-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LKdAkDzjU9oUA/uAmW4OAx/iIJCk7WIrZ3ZtIYPhVUqZkFQT1qaTjgXP16Fkxh36 Jn+Ioyyh4njIhao79g6LWw== 0001144204-09-013360.txt : 20090311 0001144204-09-013360.hdr.sgml : 20090311 20090311190745 ACCESSION NUMBER: 0001144204-09-013360 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090306 FILED AS OF DATE: 20090311 DATE AS OF CHANGE: 20090311 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: APPLIED ENERGETICS, INC. CENTRAL INDEX KEY: 0000879911 STANDARD INDUSTRIAL CLASSIFICATION: SEARCH, DETECTION, NAVIGATION, GUIDANCE, AERONAUTICAL SYS [3812] IRS NUMBER: 770262908 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: C/O APPLIED ENERGETICS, INC. STREET 2: 3590 EAST COLUMBIA STREET CITY: TUCSON STATE: AZ ZIP: 85714 BUSINESS PHONE: 520-628-7415 MAIL ADDRESS: STREET 1: C/O APPLIED ENERGETICS, INC. STREET 2: 3590 EAST COLUMBIA STREET CITY: TUCSON STATE: AZ ZIP: 85714 FORMER COMPANY: FORMER CONFORMED NAME: IONATRON, INC. DATE OF NAME CHANGE: 20040429 FORMER COMPANY: FORMER CONFORMED NAME: US HOME & GARDEN INC DATE OF NAME CHANGE: 19950714 FORMER COMPANY: FORMER CONFORMED NAME: NATURAL EARTH TECHNOLOGIES INC DATE OF NAME CHANGE: 19930328 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HARLAN JAMES CENTRAL INDEX KEY: 0001248337 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14015 FILM NUMBER: 09673769 BUSINESS ADDRESS: STREET 1: ICAD INC STREET 2: 4 TOWNSEND WEST CITY: NASHUA STATE: NH ZIP: 03063 BUSINESS PHONE: 937-431-7947 MAIL ADDRESS: STREET 1: C/O ICAD, INC, STREET 2: 98 SPIT BROOK ROAD, SUITE 100 CITY: NASHUA STATE: NH ZIP: 03062 4 1 v142552_ex.xml X0303 4 2009-03-06 0 0000879911 APPLIED ENERGETICS, INC. AERG 0001248337 HARLAN JAMES 3716 EAST COLUMBIA STREET TUCSON AZ 85714 1 0 0 0 Common Stock (Right to Buy) 2.96 2009-03-06 4 D 0 10000 0 D 2013-01-15 Common Stock 10000 0 D Common Stock (Right to Buy) 4.25 2009-03-06 4 D 0 62500 0 D 2012-01-16 Common Stock 62500 0 D Common Stock (Right to Buy) 5.76 2009-03-06 4 D 0 50000 0 D 2009-07-01 Common Stock 50000 0 D Common Stock (Right to Buy) 7.20 2009-03-06 4 D 0 50000 0 D 2011-06-02 Common Stock 50000 0 D Common Stock (Right to Buy) 8.40 2009-03-06 4 D 0 50000 0 D 2010-03-14 Common Stock 50000 0 D Common Stock (Right to Buy) 0.50 2009-03-09 4 A 0 111250 0 A 2009-03-09 2012-03-09 Common Stock 111250 111250 D These options were all exercisable on January 15, 2008. These options were all exercisable on January 16, 2007. These options were all exercisable on July 1, 2004. These options were all exercisable on June 2, 2006. These options were all exercisable on March 14, 2005. These options were cancelled and exchanged for the options referred to in footnote (7) below in connection with the issuer's option exchange offer which was completed on March 6, 2009. These options were granted to the reporting person on March 9, 2009 in connection with issuer's exchange offer referred to in footnote 6. /s/ James K. Harlan 2009-03-11 -----END PRIVACY-ENHANCED MESSAGE-----