0001437749-17-015822.txt : 20170908 0001437749-17-015822.hdr.sgml : 20170908 20170908203643 ACCESSION NUMBER: 0001437749-17-015822 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170906 FILED AS OF DATE: 20170908 DATE AS OF CHANGE: 20170908 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Morris Arlene CENTRAL INDEX KEY: 0001362520 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11388 FILM NUMBER: 171077712 MAIL ADDRESS: STREET 1: C/O AFFYMAX, INC. STREET 2: 4001 MIRANDA AVE. CITY: PALO ALTO STATE: CA ZIP: 94304 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: VIVEVE MEDICAL, INC. CENTRAL INDEX KEY: 0000879682 STANDARD INDUSTRIAL CLASSIFICATION: ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS [3845] IRS NUMBER: 043153858 STATE OF INCORPORATION: B0 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 150 COMMERCIAL STREET CITY: SUNNYVALE STATE: CA ZIP: 94086 BUSINESS PHONE: 4085301900 MAIL ADDRESS: STREET 1: 150 COMMERCIAL STREET CITY: SUNNYVALE STATE: CA ZIP: 94086 FORMER COMPANY: FORMER CONFORMED NAME: PLC SYSTEMS INC DATE OF NAME CHANGE: 19930328 4 1 rdgdoc.xml FORM 4 X0306 4 2017-09-06 0000879682 VIVEVE MEDICAL, INC. VIVE 0001362520 Morris Arlene 345 INVERNESS DR. SOUTH, SUITE 250 ENGLEWOOD CO 80112 1 Non-qualified Stock Option (Right to Purchase) 5.58 2017-09-06 4 A 0 17500 0 A 2027-09-05 Common Stock 17500 17500 D The reporting person is a participant in the Issuer's Amended and Restated 2013 Stock Option and Incentive Plan (the "Plan") and received 17,500 non-qualified stock options on September 6, 2017 (the "Grant Date"). The non-qualified stock options shall vest in full on the first anniversary of the Grant Date. /s/ Scott Durbin, as Attorney-in-Fact 2017-09-08