0001437749-15-022566.txt : 20151218 0001437749-15-022566.hdr.sgml : 20151218 20151218213855 ACCESSION NUMBER: 0001437749-15-022566 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20151216 FILED AS OF DATE: 20151218 DATE AS OF CHANGE: 20151218 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: VIVEVE MEDICAL, INC. CENTRAL INDEX KEY: 0000879682 STANDARD INDUSTRIAL CLASSIFICATION: ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS [3845] IRS NUMBER: 043153858 STATE OF INCORPORATION: B0 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 150 COMMERCIAL STREET CITY: SUNNYVALE STATE: CA ZIP: 94086 BUSINESS PHONE: 4085301900 MAIL ADDRESS: STREET 1: 150 COMMERCIAL STREET CITY: SUNNYVALE STATE: CA ZIP: 94086 FORMER COMPANY: FORMER CONFORMED NAME: PLC SYSTEMS INC DATE OF NAME CHANGE: 19930328 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Atkinson James G. CENTRAL INDEX KEY: 0001633167 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11388 FILM NUMBER: 151298045 MAIL ADDRESS: STREET 1: 150 COMMERCIAL STREET CITY: SUNNYVALE STATE: CA ZIP: 94086 4 1 rdgdoc.xml FORM 4 X0306 4 2015-12-16 0000879682 VIVEVE MEDICAL, INC. VIVMF 0001633167 Atkinson James G. 150 COMMERCIAL STREET SUNNYVALE CA 94086 1 CBO & President Incentive Stock Option (Right to Purchase) 0.75 2015-12-16 4 A 0 704000 0 A 2025-12-16 Common Stock 704000 1239000 D Warrant to Purchase Common Stock 0.70 2015-12-16 4 A 0 50000 0 A 2015-12-16 2025-12-16 Common Stock 50000 267733 D The reporting person is a participant in the Issuer's 2013 Stock Option and Incentive Plan, as amended, and received 704,000 incentive stock options on December 16, 2015. The incentive stock options vest over a period of four years beginning on the grant date in increments of 1/48th per month. The reporting person is a recipient of the Issuer's 2015 performance-based bonus compensation, and on December 16, 2015, received a ten-year warrant to purchase 50,000 shares of common stock of the Issuer at a per share price of $0.70. /s/ James G. Atkinson 2015-12-18