0001437749-15-021719.txt : 20151203 0001437749-15-021719.hdr.sgml : 20151203 20151203141812 ACCESSION NUMBER: 0001437749-15-021719 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20151203 DATE AS OF CHANGE: 20151203 EFFECTIVENESS DATE: 20151203 FILER: COMPANY DATA: COMPANY CONFORMED NAME: VIVEVE MEDICAL, INC. CENTRAL INDEX KEY: 0000879682 STANDARD INDUSTRIAL CLASSIFICATION: ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS [3845] IRS NUMBER: 043153858 STATE OF INCORPORATION: B0 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-252349 FILM NUMBER: 151267015 BUSINESS ADDRESS: STREET 1: 150 COMMERCIAL STREET CITY: SUNNYVALE STATE: CA ZIP: 94086 BUSINESS PHONE: 4085301900 MAIL ADDRESS: STREET 1: 150 COMMERCIAL STREET CITY: SUNNYVALE STATE: CA ZIP: 94086 FORMER COMPANY: FORMER CONFORMED NAME: PLC SYSTEMS INC DATE OF NAME CHANGE: 19930328 D 1 primary_doc.xml X0707 D LIVE 0000879682 VIVEVE MEDICAL, INC. 150 COMMERCIAL STREET SUNNYVALE CA CALIFORNIA 94086 4085301900 YUKON, CANADA PLC SYSTEMS INC Corporation true Patricia Scheller 150 Commercial Street Sunnyvale CA CALIFORNIA 94086 Executive Officer Director Scott Durbin 150 Commercial Street Sunnyvale CA CALIFORNIA 94086 Executive Officer James Atkinson 150 Commercial Street Sunnyvale CA CALIFORNIA 94086 Executive Officer Jim Robbins 150 Commercial Street Sunnyvale CA CALIFORNIA 94086 Executive Officer Brigitte Smith 150 Commercial Street Sunnyvale CA CALIFORNIA 94086 Director Mark Colella 150 Commercial Street Sunnyvale CA CALIFORNIA 94086 Director Daniel Janney 150 Commercial Street Sunnyvale CA CALIFORNIA 94086 Director Carl Simpson 150 Commercial Street Sunnyvale CA CALIFORNIA 94086 Director Other Health Care Decline to Disclose 06b false 2015-11-24 false true false 0 CRT Capital Group LLC 28830 None None 262 Harbor Drive Stamford CT CONNECTICUT 06902 All States false Maxim Group LLC 120708 None None 405 Lexington Avenue New York NY NEW YORK 10174 All States false 6001369 6001369 0 false 12 480109 0 CRT Capital Group LLC and Maxim Group LLC received aggregate cash commissions equal to approximately $480,000, representing 8% of the gross proceeds received from the sale of the common stock. 594000 true Payment of salary for executive officers. false VIVEVE MEDICAL, INC. /s/ Scott Durbin Scott Durbin Chief Financial Officer 2015-12-03