0001437749-19-000069.txt : 20190102
0001437749-19-000069.hdr.sgml : 20190102
20190102154842
ACCESSION NUMBER: 0001437749-19-000069
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20181231
FILED AS OF DATE: 20190102
DATE AS OF CHANGE: 20190102
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: JANNEY DANIEL
CENTRAL INDEX KEY: 0001198325
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-11388
FILM NUMBER: 19501546
MAIL ADDRESS:
STREET 1: ONE EMBARCADERO CENTER SUITE 3700
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: VIVEVE MEDICAL, INC.
CENTRAL INDEX KEY: 0000879682
STANDARD INDUSTRIAL CLASSIFICATION: ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS [3845]
IRS NUMBER: 043153858
STATE OF INCORPORATION: B0
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 345 INVERNESS DRIVE SOUTH
STREET 2: BUILDING B, SUITE 250
CITY: ENGLEWOOD
STATE: CO
ZIP: 80112
BUSINESS PHONE: 4085301900
MAIL ADDRESS:
STREET 1: 345 INVERNESS DRIVE SOUTH
STREET 2: BUILDING B, SUITE 250
CITY: ENGLEWOOD
STATE: CO
ZIP: 80112
FORMER COMPANY:
FORMER CONFORMED NAME: PLC SYSTEMS INC
DATE OF NAME CHANGE: 19930328
4
1
rdgdoc.xml
FORM 4
X0306
4
2018-12-31
0000879682
VIVEVE MEDICAL, INC.
VIVE
0001198325
JANNEY DANIEL
C/O ALTA BIOEQUITIES
ONE EMBARCADERO CENTER, SUITE 3700
SAN FRANCISCO
CA
94111
1
Common Stock
2018-12-31
4
A
0
21131
0
A
60579
D
Common Stock
1381955
I
See
The reporting person is a participant in the Issuer's Amended and Restated 2013 Stock Option and Incentive Plan (the "Plan") and received a restricted stock award of 21,131 shares of common stock on December 31, 2018 (the "Grant Date"). The restricted stock award shall vest in full on the Grant Date.
Directly beneficially owned by Alta Bioequities, L.P.
Alta Bioequities Management, LLC is the general partner of Alta Bioequities, L.P. Daniel Janney is the Managing Director of Alta Bioequities Management, LLC and may be deemed to have voting and investment power over the shares beneficially owned by Alta Bioequities, L.P. Each of Alta Bioequities Management, LLC and Mr. Janney disclaims beneficial ownership of such shares except to the extent of its or his pecuniary interest therein.
/s/ Jim Robbins, as Attorney-in-Fact
2019-01-02