-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, ErV0S2oCMmpgzfs8QY1vN4VRqpU1QC74UQUmesMPz4W7VwmOfxnE71pxlbUH7P2n vRyxaHLE/aBxLvLevmIcDw== 0001144204-09-047078.txt : 20090903 0001144204-09-047078.hdr.sgml : 20090903 20090903162756 ACCESSION NUMBER: 0001144204-09-047078 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090901 FILED AS OF DATE: 20090903 DATE AS OF CHANGE: 20090903 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ASTORGA HUMBERTO CENTRAL INDEX KEY: 0001471579 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14015 FILM NUMBER: 091053952 MAIL ADDRESS: STREET 1: C/O APPLIED ENERGETICS, INC. STREET 2: 3590 EAST COLUMBIA STREET CITY: TUCSON STATE: AZ ZIP: 85714 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: APPLIED ENERGETICS, INC. CENTRAL INDEX KEY: 0000879911 STANDARD INDUSTRIAL CLASSIFICATION: SEARCH, DETECTION, NAVIGATION, GUIDANCE, AERONAUTICAL SYS [3812] IRS NUMBER: 770262908 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: C/O APPLIED ENERGETICS, INC. STREET 2: 3590 EAST COLUMBIA STREET CITY: TUCSON STATE: AZ ZIP: 85714 BUSINESS PHONE: 520-628-7415 MAIL ADDRESS: STREET 1: C/O APPLIED ENERGETICS, INC. STREET 2: 3590 EAST COLUMBIA STREET CITY: TUCSON STATE: AZ ZIP: 85714 FORMER COMPANY: FORMER CONFORMED NAME: IONATRON, INC. DATE OF NAME CHANGE: 20040429 FORMER COMPANY: FORMER CONFORMED NAME: US HOME & GARDEN INC DATE OF NAME CHANGE: 19950714 FORMER COMPANY: FORMER CONFORMED NAME: NATURAL EARTH TECHNOLOGIES INC DATE OF NAME CHANGE: 19930328 3 1 v159704_ex.xml X0203 3 2009-09-01 0 0000879911 APPLIED ENERGETICS, INC. AERG 0001471579 ASTORGA HUMBERTO C/O APPLIED ENERGETICS, INC. 3590 EAST COLUMBIA STREET TUCSON AZ 85714 0 1 0 0 Controller Common Stock 34516 D Options (right to buy) 0.50 2009-03-09 2012-03-09 Common Stock 58000 D Options (right to buy) 0.40 2014-07-16 Common Stock 250000 D Includes 9,126 unissued shares of Restricted Stock and 8,667 shares underlying Restricted Stock Units that were granted to the Reporting Person. These options were exercisable as to one-third of the shares on each of July 16, 2009, the second day following the issuer's filing of its Quarterly Report on Form-10-Q for the quarter ending June 30, 2010 and the second day following the issuer's filing of its Quarterly Report on Form 10-Q for the quarter ending June 30, 2011. /s/ Humberto Astorga 2009-09-02 -----END PRIVACY-ENHANCED MESSAGE-----