0001437749-16-043884.txt : 20161228 0001437749-16-043884.hdr.sgml : 20161228 20161228210053 ACCESSION NUMBER: 0001437749-16-043884 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161223 FILED AS OF DATE: 20161228 DATE AS OF CHANGE: 20161228 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: VIVEVE MEDICAL, INC. CENTRAL INDEX KEY: 0000879682 STANDARD INDUSTRIAL CLASSIFICATION: ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS [3845] IRS NUMBER: 043153858 STATE OF INCORPORATION: B0 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 150 COMMERCIAL STREET CITY: SUNNYVALE STATE: CA ZIP: 94086 BUSINESS PHONE: 4085301900 MAIL ADDRESS: STREET 1: 150 COMMERCIAL STREET CITY: SUNNYVALE STATE: CA ZIP: 94086 FORMER COMPANY: FORMER CONFORMED NAME: PLC SYSTEMS INC DATE OF NAME CHANGE: 19930328 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Atkinson James G. CENTRAL INDEX KEY: 0001633167 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11388 FILM NUMBER: 162073421 MAIL ADDRESS: STREET 1: 150 COMMERCIAL STREET CITY: SUNNYVALE STATE: CA ZIP: 94086 4 1 rdgdoc.xml FORM 4 X0306 4 2016-12-23 0000879682 VIVEVE MEDICAL, INC. VIVE 0001633167 Atkinson James G. 150 COMMERCIAL STREET SUNNYVALE CA 94086 1 CBO & President Incentive Stock Option (Right to Purchase) 5.22 2016-12-23 4 A 0 75000 0 A 2026-12-22 Common Stock 75000 75000 D Incentive Stock Option (Right to Purchase) 5.22 2016-12-23 4 A 0 2250 0 A 2016-12-23 2026-12-22 Common Stock 2250 2250 D The reporting person is a participant in the Issuer's Amended and Restated 2013 Stock Option and Incentive Plan (the "Plan") and received 75,000 incentive stock options on December 23, 2016 (the "Grant Date"). The incentive stock options will vest in equal monthly increments over 48 months following the Grant Date. The reporting person is a participant in the Plan and received 2,250 incentive stock options on December 23, 2016 (the "Grant Date"). The incentive stock options vested in full on the Grant Date. /s/ James G. Atkinson 2016-12-28