-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QaMhJW7cTC7iDTEpPQnI/ea7Yt86eK+x8hu5nkhaaZw8G7yao7DKNVKEQ4W8UAq8 /XFUm43aiYH77tagx4iaRA== 0001144204-09-013356.txt : 20090311 0001144204-09-013356.hdr.sgml : 20090311 20090311190455 ACCESSION NUMBER: 0001144204-09-013356 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090306 FILED AS OF DATE: 20090311 DATE AS OF CHANGE: 20090311 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FEIGLEY JAMES M CENTRAL INDEX KEY: 0001436023 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14015 FILM NUMBER: 09673757 BUSINESS ADDRESS: BUSINESS PHONE: 520-628-7415 MAIL ADDRESS: STREET 1: C/O APPLIED ENERGETICS, INC. STREET 2: 3590 EAST COLUMBIA STREET CITY: TUCSON STATE: AZ ZIP: 85714 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: APPLIED ENERGETICS, INC. CENTRAL INDEX KEY: 0000879911 STANDARD INDUSTRIAL CLASSIFICATION: SEARCH, DETECTION, NAVIGATION, GUIDANCE, AERONAUTICAL SYS [3812] IRS NUMBER: 770262908 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: C/O APPLIED ENERGETICS, INC. STREET 2: 3590 EAST COLUMBIA STREET CITY: TUCSON STATE: AZ ZIP: 85714 BUSINESS PHONE: 520-628-7415 MAIL ADDRESS: STREET 1: C/O APPLIED ENERGETICS, INC. STREET 2: 3590 EAST COLUMBIA STREET CITY: TUCSON STATE: AZ ZIP: 85714 FORMER COMPANY: FORMER CONFORMED NAME: IONATRON, INC. DATE OF NAME CHANGE: 20040429 FORMER COMPANY: FORMER CONFORMED NAME: US HOME & GARDEN INC DATE OF NAME CHANGE: 19950714 FORMER COMPANY: FORMER CONFORMED NAME: NATURAL EARTH TECHNOLOGIES INC DATE OF NAME CHANGE: 19930328 4 1 v142549_ex.xml X0303 4 2009-03-06 0 0000879911 APPLIED ENERGETICS, INC. AERG 0001436023 FEIGLEY JAMES M 3590 EAST COLUMBIA STREET TUCSON AZ 85714 1 0 0 0 Stock Option (Right to Buy) 2.22 2009-03-06 4 D 0 10000 0 D 2008-06-11 2013-06-11 Common Stock 10000 0 D Stock Option (Right to Buy) 0.50 2009-03-09 4 A 0 5000 0 A 2009-03-09 2012-03-09 Common Stock 5000 5000 D These options were all exercisable on 6/11/2008. These options were cancelled and exchanged for the options referred to in footnote (2) below in connection with the issuer's option exchange offer which was completed on March 6, 2009. These options were granted to the reporting person on March 9, 2009 in connection with issuer's exchange offer referred to in footnote 1. /s/ James M. Feigley 2009-03-11 -----END PRIVACY-ENHANCED MESSAGE-----