-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UyNzNPV1/Ko1CjCyxjtD2j/kJPWnh2qUQudrWKNf5qQFi/C4xspFCPVP/cdlbkGu 431B/BqbtiZoNLgvmC45ew== 0001144204-10-030292.txt : 20100525 0001144204-10-030292.hdr.sgml : 20100525 20100525182328 ACCESSION NUMBER: 0001144204-10-030292 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100520 FILED AS OF DATE: 20100525 DATE AS OF CHANGE: 20100525 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ASTORGA HUMBERTO CENTRAL INDEX KEY: 0001471579 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-14015 FILM NUMBER: 10857986 MAIL ADDRESS: STREET 1: C/O APPLIED ENERGETICS, INC. STREET 2: 3590 EAST COLUMBIA STREET CITY: TUCSON STATE: AZ ZIP: 85714 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: APPLIED ENERGETICS, INC. CENTRAL INDEX KEY: 0000879911 STANDARD INDUSTRIAL CLASSIFICATION: SEARCH, DETECTION, NAVIGATION, GUIDANCE, AERONAUTICAL SYS [3812] IRS NUMBER: 770262908 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: C/O APPLIED ENERGETICS, INC. STREET 2: 3590 EAST COLUMBIA STREET CITY: TUCSON STATE: AZ ZIP: 85714 BUSINESS PHONE: 520-628-7415 MAIL ADDRESS: STREET 1: C/O APPLIED ENERGETICS, INC. STREET 2: 3590 EAST COLUMBIA STREET CITY: TUCSON STATE: AZ ZIP: 85714 FORMER COMPANY: FORMER CONFORMED NAME: IONATRON, INC. DATE OF NAME CHANGE: 20040429 FORMER COMPANY: FORMER CONFORMED NAME: US HOME & GARDEN INC DATE OF NAME CHANGE: 19950714 FORMER COMPANY: FORMER CONFORMED NAME: NATURAL EARTH TECHNOLOGIES INC DATE OF NAME CHANGE: 19930328 4/A 1 v186551_ex.xml X0303 4/A 2010-05-20 2010-05-24 0 0000879911 APPLIED ENERGETICS, INC. AERG 0001471579 ASTORGA HUMBERTO 3590 EAST COLUMBIA STREET TUCSON AZ 85714 0 1 0 0 Principal Financial Officer Common Stock 2010-05-20 4 M 0 83333 0.4 A 117849 D Common Stock 2010-05-24 4 S 0 10000 1.39 D 107849 D Common Stock 2010-05-24 4 S 0 10000 1.3901 D 97849 D Common Stock 2010-05-24 4 S 0 10000 1.34 D 87849 D Common Stock 2010-05-24 4 S 0 1100 1.34 D 86749 D Common Stock 2010-05-24 4 S 0 10000 1.25 D 76749 D Common Stock 2010-05-24 4 S 0 10000 1.2502 D 66749 D Common Stock 2010-05-24 4 S 0 10000 1.2401 D 56749 D Common Stock 2010-05-24 4 S 0 10000 1.2601 D 46749 D Common Stock 2010-05-24 4 S 0 12233 1.29 D 34516 D Common Stock (Right to Buy) 0.40 2010-05-20 4 M 0 83333 0 D 2014-07-16 N/A 83333 166667 D Includes 4,563 invested shares of restricted stock. These options become exercisable as to one-third of the shares on each of the first three anniversaries of the date of grant. /s/ Humberto Astorga 2010-05-24 -----END PRIVACY-ENHANCED MESSAGE-----