0001437749-16-029394.txt : 20160412 0001437749-16-029394.hdr.sgml : 20160412 20160412162340 ACCESSION NUMBER: 0001437749-16-029394 CONFORMED SUBMISSION TYPE: S-8 POS PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20160412 DATE AS OF CHANGE: 20160412 EFFECTIVENESS DATE: 20160412 FILER: COMPANY DATA: COMPANY CONFORMED NAME: VIVEVE MEDICAL, INC. CENTRAL INDEX KEY: 0000879682 STANDARD INDUSTRIAL CLASSIFICATION: ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS [3845] IRS NUMBER: 043153858 STATE OF INCORPORATION: B0 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: S-8 POS SEC ACT: 1933 Act SEC FILE NUMBER: 333-51547 FILM NUMBER: 161567445 BUSINESS ADDRESS: STREET 1: 150 COMMERCIAL STREET CITY: SUNNYVALE STATE: CA ZIP: 94086 BUSINESS PHONE: 4085301900 MAIL ADDRESS: STREET 1: 150 COMMERCIAL STREET CITY: SUNNYVALE STATE: CA ZIP: 94086 FORMER COMPANY: FORMER CONFORMED NAME: PLC SYSTEMS INC DATE OF NAME CHANGE: 19930328 S-8 POS 1 vive20160411g_s8pos.htm FORM S-8 POS vive20160411g_s8pos.htm

 

As filed with the U.S. Securities and Exchange Commission on April 12, 2016

 

Registration No. 333-51547

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

POST-EFFECTIVE AMENDMENT NO. 1

 

TO

 

FORM S-8

 

REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933

 

Viveve Medical, Inc.

(Exact name of Registrant as specified in its charter)

 

Yukon Territory

  

04-3153858

(State or other jurisdiction of

  

(IRS Employee Identification No.)

incorporation or organization)

    

 

150 Commercial Street

Sunnyvale, California 94086

(Address, including zip code, of Registrant’s principal executive offices)

 

PLC Systems Inc. 1995 Stock Option Plan

PLC Systems Inc. 1997 Executive Stock Option Plan

(Full title of the plan)

 

Patricia Scheller

Chief Executive Officer

Viveve Medical, Inc.

150 Commercial Street

Sunnyvale, California 94086

(408) 530-1900

(Telephone number, including area code, of agent for service)

 

Copies to:

 

Melanie Figueroa, Esq.

Mitchell Silberberg & Knupp LLP

12 East 49th Street, 30th Floor

New York, New York 10017

Phone: (917) 546-7707

 

Indicate by check mark whether the Registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, or smaller reporting company. See the definitions of “large accelerated filer,” “accelerated filer” and “smaller reporting company” in Rule 12b-2 of the Exchange Act:

 

☐ Large accelerated filer

  

☐ Accelerated filer

  

☐ Non-accelerated filer

  

☑ Smaller reporting company

 

 
 
 

 

EXPLANATORY NOTE

 

Viveve Medical, Inc. (the “Registrant”) is filing this Post-Effective Amendment No. 1 to the registration statement on Form S-8, Registration No. 333-51547, filed on May 1, 1998 (the “Registration Statement”), to deregister unsold securities of the Registrant.

 

Pursuant to the undertaking made by the Registrant in the Registration Statement, the Registrant hereby removes from registration any and all securities registered by the Registrant under the Registration Statement that have not been sold pursuant the Registration Statement prior to the date hereof.

 

 
 
 

 

SIGNATURES

 

Pursuant to the requirements of the Securities Act of 1933, the Registrant certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-8 and has duly caused this Amendment No. 1 to S-8 Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized in the City of Sunnyvale, State of California, on April 12, 2016.

 

 

Viveve Medical, Inc.

 

 

 

 

 

 

 

 

/s/ Patricia Scheller

 

 

By: Patricia Scheller

 

 

Its: Chief Executive Officer (pursuant to Rule 478 promulgated

under the Securities Act of 1933, as amended)