0001437749-14-017505.txt : 20140926
0001437749-14-017505.hdr.sgml : 20140926
20140926145910
ACCESSION NUMBER: 0001437749-14-017505
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140923
FILED AS OF DATE: 20140926
DATE AS OF CHANGE: 20140926
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: VIVEVE MEDICAL, INC.
CENTRAL INDEX KEY: 0000879682
STANDARD INDUSTRIAL CLASSIFICATION: ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS [3845]
IRS NUMBER: 043153858
STATE OF INCORPORATION: B0
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 150 COMMERCIAL STREET
CITY: SUNNYVALE
STATE: CA
ZIP: 94086
BUSINESS PHONE: 4085301900
MAIL ADDRESS:
STREET 1: 150 COMMERCIAL STREET
CITY: SUNNYVALE
STATE: CA
ZIP: 94086
FORMER COMPANY:
FORMER CONFORMED NAME: PLC SYSTEMS INC
DATE OF NAME CHANGE: 19930328
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Alta Bioequities, L.P.
CENTRAL INDEX KEY: 0001619236
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-11388
FILM NUMBER: 141123769
BUSINESS ADDRESS:
STREET 1: ONE EMBARCADERO CENTER, SUITE 3700
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
BUSINESS PHONE: 415-362-4022
MAIL ADDRESS:
STREET 1: ONE EMBARCADERO CENTER, SUITE 3700
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: JANNEY DANIEL
CENTRAL INDEX KEY: 0001198325
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-11388
FILM NUMBER: 141123770
MAIL ADDRESS:
STREET 1: ONE EMBARCADERO CENTER SUITE 3700
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Alta Bioequities Management, LLC
CENTRAL INDEX KEY: 0001619238
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-11388
FILM NUMBER: 141123771
BUSINESS ADDRESS:
STREET 1: ONE EMBARCADERO CENTER, SUITE 3700
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
BUSINESS PHONE: 415-362-4022
MAIL ADDRESS:
STREET 1: ONE EMBARCADERO CENTER, SUITE 3700
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
3
1
rdgdoc.xml
FORM 3
X0206
3
2014-09-23
0
0000879682
VIVEVE MEDICAL, INC.
PLCSD
0001619238
Alta Bioequities Management, LLC
ONE EMBARCADERO CENTER, SUITE 3700
SAN FRANCISCO
CA
94111
1
0001198325
JANNEY DANIEL
C/O ALTA BIOEQUITIES MANAGEMENT, LLC
ONE EMBARCADERO CENTER, SUITE 3700
SAN FRANCISCO
CA
94111
1
1
0001619236
Alta Bioequities, L.P.
ONE EMBARCADERO CENTER, SUITE 3700
SAN FRANCISCO
CA
94111
1
Common Stock
1895788
I
See footnotes
Directly beneficially owned by Alta BioEquities, L.P.
Alta BioEquities Management, LLC is the general partner of Alta BioEquities, L.P. and may be deemed to have sole voting and investment power over the shares beneficially owned by Alta BioEquities, L.P. Daniel Janney is the Managing Director of Alta BioEquities Management, LLC. Each of Alta BioEquities Management, LLC and Mr. Janney disclaim beneficial ownership of such shares except to the extent of its or his pecuniary interest therein.
/s/ Daniel Janney as Managing Director of Alta BioEquities Managment, LLC
2014-09-25
/s/ Daniel Janney as Managing Director of Alta BioEquities Management, LLC, the General Partner of Alta BioEquities, L.P.
2014-09-25
/s/ Daniel Janney
2014-09-25