0001437749-19-002143.txt : 20190208
0001437749-19-002143.hdr.sgml : 20190208
20190208155252
ACCESSION NUMBER: 0001437749-19-002143
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190129
FILED AS OF DATE: 20190208
DATE AS OF CHANGE: 20190208
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Atkinson James G.
CENTRAL INDEX KEY: 0001633167
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-11388
FILM NUMBER: 19579712
MAIL ADDRESS:
STREET 1: 150 COMMERCIAL STREET
CITY: SUNNYVALE
STATE: CA
ZIP: 94086
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: VIVEVE MEDICAL, INC.
CENTRAL INDEX KEY: 0000879682
STANDARD INDUSTRIAL CLASSIFICATION: ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS [3845]
IRS NUMBER: 043153858
STATE OF INCORPORATION: B0
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 345 INVERNESS DRIVE SOUTH
STREET 2: BUILDING B, SUITE 250
CITY: ENGLEWOOD
STATE: CO
ZIP: 80112
BUSINESS PHONE: 4085301900
MAIL ADDRESS:
STREET 1: 345 INVERNESS DRIVE SOUTH
STREET 2: BUILDING B, SUITE 250
CITY: ENGLEWOOD
STATE: CO
ZIP: 80112
FORMER COMPANY:
FORMER CONFORMED NAME: PLC SYSTEMS INC
DATE OF NAME CHANGE: 19930328
4
1
rdgdoc.xml
FORM 4
X0306
4
2019-01-29
0000879682
VIVEVE MEDICAL, INC.
VIVE
0001633167
Atkinson James G.
345 INVERNESS DR. SOUTH, BUILDING B
SUITE 250
ENGLEWOOD
CO
80112
1
CBO & President
Common Stock
2019-01-29
4
A
0
42420
0
A
53945
D
Common Stock
621237
I
By IRA
Common Stock
285599
I
By Trust
Common Stock
3825
I
By Custodian for Child
The reporting person is a participant in the Issuer's Amended and Restated 2013 Stock Option and Incentive Plan (the "Plan") and received a restricted stock award of 42,420 shares of common stock on January 29, 2019 (the "Grant Date"). The restricted stock award shall vest in full upon the FDA approval of the Viveve System for improvement of sexual function or stress urinary incontinence (SUI) in the United States.
Shares directly beneficially owned by an individual retirement account created for the benefit of the reporting person (the "IRA"). The reporting person is the beneficiary of the IRA.
Shares directly beneficially owned by Atkinson Family Revocable Trust Dated 08/26/2013 (the "Trust"). The reporting person a trustee and a co-beneficiary of the Trust.
Shares purchased pursuant to a Rule 10b5-1 trading plan adopted by the reporting person as custodian for a minor child.
/s/ James G. Atkinson
2019-02-08