0001437749-15-022570.txt : 20151218 0001437749-15-022570.hdr.sgml : 20151218 20151218213922 ACCESSION NUMBER: 0001437749-15-022570 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20151216 FILED AS OF DATE: 20151218 DATE AS OF CHANGE: 20151218 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: VIVEVE MEDICAL, INC. CENTRAL INDEX KEY: 0000879682 STANDARD INDUSTRIAL CLASSIFICATION: ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS [3845] IRS NUMBER: 043153858 STATE OF INCORPORATION: B0 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 150 COMMERCIAL STREET CITY: SUNNYVALE STATE: CA ZIP: 94086 BUSINESS PHONE: 4085301900 MAIL ADDRESS: STREET 1: 150 COMMERCIAL STREET CITY: SUNNYVALE STATE: CA ZIP: 94086 FORMER COMPANY: FORMER CONFORMED NAME: PLC SYSTEMS INC DATE OF NAME CHANGE: 19930328 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Durbin Scott CENTRAL INDEX KEY: 0001493500 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11388 FILM NUMBER: 151298049 MAIL ADDRESS: STREET 1: PO BOX 376 CITY: ANN ARBOR STATE: MI ZIP: 48106 4 1 rdgdoc.xml FORM 4 X0306 4 2015-12-16 0000879682 VIVEVE MEDICAL, INC. VIVMF 0001493500 Durbin Scott 150 COMMERCIAL STREET SUNNYVALE CA 94086 1 Chief Financial Officer Incentive Stock Option (Right to Purchase) 0.75 2015-12-16 4 A 0 774001 0 A 2025-12-16 Common Stock 774001 1239000 D Warrant to Purchase Common Stock 0.5000 2015-02-17 2025-02-17 Common Stock 208140 208140 D The reporting person is a participant in the Issuer's 2013 Stock Option and Incentive Plan, as amended, and received 774,001 incentive stock options on December 16, 2015. The incentive stock options will vest as follows: (i) the right to purchase 25% of the common stock will vest on the first anniversary of the grant date and (ii) the right to purchase the remaining shares of common stock will vest in equal increments over 36 months. The grant of this warrant was reported on February 18, 2015. /s/ Scott Durbin 2015-12-18