-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QCHK0DGsdspMT1cw9I12AL3JqSL2paVOwpXW0HPl9P6EHDPL+DKdiqj4ffZbTBgk mawP/2IWFc3k49eQMhStKA== 0001144204-03-007978.txt : 20031126 0001144204-03-007978.hdr.sgml : 20031126 20031126202925 ACCESSION NUMBER: 0001144204-03-007978 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20031120 FILED AS OF DATE: 20031126 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KASSEL ROBERT CENTRAL INDEX KEY: 0001023979 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14015 FILM NUMBER: 031027799 BUSINESS ADDRESS: STREET 1: 655 MONTGOMERY STREET STREET 2: SUITE 830 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 MAIL ADDRESS: STREET 2: 655 MONTGOMERY STREET SUITE 830 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: US HOME & GARDEN INC CENTRAL INDEX KEY: 0000879911 STANDARD INDUSTRIAL CLASSIFICATION: TEXTILE MILL PRODUCTS [2200] IRS NUMBER: 770262908 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 655 MONTGOMERY ST STE 500 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: 4156168111 MAIL ADDRESS: STREET 1: 655 MONTGOMERY ST STREET 2: SUITE 500 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 FORMER COMPANY: FORMER CONFORMED NAME: NATURAL EARTH TECHNOLOGIES INC DATE OF NAME CHANGE: 19930328 4 1 v00862_ex.xml X0201 4 2003-11-20 0 0000879911 US HOME & GARDEN INC USHG 0001023979 KASSEL ROBERT 655 MONTGOMERY STREET SUITE 830 SAN FRANCISCO CA 94111 1 1 1 0 Chairman,CEO,Pres,Secy,& Treas Stock Option (Right to Buy) 1.69 2003-11-20 4 D 0 80000 0 D 2008-12-31 Common Stock 80000 0 D Stock Option (Right to Buy) 0.63 2003-11-20 4 A 0 80000 0 A 2013-11-30 Common Stock 80000 80000 D Stock Option (Right to Buy) 1.69 2003-11-20 4 D 0 100000 0 D 2008-09-09 Common Stock 100000 0 D Stock Option (Right to Buy) 0.63 2003-11-20 4 A 0 100000 0 A 2013-11-30 Common Stock 100000 100000 D Stock Option (Right to Buy) 1.69 2003-11-20 4 D 0 161333 0 D 2009-07-01 Common Stock 161333 0 D Stock Option (Right to Buy) 0.63 2003-11-20 4 A 0 161333 0 A 2013-11-30 Common Stock 161333 161333 D Stock Option (Right to Buy) 2.0625 2003-11-20 4 D 0 200000 0 D 2005-11-17 Common Stock 200000 0 D Stock Option (Right to Buy) 0.63 2003-11-20 4 A 0 200000 0 A 2013-11-30 Common Stock 200000 200000 D Stock Option (Right to Buy) 2.0625 2003-11-20 4 D 0 350000 0 D 2005-11-17 Common Stock 350000 0 D Stock Option (Right to Buy) 0.63 2003-11-20 4 A 0 350000 0 A 2013-11-30 Common Stock 350000 350000 D Stock Option (Right to Buy) 2.0625 2003-11-20 4 D 0 450000 0 D 2005-11-17 Common Stock 450000 0 D Stock Option (Right to Buy) 0.63 2003-11-20 4 A 0 450000 0 A 2013-11-30 Common Stock 450000 450000 D Stock Option (Right to Buy) 2.0625 2003-11-20 4 D 0 200000 0 D 2005-11-17 Common Stock 200000 0 D Stock Option (Right to Buy) 0.63 2003-11-20 4 A 0 200000 0 A 2013-11-30 Common Stock 200000 200000 D Stock Option (Right to Buy) 3.25 2003-11-20 4 D 0 388000 0 D 2005-11-17 Common Stock 388000 0 D Stock Option (Right to Buy) 0.63 2003-11-20 4 A 0 388000 0 A 2013-11-30 Common Stock 388000 388000 D Stock Option (Right to Buy) 2.125 2003-11-20 4 D 0 300000 0 D 2009-11-29 Common Stock 300000 0 D Stock Option (Right to Buy) 0.63 2003-11-20 4 A 0 300000 0 A 2013-11-30 Common Stock 300000 300000 D Stock Option (Right to Buy) 1.69 2003-11-20 4 D 0 50000 0 D 2005-11-17 Common Stock 50000 0 I By Wife Stock Option (Right to Buy) 0.63 2003-11-20 4 A 0 50000 0 A 2013-11-30 Common Stock 50000 50000 I By Wife Stock Option (Right to Buy) 1.69 2003-11-20 4 D 0 40000 0 D 2008-12-31 Common Stock 40000 0 I By Wife Stock Option (Right to Buy) 0.63 2003-11-20 4 A 0 40000 0 A 2013-11-30 Common Stock 40000 40000 I By Wife Stock Option (Right to Buy) 1.69 2003-11-20 4 D 0 50000 0 D 2008-04-20 Common Stock 50000 0 I By Wife Stock Option (Right to Buy) 0.63 2003-11-20 4 A 0 50000 0 A 2013-11-30 Common Stock 50000 50000 I By Wife Stock Option (Right to Buy) 1.69 2003-11-20 4 D 0 100000 0 D 2008-07-20 Common Stock 100000 0 I By Wife Stock Option (Right to Buy) 0.63 2003-11-20 4 A 0 100000 0 A 2013-11-30 Common Stock 100000 100000 I By Wife Warrants (Right to Buy) 2.28 2003-11-20 4 D 0 263160 0 D 2005-05-31 Common Stock 263160 0 D Warrants (Right to Buy) 0.63 2003-11-20 4 A 0 263160 0 A 2013-11-30 Common Stock 263160 263160 D Warrants (Right to Buy) 1.69 2003-11-20 4 D 0 125000 0 D 2005-11-17 Common Stock 125000 0 I By Wife Warrants (Right to Buy) 0.63 2003-11-20 4 A 0 125000 0 A 2013-11-30 Common Stock 125000 125000 I By Wife Represents the deemed cancellation of existing options and warrants and grant of "replacement" options and warrants in connection with the repricing and/or extension of the expiration date of existing options and warrants. These options are exercisable in ten equal annual installments commencing 7/1/98. These options are exercisable in ten equal annual installments commencing 7/1/99 except the last installment vests on 1/1/08. These options are exercisable in ten equal annual installments commencing 6/30/00. These options/warrants are currently exercisable. These options are exercisable in ten equal annual installments commencing 7/1/99. These options are exercisable in ten equal annual installments commencing 4/20/99. These options are exercisable in ten equal annual installments commencing 7/20/99. /s/ Robert Kassel 2003-11-25 -----END PRIVACY-ENHANCED MESSAGE-----