0001437749-18-010050.txt : 20180515 0001437749-18-010050.hdr.sgml : 20180515 20180515193602 ACCESSION NUMBER: 0001437749-18-010050 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180511 FILED AS OF DATE: 20180515 DATE AS OF CHANGE: 20180515 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Durbin Scott CENTRAL INDEX KEY: 0001493500 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11388 FILM NUMBER: 18838443 MAIL ADDRESS: STREET 1: PO BOX 376 CITY: ANN ARBOR STATE: MI ZIP: 48106 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: VIVEVE MEDICAL, INC. CENTRAL INDEX KEY: 0000879682 STANDARD INDUSTRIAL CLASSIFICATION: ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS [3845] IRS NUMBER: 043153858 STATE OF INCORPORATION: B0 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 150 COMMERCIAL STREET CITY: SUNNYVALE STATE: CA ZIP: 94086 BUSINESS PHONE: 4085301900 MAIL ADDRESS: STREET 1: 150 COMMERCIAL STREET CITY: SUNNYVALE STATE: CA ZIP: 94086 FORMER COMPANY: FORMER CONFORMED NAME: PLC SYSTEMS INC DATE OF NAME CHANGE: 19930328 4 1 rdgdoc.xml FORM 4 X0306 4 2018-05-11 0000879682 VIVEVE MEDICAL, INC. VIVE 0001493500 Durbin Scott 345 INVERNESS DRIVE SOUTH, BUILDING B, SUITE 250 ENGLEWOOD CO 80112 1 1 Chief Executive Officer Stock Options (Right to Purchase) 1.97 2018-05-11 4 A 0 300000 0 A 2028-05-10 Common Stock 300000 300000 D The Reporting Person is a participant in the Issuer's Amended and Restated 2013 Stock Option and Incentive Plan and received 300,000 stock options (the "Grant") on May 11, 2018. The Grant shall vest as follows: 25% of the stock options subject to the Grant shall vest on May 10, 2019 and 1/48th of the stock options subject to the Grant shall vest in equal monthly installments thereafter subject to the Reporting Person's continued service to the Issuer through each vesting date. /s/ Scott Durbin 2018-05-15