0001437749-15-022570.txt : 20151218
0001437749-15-022570.hdr.sgml : 20151218
20151218213922
ACCESSION NUMBER: 0001437749-15-022570
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20151216
FILED AS OF DATE: 20151218
DATE AS OF CHANGE: 20151218
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: VIVEVE MEDICAL, INC.
CENTRAL INDEX KEY: 0000879682
STANDARD INDUSTRIAL CLASSIFICATION: ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS [3845]
IRS NUMBER: 043153858
STATE OF INCORPORATION: B0
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 150 COMMERCIAL STREET
CITY: SUNNYVALE
STATE: CA
ZIP: 94086
BUSINESS PHONE: 4085301900
MAIL ADDRESS:
STREET 1: 150 COMMERCIAL STREET
CITY: SUNNYVALE
STATE: CA
ZIP: 94086
FORMER COMPANY:
FORMER CONFORMED NAME: PLC SYSTEMS INC
DATE OF NAME CHANGE: 19930328
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Durbin Scott
CENTRAL INDEX KEY: 0001493500
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-11388
FILM NUMBER: 151298049
MAIL ADDRESS:
STREET 1: PO BOX 376
CITY: ANN ARBOR
STATE: MI
ZIP: 48106
4
1
rdgdoc.xml
FORM 4
X0306
4
2015-12-16
0000879682
VIVEVE MEDICAL, INC.
VIVMF
0001493500
Durbin Scott
150 COMMERCIAL STREET
SUNNYVALE
CA
94086
1
Chief Financial Officer
Incentive Stock Option (Right to Purchase)
0.75
2015-12-16
4
A
0
774001
0
A
2025-12-16
Common Stock
774001
1239000
D
Warrant to Purchase Common Stock
0.5000
2015-02-17
2025-02-17
Common Stock
208140
208140
D
The reporting person is a participant in the Issuer's 2013 Stock Option and Incentive Plan, as amended, and received 774,001 incentive stock options on December 16, 2015. The incentive stock options will vest as follows: (i) the right to purchase 25% of the common stock will vest on the first anniversary of the grant date and (ii) the right to purchase the remaining shares of common stock will vest in equal increments over 36 months.
The grant of this warrant was reported on February 18, 2015.
/s/ Scott Durbin
2015-12-18