-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, TsVb/O9CJ+a9k96vZenx3MHnN7bkdejUS4X5B/wiOtYLAx2H+vB2ukdh4j6MgQ7z 9aZNjd/MNJOjBJVaWat6wA== 0001144204-10-022885.txt : 20100429 0001144204-10-022885.hdr.sgml : 20100429 20100429114054 ACCESSION NUMBER: 0001144204-10-022885 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20100428 ITEM INFORMATION: Other Events ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20100429 DATE AS OF CHANGE: 20100429 FILER: COMPANY DATA: COMPANY CONFORMED NAME: APPLIED ENERGETICS, INC. CENTRAL INDEX KEY: 0000879911 STANDARD INDUSTRIAL CLASSIFICATION: SEARCH, DETECTION, NAVIGATION, GUIDANCE, AERONAUTICAL SYS [3812] IRS NUMBER: 770262908 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-14015 FILM NUMBER: 10779684 BUSINESS ADDRESS: STREET 1: C/O APPLIED ENERGETICS, INC. STREET 2: 3590 EAST COLUMBIA STREET CITY: TUCSON STATE: AZ ZIP: 85714 BUSINESS PHONE: 520-628-7415 MAIL ADDRESS: STREET 1: C/O APPLIED ENERGETICS, INC. STREET 2: 3590 EAST COLUMBIA STREET CITY: TUCSON STATE: AZ ZIP: 85714 FORMER COMPANY: FORMER CONFORMED NAME: IONATRON, INC. DATE OF NAME CHANGE: 20040429 FORMER COMPANY: FORMER CONFORMED NAME: US HOME & GARDEN INC DATE OF NAME CHANGE: 19950714 FORMER COMPANY: FORMER CONFORMED NAME: NATURAL EARTH TECHNOLOGIES INC DATE OF NAME CHANGE: 19930328 8-K 1 v182648_8-k.htm Unassociated Document
 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549


FORM 8-K

CURRENT REPORT PURSUANT
TO SECTION 13 OR 15(D) OF THE
SECURITIES EXCHANGE ACT OF 1934

Date of report (Date of earliest event reported)
April 28, 2010

APPLIED ENERGETICS, INC.
(Exact Name of Registrant as Specified in Its Charter)

Delaware
(State or Other Jurisdiction of Incorporation)

001-14015
77-0262908
(Commission File Number)
(IRS Employer Identification No.)
 
3590 East Columbia Street, Tucson, Arizona
85714
(Address of Principal Executive Offices)
(Zip Code)

(520) 628-7415
(Registrant’s Telephone Number, Including Area Code)

 
(Former Name or Former Address, if Changed Since Last Report)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
 
 
 
 
 
Item 8.01.  Other Events.

On April 29, 2010, Applied Energetics, Inc. (the “Company”) issued a press release announcing that it received notice from The Nasdaq Stock Market (“NASDAQ”) confirming that the Company has regained compliance with the $1.00 minimum bid price requirement for continued listing on The Nasdaq Capital Market.

As previously reported on Form 8-K dated September 23, 2009, the Company received notice from NASDAQ on September 17, 2009 that it was not in compliance with the $1.00 minimum bid price requirement for continued listing on The Nasdaq Global Market pursuant to Marketplace Rule 5450(a)(2) (the “Rule”).  On March 3, 2010, the Company’s common stock was transferred to the Nasdaq Capital Market as a result of this failure and the Company was provided with 180 days, or until September 13,2010, to come into compliance with the Rule.  On April 28, 2010, NASDAQ confirmed to the Company that, as a result of the Company’s common stock closing with a bid price of $1.00 per share or greater for at least ten consecutive trading days, the Company has come back into compliance with the Rule.

A copy of the Company’s press release is attached hereto as Exhibit 99.1 to this Current Report on Form 8-K and incorporated herein by reference.

Item 9.01.  Financial Statements and Exhibits

(d)  99.1  Press Release dated April 29, 2010.

 
 
 

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

 
APPLIED ENERGETICS, INC.
  
 
(Registrant)
  
       
 
By: 
  /s/ HUMBERTO A. ASTORGA
  
   
Humberto A. Astorga
  
   
Principal Financial Officer
  


Date:  April 29, 2010

 
 
 
 
 EX-99.1 2 v182648_ex99-1.htm Unassociated Document
 
APPLIED ENERGETICS REGAINS COMPLIANCE WITH NASDAQ MINIMUM BID-PRICE REQUIREMENT

TUCSON, Ariz.— April 29, 2010-- Applied Energetics, Inc., (NASDAQ: AERG), today announced that after the close of trading on April 28 it received a letter from The NASDAQ Stock Market (“NASDAQ”) confirming that the Company has regained compliance with the minimum bid-price requirement for continued listing on the NASDAQ Capital Market. The Company's stock has maintained a closing bid price at $1.00 per share or greater for at least ten consecutive trading days, as required by NASDAQ Listing Rule 5550(a)(2).

About Applied Energetics, Inc.

Applied Energetics, Inc., based in Tucson, Arizona, specializes in development and manufacture of advanced high performance lasers, high voltage electronics, advanced optical systems, and integrated guided energy systems for defense, aerospace, industrial, and scientific customers worldwide. Applied Energetics pioneered the development of Laser Guided Energy(TM) (LGE(TM)) technology, and related solutions for defense and security applications. For more information about Applied Energetics, please visit www.appliedenergetics.com.
 
Contact:
Kevin McGrath
Cameron Associates
212.245.4577
Kevin@cameronassoc.com

 
 
 

 
 
 
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