0001041885-22-000007.txt : 20220204
0001041885-22-000007.hdr.sgml : 20220204
20220204072210
ACCESSION NUMBER: 0001041885-22-000007
CONFORMED SUBMISSION TYPE: SC 13G
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20220204
DATE AS OF CHANGE: 20220204
SUBJECT COMPANY:
COMPANY DATA:
COMPANY CONFORMED NAME: APPLIED ENERGETICS, INC.
CENTRAL INDEX KEY: 0000879911
STANDARD INDUSTRIAL CLASSIFICATION: SEARCH, DETECTION, NAVIGATION, GUIDANCE, AERONAUTICAL SYS [3812]
IRS NUMBER: 770262908
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: SC 13G
SEC ACT: 1934 Act
SEC FILE NUMBER: 005-42560
FILM NUMBER: 22590971
BUSINESS ADDRESS:
STREET 1: 9070 S. RITA ROAD
STREET 2: SUITE 1500
CITY: TUCSON
STATE: AZ
ZIP: 85747
BUSINESS PHONE: 520-628-7415
MAIL ADDRESS:
STREET 1: 9070 S. RITA ROAD
STREET 2: SUITE 1500
CITY: TUCSON
STATE: AZ
ZIP: 85747
FORMER COMPANY:
FORMER CONFORMED NAME: IONATRON, INC.
DATE OF NAME CHANGE: 20040429
FORMER COMPANY:
FORMER CONFORMED NAME: US HOME & GARDEN INC
DATE OF NAME CHANGE: 19950714
FORMER COMPANY:
FORMER CONFORMED NAME: NATURAL EARTH TECHNOLOGIES INC
DATE OF NAME CHANGE: 19930328
FILED BY:
COMPANY DATA:
COMPANY CONFORMED NAME: INGALLS & SNYDER LLC
CENTRAL INDEX KEY: 0001041885
IRS NUMBER: 135156620
STATE OF INCORPORATION: NY
FISCAL YEAR END: 0930
FILING VALUES:
FORM TYPE: SC 13G
BUSINESS ADDRESS:
STREET 1: 1325 AVENUE OF THE AMERICAS
STREET 2: 18TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
BUSINESS PHONE: 2122697812
MAIL ADDRESS:
STREET 1: 1325 AVENUE OF THE AMERICAS
STREET 2: 18TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
SC 13G
1
applied13gisdec2021.txt
SCHEDULE 13G
Under the Securities Exchange Act of 1934
APPLIED ENERGETICS, INC
-----------------------------------------------------
(Name of Issuer)
COMMON STOCK, PAR VALUE, $0.001 PER SHARE
-----------------------------------------------------
(Title of Class of Securities)
03819M106
-----------------------------------------------------
(CUSIP Number)
12/31/2021
-----------------------------------------------------
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule
is filed:
[X] Rule 13d-1(b)
[] Rule 13d-1(c)
[] Rule 13d-1(d)
----------
*The remainder of this cover page shall be filled out for a reporting person's
initial filing on this form with respect to the subject class of securities, and
for any subsequent amendment containing information which would alter the
disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed
to be "filed" for the purpose of Section 18 of the Securities Exchange Act of
1934 ("Act") or otherwise subject to the liabilities of that section of the Act
but shall be subject to all other provisions of the Act (however, see the
Notes).
CUSIP No. 266605104
--------------------------------------------------------------------------------
1. NAME OF REPORTING PERSON(S)
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON(S)
INGALLS & SNYDER LLC
13-5156620
--------------------------------------------------------------------------------
2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ]
(b) [ ]
--------------------------------------------------------------------------------
3. SEC USE ONLY
--------------------------------------------------------------------------------
4. CITIZENSHIP OR PLACE OF ORGANIZATION
NEW YORK STATE
--------------------------------------------------------------------------------
NUMBER OF 5. SOLE VOTING POWER
SHARES 0
BENEFICIALLY --------------------------------------------------------------
OWNED BY 6. SHARED VOTING POWER
EACH 0
REPORTING --------------------------------------------------------------
PERSON 7. SOLE DISPOSITIVE POWER
WITH 0
--------------------------------------------------------------
8. SHARED DISPOSITIVE POWER
16,864,104
--------------------------------------------------------------------------------
9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
16,864,104
--------------------------------------------------------------------------------
10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
--------------------------------------------------------------------------------
11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
8.1%
--------------------------------------------------------------------------------
12. TYPE OF REPORTING PERSON*
BD, IA
--------------------------------------------------------------------------------
Item 1. (a) Name of Issuer:
APPLIED ENERGETICS, INC
--------------------------------------------------------------
(b) Address of Issuer's Principal Executive Offices:
2480 W RUTHRAUFF ROAD, SUITE 140Q
TUSCAN, ARIZONA 85705
--------------------------------------------------------------
Item 2. (a) Name of Person Filing:
INGALLS & SNYDER LLC
--------------------------------------------------------------
(b) Address of Principal Business Office, or if None, Residence:
1325 AVENUE OF THE AMERICAS, NEW YORK, NY 10019
--------------------------------------------------------------
(c) Citizenship:
NY STATE
--------------------------------------------------------------
(d) Title of Class of Securities:
COMMON STOCK, PAR VALUE $0.001 PER SHARE
--------------------------------------------------------------
(e) CUSIP Number:
03819M106
--------------------------------------------------------------
Item 3. If this statement is filed pursuant to Rules 240.13d-(1), or
13d-2(b) or (c), check whether the person filing is a:
(a) [X] Broker or Dealer registered under Section 15 of the
Act, (15 U.S.C 78o)
(b) [ ] Bank as defined in Section 3(a)(6) of the
Act, (15 U.S.C 78c)
(c) [ ] Insurance Company as defined in Section 3(a)(19) of
the Act, (15 U.S.C 78c)
(d) [ ] Investment Company registered under Section 8 of the
Investment Company Act of 1940 (15 U.S.C 80a-8)
(e) [x] Investment Adviser in accordance with Section
240.13d-1(b)(1)(ii)(E)
(f) [ ] Employee Benefit Plan or endowment fund in accordance
to Section 240.13d-1(b)(ii)(F)
(g) [ ] A parent holding company or control person in
accordance with Section 240.13d-1(b)(1)(ii)(G)
(h) [ ] A savings associations as defined in Section 3(b) of the
Federal Deposit Insurance Act (12 U.S.C 1813)
(i) [ ] A church plan that is excluded from the definition of an
investment company under section 3(c)(14) of
the Investment Company Act of 1940 (15 U.S.C 80a-3)
(j) [ ] Group, in accordance with Section 240.13d-1(b)(1)(ii)(J)
Item 4. Ownership.
(a) Amount beneficially owned: 16,864,104----------,
(b) Percent of class: 8.1%----------------------,
(c) Number of shares as to which such person has:
(i) Sole power to vote or to direct the vote
0--,
(ii) Shared power to vote or to direct the vote
0 ------,
(iii) Sole power to dispose or to direct the disposition of
0-----,
(iv) Shared power to dispose or to direct the disposition of
16,864,104-----
Item 5. Ownership of Five Percent or Less of a Class.
INAPPLICABLE
Item 6. Ownership of More Than Five Percent on Behalf of Another Person.
Ingalls & Snyder, LLC ("I&S") is a registered broker dealer and a registered
investment advisor. Shares reported under shared dispositive power include
shares held in accounts managed under investment advisory contracts.
Item 7. Identification and Classification of the Subsidiary which Acquired
the Security Being Reported on By the Parent Holding Company.
INAPPLICABLE
Item 8. Identification and Classification of Members of the Group.
INAPPLICABLE
Item 9. Notice of Dissolution of Group.
INAPPLICABLE
Item 10. Certification.
By signing below I certify that, to the best of my
knowledge and belief, the securities referred to above were acquired
in the ordinary course of business and were not acquired for the
purpose of and do not have the effect of changing or influencing the
control of the issuer of such securities and were not acquired in
connection with or as a participant in any transaction having such
purpose or effect.
Signature.
After reasonable inquiry and to the best of my knowledge and
belief, I certify that the information set forth in this
statement is true, complete and correct.
Date: 02/2/2022
INGALLS & SNYDER LLC
BY:
/S/ THOMAS O. BOUCHER, JR.
----------------------------------
(Signature)*
THOMAS O. BOUCHER, JR.
Managing Director
----------------------------------
(Name/Title)
* Attention. Intentional misstatements or omissions of fact constitute federal
criminal violations (see 18 U.S.C. 1001).