-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MrEBa6wnZC23TwvQvxfVEKgoJkca1vlpVh3LQYXzlU/wCfrBBVzk15lVownKUvWa CUcAdQMI6H8JDPkR7igQsg== 0001144204-09-013354.txt : 20090311 0001144204-09-013354.hdr.sgml : 20090311 20090311190331 ACCESSION NUMBER: 0001144204-09-013354 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090306 FILED AS OF DATE: 20090311 DATE AS OF CHANGE: 20090311 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WALLACE KENNETH M CENTRAL INDEX KEY: 0001356127 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14015 FILM NUMBER: 09673754 BUSINESS ADDRESS: BUSINESS PHONE: 520-628-7415 MAIL ADDRESS: STREET 1: C/O APPLIED ENERGETICS, INC. STREET 2: 3716 E. COLUMBIA ST., STE 120 CITY: TUCSON STATE: AZ ZIP: 85714 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: APPLIED ENERGETICS, INC. CENTRAL INDEX KEY: 0000879911 STANDARD INDUSTRIAL CLASSIFICATION: SEARCH, DETECTION, NAVIGATION, GUIDANCE, AERONAUTICAL SYS [3812] IRS NUMBER: 770262908 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: C/O APPLIED ENERGETICS, INC. STREET 2: 3590 EAST COLUMBIA STREET CITY: TUCSON STATE: AZ ZIP: 85714 BUSINESS PHONE: 520-628-7415 MAIL ADDRESS: STREET 1: C/O APPLIED ENERGETICS, INC. STREET 2: 3590 EAST COLUMBIA STREET CITY: TUCSON STATE: AZ ZIP: 85714 FORMER COMPANY: FORMER CONFORMED NAME: IONATRON, INC. DATE OF NAME CHANGE: 20040429 FORMER COMPANY: FORMER CONFORMED NAME: US HOME & GARDEN INC DATE OF NAME CHANGE: 19950714 FORMER COMPANY: FORMER CONFORMED NAME: NATURAL EARTH TECHNOLOGIES INC DATE OF NAME CHANGE: 19930328 4 1 v142548_ex.xml X0303 4 2009-03-06 0 0000879911 APPLIED ENERGETICS, INC. AERG 0001356127 WALLACE KENNETH M 3716 EAST COLUMBIA ST. TUCSON AZ 85714 0 1 0 0 CFO Common Stock (Right to Buy) 9.75 2009-03-06 4 D 0 100000 0 D 2010-03-20 Common Stock 100000 0 D Common Stock (Right to Buy) 7.20 2009-03-06 4 D 0 200000 0 D 2011-06-02 Common Stock 200000 0 D Common Stock (Right to Buy) 3.84 2009-03-06 4 D 0 120000 0 D 2011-12-26 Common Stock 120000 0 D Common Stock (Right to Buy) 0.50 2009-03-09 4 A 0 210000 0 A 2009-03-09 2012-03-09 Common Stock 210000 210000 D These options were exercisable as to one-fourth of the shares in each of March 20, 2006, March 20, 2007, March 20, 2008 and March 20, 2009. These options were exercisable as to one-half of the shares on each of June 2, 2007 and June 2, 2008. These options were exercisable as to one-third of the shares on each of December 26, 2006, December 26, 2007 and December 26, 2008. These options were cancelled and exchanged for the options referred to in footnote (5) below in connection with the issuer's option exchange offer which was completed on March 6, 2009. These options were granted to the reporting person on March 9, 2009 in connection with issuer's exchange offer referred to in footnote 4. /s/ Kenneth M. Wallace 2009-03-11 -----END PRIVACY-ENHANCED MESSAGE-----