0001437749-15-022566.txt : 20151218
0001437749-15-022566.hdr.sgml : 20151218
20151218213855
ACCESSION NUMBER: 0001437749-15-022566
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20151216
FILED AS OF DATE: 20151218
DATE AS OF CHANGE: 20151218
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: VIVEVE MEDICAL, INC.
CENTRAL INDEX KEY: 0000879682
STANDARD INDUSTRIAL CLASSIFICATION: ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS [3845]
IRS NUMBER: 043153858
STATE OF INCORPORATION: B0
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 150 COMMERCIAL STREET
CITY: SUNNYVALE
STATE: CA
ZIP: 94086
BUSINESS PHONE: 4085301900
MAIL ADDRESS:
STREET 1: 150 COMMERCIAL STREET
CITY: SUNNYVALE
STATE: CA
ZIP: 94086
FORMER COMPANY:
FORMER CONFORMED NAME: PLC SYSTEMS INC
DATE OF NAME CHANGE: 19930328
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Atkinson James G.
CENTRAL INDEX KEY: 0001633167
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-11388
FILM NUMBER: 151298045
MAIL ADDRESS:
STREET 1: 150 COMMERCIAL STREET
CITY: SUNNYVALE
STATE: CA
ZIP: 94086
4
1
rdgdoc.xml
FORM 4
X0306
4
2015-12-16
0000879682
VIVEVE MEDICAL, INC.
VIVMF
0001633167
Atkinson James G.
150 COMMERCIAL STREET
SUNNYVALE
CA
94086
1
CBO & President
Incentive Stock Option (Right to Purchase)
0.75
2015-12-16
4
A
0
704000
0
A
2025-12-16
Common Stock
704000
1239000
D
Warrant to Purchase Common Stock
0.70
2015-12-16
4
A
0
50000
0
A
2015-12-16
2025-12-16
Common Stock
50000
267733
D
The reporting person is a participant in the Issuer's 2013 Stock Option and Incentive Plan, as amended, and received 704,000 incentive stock options on December 16, 2015. The incentive stock options vest over a period of four years beginning on the grant date in increments of 1/48th per month.
The reporting person is a recipient of the Issuer's 2015 performance-based bonus compensation, and on December 16, 2015, received a ten-year warrant to purchase 50,000 shares of common stock of the Issuer at a per share price of $0.70.
/s/ James G. Atkinson
2015-12-18