-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, TWoOCg1qRpadrwgnb+J6NBmFyB7gJlDva8i29vXnY84Vz6Y7DlcNfYcwLc07AwD7 b5ApbmZ6SKQWo8R4gzLOkQ== 0000950005-97-000260.txt : 19970222 0000950005-97-000260.hdr.sgml : 19970222 ACCESSION NUMBER: 0000950005-97-000260 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19970214 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: EDIFY CORP CENTRAL INDEX KEY: 0000879898 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 770250992 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-45859 FILM NUMBER: 97533916 BUSINESS ADDRESS: STREET 1: 2840 SAN TOMAS EXPERSSWAY CITY: SANTA CLARA STATE: CA ZIP: 95051 BUSINESS PHONE: 4089822000 MAIL ADDRESS: STREET 1: 2840 SAN TOMAS EXPRESSWAY CITY: SANTA CLARA STATE: CA ZIP: 95051 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: TECHNOLOGY VENTURE INVESTORS 4 LP CENTRAL INDEX KEY: 0001030970 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 983088804 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 2480 SAND HILL RD STREET 2: STE 101 CITY: MENLO PARK STATE: CA ZIP: 94025 BUSINESS PHONE: 4158547472 MAIL ADDRESS: STREET 1: 2480 SAND HILL RD STREET 2: STE 101 CITY: MENLO PARK STATE: CA ZIP: 94025 SC 13G/A 1 FORM SC 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G (Rule 13d-102) INFORMATION STATEMENT PURSUANT TO RULES 13d-1 AND 13d-2 UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No._______)* Edify Corp. - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock - -------------------------------------------------------------------------------- (Title of Class of Securities) 28059910 - -------------------------------------------------------------------------------- (CUSIP Number) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). (Continued on following pages) Page 1 of 20 Pages Exhibit Index Contained on Page 19 - ------------------------------ ----------------------------- CUSIP NO. 28059910 13 G Page 2 of 20 Pages - ------------------------------ ----------------------------- - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS Technology Venture Investors - 3, L.P. ("TVI-3") Tax ID Number: 94-2944879 - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [x] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION California - -------------------------------------------------------------------------------- NUMBER OF 5 SOLE VOTING POWER SHARES 490,584 shares, except that TVIM-3, the BENEFICIALLY general partner of TVI-3, and Messrs. OWNED BY EACH Kagle, Marquardt, McMurtry, Wilson and REPORTING Johnston, the general partners of PERSON TVIM-3, may be deemed to have shared WITH power to vote these shares. -------------------------------------------------- 6 SHARED VOTING POWER See response to row 5. -------------------------------------------------- 7 SOLE DISPOSITIVE POWER 490,584 shares, except that TVIM-3, the general partner of TVI-3, and Messrs. Kagle, Marquardt, McMurtry, Wilson and Johnston, the general partners of TVIM-3, may be deemed to have shared power to dispose of these shares. -------------------------------------------------- 8 SHARED DISPOSITIVE POWER See response to row 7. - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 490,584 - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 3.05% - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* PN - -------------------------------------------------------------------------------- * SEE INSTRUCTIONS BEFORE FILLING OUT! - ------------------------------ ----------------------------- CUSIP NO. 28059910 13 G Page 3 of 20 Pages - ------------------------------ ----------------------------- - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS TVI Management - 3, L.P. ("TVIM-3") Tax ID Number: 94-2944878 - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [x] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION California - -------------------------------------------------------------------------------- NUMBER OF SHARES 5 SOLE VOTING POWER BENEFICIALLY 9,416 shares, which are directly owned OWNED BY EACH by TVIM-3, except that Messrs. Kagle, REPORTING PERSON Marquardt, McMurtry, Wilson and WITH Johnston, the general partners of TVIM-3, may be deemed to have shared power to vote such shares. -------------------------------------------------- 6 SHARED VOTING POWER 490,584 shares, which are all directly owned by TVI-3. TVIM-3 is the general partner of TVI-3, and may be deemed to have shared power to dispose of such shares. -------------------------------------------------- 7 SOLE DISPOSITIVE POWER 9,416 shares, which are directly owned by TVIM-3, except that Messrs. Kagle, Marquardt, McMurtry, Wilson and Johnston, the general partners of TVIM-3, may be deemed to have shared power to dispose of such shares. -------------------------------------------------- 8 SHARED DISPOSITIVE POWER 490,584 shares, which are all directly owned by TVI-3. TVIM-3 is the general partner of TVI-3, and may be deemed to have shared power to dispose of such shares. - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 500,000 - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 3.11% - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* PN - -------------------------------------------------------------------------------- * SEE INSTRUCTIONS BEFORE FILLING OUT! - ------------------------------ ----------------------------- CUSIP NO. 28059910 13 G Page 4 of 20 Pages - ------------------------------ ----------------------------- - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS Technology Ventures Investors - 4, L.P. ("TVI-4") Tax ID Number: 94-3088804 - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [x] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - -------------------------------------------------------------------------------- NUMBER OF 5 SOLE VOTING POWER SHARES 1,156,454 shares, except that TVIM-4, BENEFICIALLY the general partner of TVI-4, and OWNED BY EACH Messrs. Kagle, Marquardt, McMurtry, REPORTING Wilson and Johnston, the general PERSON partners of TVIM-4, may be deemed to WITH have shared power to vote these shares. 6 SHARED VOTING POWER See response to row 5. -------------------------------------------------- 7 SOLE DISPOSITIVE POWER 1,156,454 shares, except that TVIM-4, the general partner of TVI-4, and Messrs. Kagle, Marquardt, McMurtry, Wilson and Johnston, the general partners of TVIM-4, may be deemed to have shared power to dispose of these shares. --------------------------------------------- 8 SHARED DISPOSITIVE POWER See response to row 7. - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,156,454 - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 7.19% - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* PN - -------------------------------------------------------------------------------- * SEE INSTRUCTIONS BEFORE FILLING OUT! - ------------------------------ ----------------------------- CUSIP NO. 28059910 13 G Page 5 of 20 Pages - ------------------------------ ----------------------------- - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS TVI Partners - 4, L.P. ("TVIP-4") Tax ID Number: 94-3084677 - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [x] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - -------------------------------------------------------------------------------- NUMBER OF 5 SOLE VOTING POWER SHARES 135,170 shares, except that TVIM-4, the BENEFICIALLY general partner of TVIP-4, and Messrs. OWNED BY EACH Kagle, Marquardt, McMurtry, Wilson and REPORTING Johnston, the general partners of PERSON TVIM-4, may be deemed to have shared WITH power to vote these shares. -------------------------------------------------- 6 SHARED VOTING POWER See response to row 5. -------------------------------------------------- 7 SOLE DISPOSITIVE POWER 135,170 shares, except that TVIM-4, the general partner of TVIP-4, and Messrs. Kagle, Marquardt, McMurtry, Wilson and Johnston, the general partners of TVIM-4, may be deemed to have shared power to dispose of these shares. -------------------------------------------------- 8 SHARED DISPOSITIVE POWER See response to row 7. - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 135,170 - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 0.84% - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* PN - -------------------------------------------------------------------------------- * SEE INSTRUCTIONS BEFORE FILLING OUT! - ------------------------------ ----------------------------- CUSIP NO. 28059910 13 G Page 6 of 20 Pages - ------------------------------ ----------------------------- - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS TVI Affiliates - 4, L.P. ("TVIA-4") Tax ID Number: 94-3154357 - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [x] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - -------------------------------------------------------------------------------- NUMBER OF 5 SOLE VOTING POWER SHARES 3,254 shares, except that TVIM-4, the BENEFICIALLY general partner of TVIA-4, and Messrs. OWNED BY EACH Kagle, Marquardt, McMurtry, Wilson and REPORTING Johnston, the general partners of PERSON TVIM-4, may be deemed to have shared WITH power to vote these shares. -------------------------------------------------- 6 SHARED VOTING POWER See response to row 5. -------------------------------------------------- 7 SOLE DISPOSITIVE POWER 3,254 shares, except that TVIM-4, the general partner of TVIA-4, and Messrs. Kagle, Marquardt, McMurtry, Wilson and Johnston, the general partners of TVIM-4, may be deemed to have shared power to dispose of these shares. -------------------------------------------------- 8 SHARED DISPOSITIVE POWER See response to row 7. - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 3,254 - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 0.02% - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* PN - -------------------------------------------------------------------------------- * SEE INSTRUCTIONS BEFORE FILLING OUT! - ------------------------------ ----------------------------- CUSIP NO. 28059910 13 G Page 7 of 20 Pages - ------------------------------ ----------------------------- - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS TVI Affiliates - 4 1988, L.P. ("TVIA-4 1988") Tax ID Number: 94-3084676 - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [x] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - -------------------------------------------------------------------------------- NUMBER OF 5 SOLE VOTING POWER SHARES 5,122 shares, except that TVIM-4, the BENEFICIALLY general partner of TVIA-4 1988, and OWNED BY EACH Messrs. Kagle, Marquardt, McMurtry, REPORTING Wilson and Johnston, the general PERSON partners of TVIM-4, may be deemed to WITH have shared power to vote these shares. -------------------------------------------------- 6 SHARED VOTING POWER See response to row 5. -------------------------------------------------- 7 SOLE DISPOSITIVE POWER 5,122 shares, except that TVIM-4, the general partner of TVIA-4 1988, and Messrs. Kagle, Marquardt, McMurtry, Wilson and Johnston, the general partners of TVIM-4, may be deemed to have shared power to dispose of these shares. -------------------------------------------------- 8 SHARED DISPOSITIVE POWER See response to row 7. - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 5,122 - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 0.03% - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* PN - -------------------------------------------------------------------------------- * SEE INSTRUCTIONS BEFORE FILLING OUT! - ------------------------------ ----------------------------- CUSIP NO. 28059910 13 G Page 8 of 20 Pages - ------------------------------ ----------------------------- - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS TVI Management - 4, L.P. ("TVIM-4") Tax ID Number: 94-3088676 - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [x] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - -------------------------------------------------------------------------------- NUMBER OF SHARES 5 SOLE VOTING POWER BENEFICIALLY 0 shares OWNED BY EACH -------------------------------------------------- REPORTING PERSON 6 SHARED VOTING POWER WITH 1,300,000 shares, of which 1,156,454 shares are directly owned by TVI-4, 135,170 shares are directly owned by TVIP-4, 3,254 shares are directly owned by TVIA-4 and 5,122 shares are directly owned by TVIA-4 1988. TVIM-4 is the general partner of TVI-4, TVIP-4, TVIA-4 and TVIA-4 1988, and may be deemed to have shared power to vote such shares. -------------------------------------------------- 7 SOLE DISPOSITIVE POWER 0 shares -------------------------------------------------- 8 SHARED DISPOSITIVE POWER 1,300,000 shares, of which 1,156,454 shares are directly owned by TVI-4, 135,170 shares are directly owned by TVIP-4, 3,254 shares are directly owned by TVIA-4 and 5,122 shares are directly owned by TVIA-4 1988. TVIM-4 is the general partner of TVI-4, TVIP-4, TVIA-4 and TVIA-4 1988, and may be deemed to have shared power to dispose of such shares. - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,300,000 - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 8.08% - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* PN - -------------------------------------------------------------------------------- * SEE INSTRUCTIONS BEFORE FILLING OUT! - ------------------------------ ----------------------------- CUSIP NO. 28059910 13 G Page 9 of 20 Pages - ------------------------------ ----------------------------- - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS Robert C. Kagle ("Kagle") Tax ID Number: ###-##-#### - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION United States - -------------------------------------------------------------------------------- NUMBER OF SHARES 5 SOLE VOTING POWER BENEFICIALLY 0 shares OWNED BY EACH -------------------------------------------------- REPORTING PERSON 6 SHARED VOTING POWER WITH 1,800,000 shares, of which 490,584 shares are directly owned by TVI-3, 9,416 shares are directly owned by TVIM-3, 1,156,454 shares are directly owned by TVI-4, 135,170 shares are directly owned by TVIP-4, 3,254 shares are directly owned by TVIA-4 and 5,122 shares are directly owned by TVIA-4 1988. Kagle is a general partner of TVIM-3, the general partner of TVI-3, and of TVIM-4, the general partner of TVI-4, TVIP-4, TVIA-4 and TVIA-4 1988, and may be deemed to have shared power to vote such shares. -------------------------------------------------- 7 SOLE DISPOSITIVE POWER 0 shares -------------------------------------------------- 8 SHARED DISPOSITIVE POWER 1,800,000 shares, of which 490,584 shares are directly owned by TVI-3, 9,416 shares are directly owned by TVIM-3, 1,156,454 shares are directly owned by TVI-4, 135,170 shares are directly owned by TVIP-4, 3,254 shares are directly owned by TVIA-4 and 5,122 shares are directly owned by TVIA-4 1988. Kagle is a general partner of TVIM-3, the general partner of TVI-3, and of TVIM-4, the general partner of TVI-4, TVIP-4, TVIA-4 and TVIA-4 1988, and may be deemed to have shared power to dispose of such shares. - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,800,000 - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 11.19% - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IN - -------------------------------------------------------------------------------- * SEE INSTRUCTIONS BEFORE FILLING OUT! - ------------------------------ ----------------------------- CUSIP NO. 28059910 13 G Page 10 of 20 Pages - ------------------------------ ----------------------------- - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS David F. Marquardt ("Marquardt") Tax ID Number: ###-##-#### - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [x] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION United States - -------------------------------------------------------------------------------- NUMBER OF SHARES 5 SOLE VOTING POWER BENEFICIALLY 0 shares OWNED BY EACH -------------------------------------------------- REPORTING PERSON 6 SHARED VOTING POWER WITH 1,800,000 shares, of which 490,584 shares are directly owned by TVI-3, 9,416 shares are directly owned by TVIM-3, 1,156,454 shares are directly owned by TVI-4, 135,170 shares are directly owned by TVIP-4, 3,254 shares are directly owned by TVIA-4 and 5,122 shares are directly owned by TVIA-4 1988. Marquardt is a general partner of TVIM-3, the general partner of TVI-3, and of TVIM-4, the general partner of TVI-4, TVIP-4, TVIA-4 and TVIA-4 1988, and may be deemed to have shared power to vote such shares. -------------------------------------------------- 7 SOLE DISPOSITIVE POWER 0 shares -------------------------------------------------- 8 SHARED DISPOSITIVE POWER 1,800,000 shares, of which 490,584 shares are directly owned by TVI-3, 9,416 shares are directly owned by TVIM-3, 1,156,454 shares are directly owned by TVI-4, 135,170 shares are directly owned by TVIP-4, 3,254 shares are directly owned by TVIA-4 and 5,122 shares are directly owned by TVIA-4 1988. Marquardt is a general partner of TVIM-3, the general partner of TVI-3, and of TVIM-4, the general partner of TVI-4, TVIP-4, TVIA-4 and TVIA-4 1988, and may be deemed to have shared power to dispose of such shares. - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,800,000 - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 11.19% - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IN - -------------------------------------------------------------------------------- * SEE INSTRUCTIONS BEFORE FILLING OUT! - ------------------------------ ----------------------------- CUSIP NO. 28059910 13 G Page 11 of 20 Pages - ------------------------------ ----------------------------- - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS Burton J. McMurtry ("McMurtry") Tax ID Number: ###-##-#### - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [x] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION United States - -------------------------------------------------------------------------------- NUMBER OF SHARES 5 SOLE VOTING POWER BENEFICIALLY 7,500 shares, issuable upon the exercise OWNED BY EACH of a stock option. REPORTING PERSON -------------------------------------------------- WITH 6 SHARED VOTING POWER 1,800,000 shares, of which 490,584 shares are directly owned by TVI-3, 9,416 shares are directly owned by TVIM-3, 1,156,454 shares are directly owned by TVI-4, 135,170 shares are directly owned by TVIP-4, 3,254 shares are directly owned by TVIA-4 and 5,122 shares are directly owned by TVIA-4 1988. McMurtry is a general partner of TVIM-3, the general partner of TVI-3, and of TVIM-4, the general partner of TVI-4, TVIP-4, TVIA-4 and TVIA-4 1988, and may be deemed to have shared power to vote such shares. -------------------------------------------------- 7 SOLE DISPOSITIVE POWER 7,500 shares, issuable upon the exercise of a stock option. -------------------------------------------------- 8 SHARED DISPOSITIVE POWER 1,800,000 shares, of which 490,584 shares are directly owned by TVI-3, 9,416 shares are directly owned by TVIM-3, 1,156,454 shares are directly owned by TVI-4, 135,170 shares are directly owned by TVIP-4, 3,254 shares are directly owned by TVIA-4 and 5,122 shares are directly owned by TVIA-4 1988. McMurtry is a general partner of TVIM-3, the general partner of TVI-3, and of TVIM-4, the general partner of TVI-4, TVIP-4, TVIA-4 and TVIA-4 1988, and may be deemed to have shared power to dispose of such shares. - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,807,500 - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 11.24% - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IN - -------------------------------------------------------------------------------- * SEE INSTRUCTIONS BEFORE FILLING OUT! - ------------------------------ ----------------------------- CUSIP NO. 28059910 13 G Page 12 of 20 Pages - ------------------------------ ----------------------------- - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS Mark G. Wilson ("Wilson") Tax ID Number: ###-##-#### - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [x] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION United States - -------------------------------------------------------------------------------- NUMBER OF SHARES 5 SOLE VOTING POWER BENEFICIALLY 0 shares OWNED BY EACH -------------------------------------------------- REPORTING PERSON 6 SHARED VOTING POWER WITH 1,800,000 shares, of which 490,584 shares are directly owned by TVI-3, 9,416 shares are directly owned by TVIM-3, 1,156,454 shares are directly owned by TVI-4, 135,170 shares are directly owned by TVIP-4, 3,254 shares are directly owned by TVIA-4 and 5,122 shares are directly owned by TVIA-4 1988. Wilson is a general partner of TVIM-3, the general partner of TVI-3, and of TVIM-4, the general partner of TVI-4, TVIP-4, TVIA-4 and TVIA-4 1988, and may be deemed to have shared power to vote such shares. -------------------------------------------------- 7 SOLE DISPOSITIVE POWER 0 shares -------------------------------------------------- 8 SHARED DISPOSITIVE POWER 1,800,000 shares, of which 490,584 shares are directly owned by TVI-3, 9,416 shares are directly owned by TVIM-3, 1,156,454 shares are directly owned by TVI-4, 135,170 shares are directly owned by TVIP-4, 3,254 shares are directly owned by TVIA-4 and 5,122 shares are directly owned by TVIA-4 1988. Wilson is a general partner of TVIM-3, the general partner of TVI-3, and of TVIM-4, the general partner of TVI-4, TVIP-4, TVIA-4 and TVIA-4 1988, and may be deemed to have shared power to dispose of such shares. - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,800,000 - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 11.19% - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IN - -------------------------------------------------------------------------------- * SEE INSTRUCTIONS BEFORE FILLING OUT! - ------------------------------ ----------------------------- CUSIP NO. 28059910 13 G Page 13 of 20 Pages - ------------------------------ ----------------------------- - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS John R. Johnston ("Johnston") Tax ID Number: ###-##-#### - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [x] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION United States - -------------------------------------------------------------------------------- NUMBER OF SHARES 5 SOLE VOTING POWER BENEFICIALLY 0 shares OWNED BY EACH -------------------------------------------------- REPORTING PERSON 6 SHARED VOTING POWER WITH 1,800,000 shares, of which 490,584 shares are directly owned by TVI-3, 9,416 shares are directly owned by TVIM-3, 1,156,454 shares are directly owned by TVI-4, 135,170 shares are directly owned by TVIP-4, 3,254 shares are directly owned by TVIA-4 and 5,122 shares are directly owned by TVIA-4 1988. Johnston is a general partner of TVIM-3, the general partner of TVI-3, and of TVIM-4, the general partner of TVI-4, TVIP-4, TVIA-4 and TVIA-4 1988, and may be deemed to have shared power to vote such shares. -------------------------------------------------- 7 SOLE DISPOSITIVE POWER 0 shares -------------------------------------------------- 8 SHARED DISPOSITIVE POWER 1,800,000 shares, of which 490,584 shares are directly owned by TVI-3, 9,416 shares are directly owned by TVIM-3, 1,156,454 shares are directly owned by TVI-4, 135,170 shares are directly owned by TVIP-4, 3,254 shares are directly owned by TVIA-4 and 5,122 shares are directly owned by TVIA-4 1988. Johnston is a general partner of TVIM-3, the general partner of TVI-3, and of TVIM-4, the general partner of TVI-4, TVIP-4, TVIA-4 and TVIA-4 1988, and may be deemed to have shared power to dispose of such shares. - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,800,000 - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 11.19 - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IN - -------------------------------------------------------------------------------- * SEE INSTRUCTIONS BEFORE FILLING OUT! Page 14 of 20 Pages ITEM 1(a). NAME OF ISSUER: --------------- Edify Corp. ITEM 1(b). ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES: ------------------------------------------------ 2840 San Tomas Expressway Santa Clara, CA 95051 ITEM 2(a). NAME OF PERSONS FILING: ----------------------- This Statement is filed by Technology Venture Investors-3, L.P., a California limited partnership ("TVI-3"), TVI Management-3, L.P., a California limited partnership ("TIM-3"), Technology Venture Investors-4, L.P., a Delaware limited partnership ("TVI-4"), TVI Partners-4, L.P., a Delaware limited partnership ("TVIP-4"), TVI Affiliates-4, L.P., a Delaware limited partnership ("TVIA-4"), TVI Affiliates-4 1988, L.P., a Delaware limited partnership ("TVIA-4 1988"), TVI Management-4, L.P., a Delaware limited partnership ("TVIM-4"), Robert C. Kagle ("Kagle"), David F. Marquardt ("Marquardt"), Burton J. McMurtry ("McMurtry"), Mark G. Wilson ("Wilson") and John R. Johnston ("Johnston"). The foregoing entities and individuals are collectively referred to as the "Reporting Persons." TVIM-3 is the general partner of TVI-3, and may be deemed to have shared power to vote and shared power to dispose of shares of the issuer directly owned by TVI-3. Kagle, Marquardt, McMurtry, Wilson and Johnston are the general partners of TVIM-3, and may be deemed to have shared power to vote and shared power to dispose of the shares of issuer directly owned by TVI-3 and TVIM-3. TVIM-4 is the general partner of TVI-4, TVIP-4, TVIA-4 and TVIA-4 1988, and may be deemed to have shared power to vote and shared power to dispose of shares of the issuer directly owned by TVI-4, TVIP-4, TVIA-4 and TVIA-4 1988. Kagle, Marquardt, McMurtry, Wilson and Johnston are the general partners of TVIM-4, and may be deemed to have shared power to vote and shared power to dispose of the shares of issuer directly owned by. by TVI-4, TVIP-4, TVIA-4 and TVIA-4 1988. ITEM 2(b). ADDRESS OF PRINCIPAL BUSINESS OFFICE, OR, IF NONE, RESIDENCE: ------------------------------------------------------------- The address of the principal office for each of the Reporting Persons is: Technology Venture Investors 2480 Sand Hill Road, Suite 101 Menlo Park, CA 94025 Page 15 of 20 Pages ITEM 2(c) CITIZENSHIP: ------------ TVI-3 and TVIM-3 are California limited partnerships, TVI-4, TVIM-4, TVIP-4, TVIA-4 and TVIA-4 1988 are Delaware limited partnerships, and Kagle, Marquardt, McMurtry, Wilson and Johnston are United States citizens. ITEM 2(d). TITLE OF CLASS OF SECURITIES: ----------------------------- Common Stock ITEM 2(e). CUSIP NUMBER: ------------- CUSIP # 28059910 ITEM 3. Not Applicable -------------- Page 16 of 20 Pages ITEM 4. OWNERSHIP: ---------- The following information with respect to the ownership of the Common Stock of the issuer by the persons filing this Statement is provided as of December 31, 1996: (a) Amount beneficially owned: -------------------------- See Row 9 of cover page for each Reporting Person. (b) Percent of Class: ----------------- See Row 11 of cover page for each Reporting Person. (c) Number of shares as to which such person ------------------------------------------- has: ---- (i) Sole power to vote or to direct --------------------------------- the vote: --------- See Row 5 of cover page for each Reporting Person. (ii) Shared power to vote or to direct --------------------------------- the vote: --------- See Row 6 of cover page for each Reporting Person. (iii) Sole power to dispose or to --------------------------------- direct the disposition of: -------------------------- See Row 7 of cover page for each Reporting Person. (iv) Shared power to dispose or to --------------------------------- direct the disposition of: -------------------------- See Row 8 of cover page for each Reporting Person. ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS: --------------------------------------------- Not applicable. Page 17 of 20 Pages ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER -------------------------------------------------------------- PERSON: ------- Under certain circumstances set forth in the limited partnership agreements of TVI-3, TVI-4, TVIP-4, TVIA-4, TVIA-4 1988, TVIM-3 and TVIM-4, the general and limited partners of each of such entities may be deemed to have the right to receive dividends from, or the proceeds from, the sale of shares of the issuer owned by each such entity of which they are a partner. ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH -------------------------------------------------------------- ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING -------------------------------------------------------------- COMPANY: -------- Not applicable. ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP: ---------------------------------------------------------- Not applicable ITEM 9. NOTICE OF DISSOLUTION OF GROUP: ------------------------------- Not applicable ITEM 10. CERTIFICATION: -------------- Not applicable Page 18 of 20 Pages SIGNATURES ---------- After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: February 12, 1997 /s/ Mark G. Wilson ---------------------------------------- Mark G. Wilson, on behalf of TVIM-3 and TVIM-4 in his capacity as a general partner thereof, on behalf of TVI-3, in his capacity as a general partner of TVIM 3, the general partner of TVI-3, on behalf of TVI-4, in his capacity as a general partner of TVIM-4, the general partner of TVI-4, on behalf of TVIP-4, in his capacity as a general partner of TVIM-4, the general partner of TVIP-4, on behalf of TVIA-4, in his capacity as a general partner of TVIM-4, the general partner of TVIA-4, and on behalf of TVIA-4 1988, in his capacity as a general partner of TVIM-4, the general partner of TVIA-4 1988. /s/ Robert C. Kagle /s/ Mark G. Wilson - ---------------------------------- ---------------------------------- ROBERT C. KAGLE MARK G. WILSON /s/ David F. Marquardt /s/ John R. Johnston - ---------------------------------- ---------------------------------- DAVID F. MARQUARDT JOHN R. JOHNSTON /s/ Burton J. McMurtry - ---------------------------------- BURTON J. MCMURTRY Page 19 of 20 Pages EXHIBIT INDEX ------------- Found on Sequentially Exhibit Numbered Page - ------- ------------- Exhibit A: Agreement of Joint Filing 20 Page 20 of 20 Pages EXHIBIT A --------- Agreement of Joint Filing ------------------------- The undersigned hereby agree that a single Schedule 13G (or any amendment thereto) relating to the Common Stock of Edify Corp. shall be filed on behalf of each of the undersigned and that this Agreement shall be filed as an exhibit to such Schedule 13G. Date: February 12, 1997 /s/ Mark G. Wilson ---------------------------------------- Mark G. Wilson, on behalf of TVIM-3 and TVIM-4 in his capacity as a general partner thereof, on behalf of TVI-3, in his capacity as a general partner of TVIM 3, the general partner of TVI-3, on behalf of TVI-4, in his capacity as a general partner of TVIM-4, the general partner of TVI-4, on behalf of TVIP-4, in his capacity as a general partner of TVIM-4, the general partner of TVIP-4, on behalf of TVIA-4, in his capacity as a general partner of TVIM-4, the general partner of TVIA-4, and on behalf of TVIA-4 1988, in his capacity as a general partner of TVIM-4, the general partner of TVIA-4 1988. /s/ Robert C. Kagle /s/ Mark G. Wilson - ---------------------------------- ---------------------------------- ROBERT C. KAGLE MARK G. WILSON /s/ David F. Marquardt /s/ John R. Johnston - ---------------------------------- ---------------------------------- DAVID F. MARQUARDT JOHN R. JOHNSTON /s/ Burton J. McMurtry - ---------------------------------- BURTON J. 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