0001437749-16-027755.txt : 20160315 0001437749-16-027755.hdr.sgml : 20160315 20160315204627 ACCESSION NUMBER: 0001437749-16-027755 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160104 FILED AS OF DATE: 20160315 DATE AS OF CHANGE: 20160315 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: VIVEVE MEDICAL, INC. CENTRAL INDEX KEY: 0000879682 STANDARD INDUSTRIAL CLASSIFICATION: ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS [3845] IRS NUMBER: 043153858 STATE OF INCORPORATION: B0 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 150 COMMERCIAL STREET CITY: SUNNYVALE STATE: CA ZIP: 94086 BUSINESS PHONE: 4085301900 MAIL ADDRESS: STREET 1: 150 COMMERCIAL STREET CITY: SUNNYVALE STATE: CA ZIP: 94086 FORMER COMPANY: FORMER CONFORMED NAME: PLC SYSTEMS INC DATE OF NAME CHANGE: 19930328 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Atkinson James G. CENTRAL INDEX KEY: 0001633167 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11388 FILM NUMBER: 161508422 MAIL ADDRESS: STREET 1: 150 COMMERCIAL STREET CITY: SUNNYVALE STATE: CA ZIP: 94086 4 1 rdgdoc.xml FORM 4 X0306 4 2016-01-04 0000879682 VIVEVE MEDICAL, INC. VIVMF 0001633167 Atkinson James G. 150 COMMERCIAL STREET SUNNYVALE CA 94086 1 CBO & President Common Stock 2016-01-04 4 A 0 146992 0 A 146992 D Common Stock 2016-01-04 4 F 0 54798 0.78 D 92194 D Common Stock 3485264 I By IRA, Trust and Custodian for Child The reporting person is a participant in the Issuer's 2013 Stock Option and Incentive Plan, as amended, and received a restricted stock award of 146,992 shares of common stock on January 4, 2016 (the "Award Date"). The shares vest on the one-year anniversary of the Award Date. See footnote 2 below. Following the payment of the tax withholding obligations, the reporting person received 92,194 shares of restricted common stock. Settlement of tax withholding obligations, exempt from Section 16(b) under Rule 16b-3(e). Includes 2,669,884 shares of common stock purchased by an individual retirement account created for the benefit of the reporting person (the "IRA"), 784,780 shares of common stock purchased by the Atkinson Family Revocable Trust Dated 08/26/2013 (the "Trust") and 30,600 shares of common stock purchased pursuant to a Rule 10b5-1 trading plan adopted by the reporting person as custodian for a minor child. The reporting person is the beneficiary of the IRA and a trustee and a co-beneficiary of the Trust. /s/ James G. Atkinson 2016-03-15