0001013762-20-000035.txt : 20200929 0001013762-20-000035.hdr.sgml : 20200929 20200928192744 ACCESSION NUMBER: 0001013762-20-000035 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20200929 DATE AS OF CHANGE: 20200928 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: APPLIED ENERGETICS, INC. CENTRAL INDEX KEY: 0000879911 STANDARD INDUSTRIAL CLASSIFICATION: SEARCH, DETECTION, NAVIGATION, GUIDANCE, AERONAUTICAL SYS [3812] IRS NUMBER: 770262908 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-42560 FILM NUMBER: 201205689 BUSINESS ADDRESS: STREET 1: 2480 W RUTHRAUFF ROAD, SUITE 140Q STREET 2: SUITE 140Q CITY: TUCSON STATE: AZ ZIP: 85705 BUSINESS PHONE: 520-628-7415 MAIL ADDRESS: STREET 1: 2480 W RUTHRAUFF ROAD, SUITE 140Q STREET 2: SUITE 140Q CITY: TUCSON STATE: AZ ZIP: 85705 FORMER COMPANY: FORMER CONFORMED NAME: IONATRON, INC. DATE OF NAME CHANGE: 20040429 FORMER COMPANY: FORMER CONFORMED NAME: US HOME & GARDEN INC DATE OF NAME CHANGE: 19950714 FORMER COMPANY: FORMER CONFORMED NAME: NATURAL EARTH TECHNOLOGIES INC DATE OF NAME CHANGE: 19930328 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: McFadden Kevin CENTRAL INDEX KEY: 0001826418 FILING VALUES: FORM TYPE: SC 13G MAIL ADDRESS: STREET 1: 2800 PATTERSON AVENUE STREET 2: SUITE 200 CITY: RICHMOND STATE: VA ZIP: 23221 SC 13G 1 ea127386-sc13gmcfadden_appl.htm SCHEDULE 13G

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 

SCHEDULE 13G

 

UNDER THE SECURITIES EXCHANGE ACT OF 1934

 

Applied Energetics, Inc. 

 

(Name of Issuer)

 

Common Stock, par value, $0.001 per share 

 

(Title of Class of Securities)

 

03819M 10 6 

 

(CUSIP Number)

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

 

Rule 13d-1(b)
Rule 13d-1(c)
Rule 13d-1(d)

 

*The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

 

The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 

 

 

 

 

1. NAMES OF REPORTING PERSON

S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON

 

Kevin T. McFadden

 

 

2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP:

 (a) ☐

 (b) ☐

 

 

3. SEC USE ONLY

 

 

4. CITIZENSHIP OR PLACE OF ORGANIZATION

United States

 

 

5. SOLE VOTING POWER, NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON –

12,000,000

 

 

6. SHARED VOTING POWER -

-0-

 

 

7. SOLE DISPOSITIVE POWER –

12,000,000

 

 

8. SHARED DISPOSITIVE POWER -

-0-

 

 

9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON - 

12,000,000

 

 

10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES ☐

 

 

11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

5.6%

 

 

12. TYPE OF REPORTING PERSON 

IN

   

 

 

 

ITEM 1 (a) NAME OF ISSUER:

 

Applied Energetics, Inc.

 

ITEM 1 (b) ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES:

 

2480 W Ruthrauff Road, Suite 140 Q

Tucson, Arizona 85705

 

ITEM 2 (a) NAME OF PERSON FILING:

 

Kevin T. McFadden

 

ITEM 2 (b) ADDRESS OF PRINCIPAL BUSINESS OFFICE OR, IF NONE, RESIDENCE:

 

21 Towpath Lane South, Richmond VA 23221

 

ITEM 2 (c) CITIZENSHIP:

 

United States

 

ITEM 2 (d) TITLE OF CLASS OF SECURITIES:

 

Common Stock, par value $0.001 per share

 

ITEM 2 (e) CUSIP NUMBER:

 

03819M 10 6

 

ITEM 3 IF THIS STATEMENT IS FILED PURSUANT TO RULE 13D-1(B) OR 13D-2(B) OR (C), CHECK WHETHER THE PERSON FILING IS A:

 

  (a) Broker or dealer registered under Section 15 of the Exchange Act.
       
  (b) Bank as defined in Section 3(a)(6) of the Exchange Act.
       
  (c) Insurance Company defined in Section 3(a)(19) of the Exchange Act.
       
  (d) Investment Company registered under Section 8 of the Investment Company Act.
       
  (e) An Investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E)
       
  (f) An employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(ii)(F)
       
  (g) A parent holding company or control person in accordance Rule 13d-1(b)(1)(ii)(G)
       
  (h) A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act.
       
  (i) A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act;
       
  (j) Group, in accordance with Rule 13d-1(b)(1)(ii)(J)

 

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ITEM 4 OWNERSHIP

 

 (a) AMOUNT BENEFICIALLY OWNED: 12,000,000

 

 (b) PERCENT OF CLASS: 5.6%

 

 (c) NUMBER OF SHARES AS TO WHICH SUCH PERSON HAS:

 

   (i) SOLE POWER TO VOTE OR DIRECT THE VOTE

12,000,000

 

 (ii)  SHARED POWER TO VOTE OR DIRECT THE VOTE

-0-

 

 (iii) SOLE POWER TO DISPOSE OR TO DIRECT THE DISPOSITION OF 

12,000,000 

 

  (iv) SHARED POWER TO DISPOSE OR TO DIRECT THE DISPOSITION OF 

-0-

  

ITEM 5 OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS

 

N/A

 

ITEM 6 OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON

 

N/A

 

ITEM 7 IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY

 

N/A

 

ITEM 8 IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF A GROUP

 

N/A

 

ITEM 9 NOTICE OF DISSOLUTION OF GROUP

 

N/A

 

ITEM 10. CERTIFICATION.

 

By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purposes or effect

 

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SIGNATURE

 

 After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

  September 25, 2020
 
  /s/ Kevin T. McFadden
  Kevin T. McFadden

 

 

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