<SEC-DOCUMENT>0000879911-17-000005.txt : 20170224
<SEC-HEADER>0000879911-17-000005.hdr.sgml : 20170224
<ACCEPTANCE-DATETIME>20170223200005
ACCESSION NUMBER: 0000879911-17-000005
CONFORMED SUBMISSION TYPE: SC 13D/A
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20170224
DATE AS OF CHANGE: 20170223
SUBJECT COMPANY:
COMPANY DATA:
COMPANY CONFORMED NAME: APPLIED ENERGETICS, INC.
CENTRAL INDEX KEY: 0000879911
STANDARD INDUSTRIAL CLASSIFICATION: SEARCH, DETECTION, NAVIGATION, GUIDANCE, AERONAUTICAL SYS [3812]
IRS NUMBER: 770262908
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: SC 13D/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 005-42560
FILM NUMBER: 17634413
BUSINESS ADDRESS:
STREET 1: 2480 W RUTHRAUFF ROAD, SUITE 140Q
STREET 2: SUITE 140Q
CITY: TUCSON
STATE: AZ
ZIP: 85705
BUSINESS PHONE: 520-628-7415
MAIL ADDRESS:
STREET 1: 2480 W RUTHRAUFF ROAD, SUITE 140Q
STREET 2: SUITE 140Q
CITY: TUCSON
STATE: AZ
ZIP: 85705
FORMER COMPANY:
FORMER CONFORMED NAME: IONATRON, INC.
DATE OF NAME CHANGE: 20040429
FORMER COMPANY:
FORMER CONFORMED NAME: US HOME & GARDEN INC
DATE OF NAME CHANGE: 19950714
FORMER COMPANY:
FORMER CONFORMED NAME: NATURAL EARTH TECHNOLOGIES INC
DATE OF NAME CHANGE: 19930328
FILED BY:
COMPANY DATA:
COMPANY CONFORMED NAME: APPLIED ENERGETICS, INC.
CENTRAL INDEX KEY: 0000879911
STANDARD INDUSTRIAL CLASSIFICATION: SEARCH, DETECTION, NAVIGATION, GUIDANCE, AERONAUTICAL SYS [3812]
IRS NUMBER: 770262908
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: SC 13D/A
BUSINESS ADDRESS:
STREET 1: 2480 W RUTHRAUFF ROAD, SUITE 140Q
STREET 2: SUITE 140Q
CITY: TUCSON
STATE: AZ
ZIP: 85705
BUSINESS PHONE: 520-628-7415
MAIL ADDRESS:
STREET 1: 2480 W RUTHRAUFF ROAD, SUITE 140Q
STREET 2: SUITE 140Q
CITY: TUCSON
STATE: AZ
ZIP: 85705
FORMER COMPANY:
FORMER CONFORMED NAME: IONATRON, INC.
DATE OF NAME CHANGE: 20040429
FORMER COMPANY:
FORMER CONFORMED NAME: US HOME & GARDEN INC
DATE OF NAME CHANGE: 19950714
FORMER COMPANY:
FORMER CONFORMED NAME: NATURAL EARTH TECHNOLOGIES INC
DATE OF NAME CHANGE: 19930328
</SEC-HEADER>
<DOCUMENT>
<TYPE>SC 13D/A
<SEQUENCE>1
<FILENAME>swmschedule13da.txt
<DESCRIPTION>AERG SC 13D
<TEXT>
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13D
Under the Securities Exchange Act of 1934
Amendment 2
Applied Energetics, Inc
___________________________________________
(Name of Issuer)
Common Stock
___________________________________________
(Title of Class and Securities)
03819M106
___________________________________________
(CUSIP Number of Class of Securities)
Stephen W McCahon
C/O Applied Optical Sciences,
4595 Palo Verde Rd. Suite 517,
Tucson, Arizona 85714
(520) 904-1007
___________________________________________________________
(Name, Address and Telephone Number of Person Authorized to
Receive Notices and Communications)
September 2, 2016
___________________________________________
(Date of Event which Requires
Filing of this Statement)
If the filing person has previously filed a statement on Schedule 13G to report
the acquisition which is the subject of this Schedule 13D, and is filing this
Schedule because of Sections 240.13d-1(e), 240.13d-1(f), or 240.13d-1(g), check
the following box: [ ]
CUSIP No. 03819M106 13D
___________________________________________________________________
(1) NAMES OF REPORTING PERSONS
Stephen W. McCahon
___________________________________________________________________
(2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP:
(a)
(b)
___________________________________________________________________
(3) SEC USE ONLY
___________________________________________________________________
(4) SOURCE OF FUNDS
N/A
___________________________________________________________________
(5) CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS
REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [ ]
___________________________________________________________________
(6) CITIZENSHIP OR PLACE OF ORGANIZATION
United States
___________________________________________________________________
: (7) SOLE VOTING POWER
: (Discretionary Accounts)
NUMBER OF SHARES BENEFICIALLY : 17,927,861 shares
OWNED BY EACH REPORTING PERSON ________________________________
WITH : (8) SHARED OR NO VOTING POWER
:
________________________________
: (9) SOLE DISPOSITIVE POWER
: (Discretionary Accounts)
: 17,927,861 shares
________________________________
: (10) SHARED DISPOSITIVE POWER
:
___________________________________________________________________
(11) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
17,927,861 shares
___________________________________________________________________
(12) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 11 EXCLUDES
CERTAIN SHARES
___________________________________________________________________
(13) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11
11.58%
___________________________________________________________________
(14) TYPE OF REPORTING PERSON
IN
___________________________________________________________________
This Attachment is being filed solely to correct the percentage
of the Common Stock beneficially owned by the Reporting Person
and the outstanding shares of Common Stock used to calculate
the Reporting Person percentage of ownership as reflected in
this amendment to his Schedule 13 D.
Item 1. Security and Issuer
This schedule relates to the Common Stock, par value $.001
--Common Stock-- issued by Applied Energetics, Inc, a Delaware
corporation, located at 2480 W. Ruthrauff Road Suite140Q,
Tucson, AZ 85705
Item 2. Identity and Background
(a) This statement is filed by Stephen W. McCahon
-the -Reporting Person--). The address of the Reporting Person is
C/O Applied Optical Sciences, 4595 Palo Verde Rd. Suite 517,
Tucson, Arizona 85714. The business address for Reporting Person is
C/O Applied Optical Sciences, Inc. 4595 S Palo Verde Rd Suite 517,
Tucson, AZ 85714. The Reporting Person is a United States citizen.
The Reporting Person is one of the Founders of the Company.
Item 4. Purpose of Transaction
On September 2, 2016, the Reporting Person gifted 6,000,000
shares of Common Stock
Item 5. Interest In Securities Of The Issuer
-a- The Percentage of Common Stock beneficially owned
by the Reporting Person reflected in this Report
is based upon 154,785,520 outstanding shares of Common Stock
on November 5, 2016 according to the Companys Form10-Q for
the Quarterly Period Ended September 30, 2016. On May 17, 2017
the Reporting Person beneficially owned 17,927,861 shares of
Common Stock which comprised 11.58% of the issued and outstanding
Common Stock.
Signatures
After reasonable inquiry and to the best of my knowledge and belief, I certify
that the information set forth in this statement is true, complete and correct.
Dated: February 9, 2017
By /s/ Stephen W. McCahon
_______________________________
Stephen W. McCahon
</TEXT>
</DOCUMENT>
</SEC-DOCUMENT>