745 ACCESSION NUMBER: 0001144204-10-065531 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091202 FILED AS OF DATE: 20101209 DATE AS OF CHANGE: 20101209 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LAU ERIC CENTRAL INDEX KEY: 0001506752 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14015 FILM NUMBER: 101241575 MAIL ADDRESS: STREET 1: C/O APPLIED ENERGETICS, INC. STREET 2: 3590 EAST COLUMBIA STREET CITY: TUCSON STATE: AZ ZIP: 85714 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: APPLIED ENERGETICS, INC. CENTRAL INDEX KEY: 0000879911 STANDARD INDUSTRIAL CLASSIFICATION: SEARCH, DETECTION, NAVIGATION, GUIDANCE, AERONAUTICAL SYS [3812] IRS NUMBER: 770262908 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: C/O APPLIED ENERGETICS, INC. STREET 2: 3590 EAST COLUMBIA STREET CITY: TUCSON STATE: AZ ZIP: 85714 BUSINESS PHONE: 520-628-7415 MAIL ADDRESS: STREET 1: C/O APPLIED ENERGETICS, INC. STREET 2: 3590 EAST COLUMBIA STREET CITY: TUCSON STATE: AZ ZIP: 85714 FORMER COMPANY: FORMER CONFORMED NAME: IONATRON, INC. DATE OF NAME CHANGE: 20040429 FORMER COMPANY: FORMER CONFORMED NAME: US HOME & GARDEN INC DATE OF NAME CHANGE: 19950714 FORMER COMPANY: FORMER CONFORMED NAME: NATURAL EARTH TECHNOLOGIES INC DATE OF NAME CHANGE: 19930328 3 1 v205067_ex.xml X0203 3 2009-12-02 0 0000879911 APPLIED ENERGETICS, INC. AERG 0001506752 LAU ERIC C/O APPLIED ENERGETICS, INC. 3590 EAST COLUMBIA STREET TUSCON AZ 85714 0 1 0 0 COO and VP of Engineering Common Stock 35084 D Options (right to buy) 0.50 2012-03-09 Common Stock 87000 D Options (right to buy) 0.40 2014-07-16 Common Stock 250000 D Options (right to buy) 0.60 2015-03-23 Common Stock 50000 D These options became exercisable as to 69,500 shares on March 23, 2009 and 17,500 shares on April 23, 2009. These options became exercisable as to 83,333 shares on each of July 16, 2009 and August 11, 2010 and will become exercisable as to the ensuing 83,334 shares on the second day following the issuer's filing of its Quarterly Report on Form 10-Q for the quarter ending June 30, 2011. These options became exercisable as to 16, 667 shares on March 23, 2010 and will become exercisable as to 16,667 and 16,666 shares on March 23, 2011and March 23, 2012, respectively. /s/ Eric Lau 2010-12-09 -----END PRIVACY-ENHANCED MESSAGE-----