0001437749-18-017040.txt : 20180914 0001437749-18-017040.hdr.sgml : 20180914 20180914140818 ACCESSION NUMBER: 0001437749-18-017040 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180913 FILED AS OF DATE: 20180914 DATE AS OF CHANGE: 20180914 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Basta Steven L CENTRAL INDEX KEY: 0001417397 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11388 FILM NUMBER: 181070823 MAIL ADDRESS: STREET 1: 1875 S GRANT STREET SUITE 110 CITY: SAN MATEO STATE: CA ZIP: 94402 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: VIVEVE MEDICAL, INC. CENTRAL INDEX KEY: 0000879682 STANDARD INDUSTRIAL CLASSIFICATION: ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS [3845] IRS NUMBER: 043153858 STATE OF INCORPORATION: B0 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 150 COMMERCIAL STREET CITY: SUNNYVALE STATE: CA ZIP: 94086 BUSINESS PHONE: 4085301900 MAIL ADDRESS: STREET 1: 150 COMMERCIAL STREET CITY: SUNNYVALE STATE: CA ZIP: 94086 FORMER COMPANY: FORMER CONFORMED NAME: PLC SYSTEMS INC DATE OF NAME CHANGE: 19930328 4 1 rdgdoc.xml FORM 4 X0306 4 2018-09-13 0000879682 VIVEVE MEDICAL, INC. VIVE 0001417397 Basta Steven L 345 INVERNESS DRIVE SOUTH, BUILDING B, SUITE 250 ENGLEWOOD CO 80112 1 Non-Qualified Stock Options 3.45 2018-09-13 4 A 0 70000 0 A 2028-09-12 Common Stock 70000 70000 D The reporting person is a participant in the Issuer's Amended and Restated 2013 Stock Option and Incentive Plan and received 70,000 non-qualified stock options on September 13, 2018 (the "Grant Date"). The non-qualified stock options will vest in equal annual installments over three years beginning on the first anniversary of the Grant Date. /s/ Jim Robbins, as Attorney-in-Fact 2018-09-14