0000879911-17-000004.txt : 20170224
0000879911-17-000004.hdr.sgml : 20170224
20170223195627
ACCESSION NUMBER: 0000879911-17-000004
CONFORMED SUBMISSION TYPE: SC 13D/A
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20170224
DATE AS OF CHANGE: 20170223
SUBJECT COMPANY:
COMPANY DATA:
COMPANY CONFORMED NAME: APPLIED ENERGETICS, INC.
CENTRAL INDEX KEY: 0000879911
STANDARD INDUSTRIAL CLASSIFICATION: SEARCH, DETECTION, NAVIGATION, GUIDANCE, AERONAUTICAL SYS [3812]
IRS NUMBER: 770262908
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: SC 13D/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 005-42560
FILM NUMBER: 17634408
BUSINESS ADDRESS:
STREET 1: 2480 W RUTHRAUFF ROAD, SUITE 140Q
STREET 2: SUITE 140Q
CITY: TUCSON
STATE: AZ
ZIP: 85705
BUSINESS PHONE: 520-628-7415
MAIL ADDRESS:
STREET 1: 2480 W RUTHRAUFF ROAD, SUITE 140Q
STREET 2: SUITE 140Q
CITY: TUCSON
STATE: AZ
ZIP: 85705
FORMER COMPANY:
FORMER CONFORMED NAME: IONATRON, INC.
DATE OF NAME CHANGE: 20040429
FORMER COMPANY:
FORMER CONFORMED NAME: US HOME & GARDEN INC
DATE OF NAME CHANGE: 19950714
FORMER COMPANY:
FORMER CONFORMED NAME: NATURAL EARTH TECHNOLOGIES INC
DATE OF NAME CHANGE: 19930328
FILED BY:
COMPANY DATA:
COMPANY CONFORMED NAME: APPLIED ENERGETICS, INC.
CENTRAL INDEX KEY: 0000879911
STANDARD INDUSTRIAL CLASSIFICATION: SEARCH, DETECTION, NAVIGATION, GUIDANCE, AERONAUTICAL SYS [3812]
IRS NUMBER: 770262908
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: SC 13D/A
BUSINESS ADDRESS:
STREET 1: 2480 W RUTHRAUFF ROAD, SUITE 140Q
STREET 2: SUITE 140Q
CITY: TUCSON
STATE: AZ
ZIP: 85705
BUSINESS PHONE: 520-628-7415
MAIL ADDRESS:
STREET 1: 2480 W RUTHRAUFF ROAD, SUITE 140Q
STREET 2: SUITE 140Q
CITY: TUCSON
STATE: AZ
ZIP: 85705
FORMER COMPANY:
FORMER CONFORMED NAME: IONATRON, INC.
DATE OF NAME CHANGE: 20040429
FORMER COMPANY:
FORMER CONFORMED NAME: US HOME & GARDEN INC
DATE OF NAME CHANGE: 19950714
FORMER COMPANY:
FORMER CONFORMED NAME: NATURAL EARTH TECHNOLOGIES INC
DATE OF NAME CHANGE: 19930328
SC 13D/A
1
gpfschedule13da.txt
AERG SC 13D
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13D
Amendment 3
Under the Securities Exchange Act of 1934
Applied Energetics, Inc
___________________________________________
(Name of Issuer)
Common Stock
___________________________________________
(Title of Class and Securities)
03819M106
___________________________________________
(CUSIP Number of Class of Securities)
Stephen McCommon
c/o Applied Energetics, Inc.
2480 W Ruthrauff Road, suite 140Q
Tucson, AZ 85705
520-628-7415
___________________________________________________________
(Name, Address and Telephone Number of Person Authorized to
Receive Notices and Communications)
May 17, 2016
___________________________________________
(Date of Event which Requires
Filing of this Statement)
If the filing person has previously filed a statement on Schedule 13G to report
the acquisition which is the subject of this Schedule 13D, and is filing this
Schedule because of Sections 240.13d-1(e), 240.13d-1(f), or 240.13d-1(g), check
the following box: [ ]
CUSIP No. 03819M106 13D
___________________________________________________________________
(1) NAMES OF REPORTING PERSONS
George Farley
___________________________________________________________________
(2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP:
(a)
(b)
___________________________________________________________________
(3) SEC USE ONLY
___________________________________________________________________
(4) SOURCE OF FUNDS
N/A
___________________________________________________________________
(5) CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS
REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [ ]
___________________________________________________________________
(6) CITIZENSHIP OR PLACE OF ORGANIZATION
United States
___________________________________________________________________
: (7) SOLE VOTING POWER
: (Discretionary Accounts)
NUMBER OF SHARES BENEFICIALLY : 5,000,000 shares
OWNED BY EACH REPORTING PERSON ________________________________
WITH : (8) SHARED OR NO VOTING POWER
:
________________________________
: (9) SOLE DISPOSITIVE POWER
: (Discretionary Accounts)
: 5,000,000 shares
________________________________
: (10) SHARED DISPOSITIVE POWER
:
___________________________________________________________________
(11) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
5,000,000 shares
___________________________________________________________________
(12) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 11 EXCLUDES
CERTAIN SHARES
___________________________________________________________________
(13) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11
3.2%
___________________________________________________________________
(14) TYPE OF REPORTING PERSON
IN
___________________________________________________________________
This Attachment is being filed solely to correct the percentage
of the Common Stock beneficially owned by the Reporting Person
and the outstanding shares of Common Stock used to calculate
the Reporting Person percentage of ownership as reflected in
this amendment to his Schedule 13 D.
Item 1. Security and Issuer
This schedule relates to the Common Stock, par value $.001
--Common Stock-- issued by Applied Energetics, Inc, a Delaware
corporation, located at 2480 W. Ruthrauff Road Suite140Q,
Tucson, AZ 85705
Item 2. Identity and Background
(a) This statement is filed by George Farley -the Reporting
Person-. The address of the Reporting Person is
7 Royal Tern Rd., Hilton Head, SC 29928.
The Reporting Person is a United States Citizen
Item 4. Purpose of Transaction
On May 17, 2016, the Reporting Person gifted 20,000,000
shares of Common Stock
Item 5. Interest In Securities Of The Issuer
-a- The Percentage of Common Stock beneficially owned
by the Reporting Person reflected in this Report is
based upon 154,785,520 outstanding shares of Common
Stock on November 5, 2016 according to the Companys
Form 10-Q for the Quarterly Period Ended
September 30, 2016. On May 17, 2017 the Reporting
Person beneficially owned 5,000,000 shares of Common
Stock which comprised 3.2 % of the issued and
outstanding Common Stock.
Signatures
After reasonable inquiry and to the best of my knowledge and belief, I certify
that the information set forth in this statement is true, complete and correct.
Dated: 02/14/2017
By /s/ George P Farley
_______________________________
George P Farley, Chairman and CEO