0001437749-16-038047.txt : 20160824
0001437749-16-038047.hdr.sgml : 20160824
20160824205649
ACCESSION NUMBER: 0001437749-16-038047
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160822
FILED AS OF DATE: 20160824
DATE AS OF CHANGE: 20160824
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: VIVEVE MEDICAL, INC.
CENTRAL INDEX KEY: 0000879682
STANDARD INDUSTRIAL CLASSIFICATION: ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS [3845]
IRS NUMBER: 043153858
STATE OF INCORPORATION: B0
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 150 COMMERCIAL STREET
CITY: SUNNYVALE
STATE: CA
ZIP: 94086
BUSINESS PHONE: 4085301900
MAIL ADDRESS:
STREET 1: 150 COMMERCIAL STREET
CITY: SUNNYVALE
STATE: CA
ZIP: 94086
FORMER COMPANY:
FORMER CONFORMED NAME: PLC SYSTEMS INC
DATE OF NAME CHANGE: 19930328
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Smith Brigitte
CENTRAL INDEX KEY: 0001555775
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-11388
FILM NUMBER: 161850293
MAIL ADDRESS:
STREET 1: KALOBIOS PHARMACEUTICALS, INC.
STREET 2: 260 EAST GRAND AVE.
CITY: SOUTH SAN FRANCISCO
STATE: CA
ZIP: 94080
4
1
rdgdoc.xml
FORM 4
X0306
4
2016-08-22
0000879682
VIVEVE MEDICAL, INC.
VIVE
0001555775
Smith Brigitte
150 COMMERCIAL STREET
SUNNYVALE
CA
94086
1
Common Stock
2016-08-22
4
A
0
1279
0
A
25312
D
Common Stock
449852
I
See
Non-Qualified Stock Option (Right to Purchase)
7.89
2016-08-22
4
A
0
4590
0
A
2026-08-22
Common Stock
4590
4590
D
The reporting person is a participant in the Issuer's Amended and Restated 2013 Stock Option and Incentive Plan (the "Plan") and received a restricted stock award of 1,279 shares of common stock on August 22, 2016 (the "Grant Date"). The restricted stock award vested in the full on the Grant Date.
Directly beneficially owned by GBS Venture Partners Pty Ltd., as trustee for GBS BioVentures III.
GBS Venture Partners Pty Ltd. is trustee for GBS BioVentures III. Brigitte Smith is the Managing Partner of GBS Venture Partners Pty Ltd. and may be deemed to have voting and investment power over the shares beneficially owned by GBS BioVentures III. Voting and investment power over the shares owned of record by GBS Venture Partners Pty Ltd., as trustee for GBS BioVentures III, may be deemed to be held by Ms. Smith. Each of GBS Venture Partners Pty Ltd. and Ms. Smith disclaims beneficial ownership of such shares except to the extent of its or her pecuniary interest therein.
The reporting person is a participant in the Plan and received 4,590 non-qualified stock options on the Grant Date. The non-qualified stock options will vest and become exercisable in 36 equal monthly installments beginning on the first day of the month following the Grant Date.
/s/ Brigitte Smith
2016-08-24