0001437749-16-027755.txt : 20160315
0001437749-16-027755.hdr.sgml : 20160315
20160315204627
ACCESSION NUMBER: 0001437749-16-027755
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160104
FILED AS OF DATE: 20160315
DATE AS OF CHANGE: 20160315
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: VIVEVE MEDICAL, INC.
CENTRAL INDEX KEY: 0000879682
STANDARD INDUSTRIAL CLASSIFICATION: ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS [3845]
IRS NUMBER: 043153858
STATE OF INCORPORATION: B0
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 150 COMMERCIAL STREET
CITY: SUNNYVALE
STATE: CA
ZIP: 94086
BUSINESS PHONE: 4085301900
MAIL ADDRESS:
STREET 1: 150 COMMERCIAL STREET
CITY: SUNNYVALE
STATE: CA
ZIP: 94086
FORMER COMPANY:
FORMER CONFORMED NAME: PLC SYSTEMS INC
DATE OF NAME CHANGE: 19930328
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Atkinson James G.
CENTRAL INDEX KEY: 0001633167
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-11388
FILM NUMBER: 161508422
MAIL ADDRESS:
STREET 1: 150 COMMERCIAL STREET
CITY: SUNNYVALE
STATE: CA
ZIP: 94086
4
1
rdgdoc.xml
FORM 4
X0306
4
2016-01-04
0000879682
VIVEVE MEDICAL, INC.
VIVMF
0001633167
Atkinson James G.
150 COMMERCIAL STREET
SUNNYVALE
CA
94086
1
CBO & President
Common Stock
2016-01-04
4
A
0
146992
0
A
146992
D
Common Stock
2016-01-04
4
F
0
54798
0.78
D
92194
D
Common Stock
3485264
I
By IRA, Trust and Custodian for Child
The reporting person is a participant in the Issuer's 2013 Stock Option and Incentive Plan, as amended, and received a restricted stock award of 146,992 shares of common stock on January 4, 2016 (the "Award Date"). The shares vest on the one-year anniversary of the Award Date. See footnote 2 below. Following the payment of the tax withholding obligations, the reporting person received 92,194 shares of restricted common stock.
Settlement of tax withholding obligations, exempt from Section 16(b) under Rule 16b-3(e).
Includes 2,669,884 shares of common stock purchased by an individual retirement account created for the benefit of the reporting person (the "IRA"), 784,780 shares of common stock purchased by the Atkinson Family Revocable Trust Dated 08/26/2013 (the "Trust") and 30,600 shares of common stock purchased pursuant to a Rule 10b5-1 trading plan adopted by the reporting person as custodian for a minor child. The reporting person is the beneficiary of the IRA and a trustee and a co-beneficiary of the Trust.
/s/ James G. Atkinson
2016-03-15