0001437749-14-017505.txt : 20140926 0001437749-14-017505.hdr.sgml : 20140926 20140926145910 ACCESSION NUMBER: 0001437749-14-017505 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140923 FILED AS OF DATE: 20140926 DATE AS OF CHANGE: 20140926 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: VIVEVE MEDICAL, INC. CENTRAL INDEX KEY: 0000879682 STANDARD INDUSTRIAL CLASSIFICATION: ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS [3845] IRS NUMBER: 043153858 STATE OF INCORPORATION: B0 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 150 COMMERCIAL STREET CITY: SUNNYVALE STATE: CA ZIP: 94086 BUSINESS PHONE: 4085301900 MAIL ADDRESS: STREET 1: 150 COMMERCIAL STREET CITY: SUNNYVALE STATE: CA ZIP: 94086 FORMER COMPANY: FORMER CONFORMED NAME: PLC SYSTEMS INC DATE OF NAME CHANGE: 19930328 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Alta Bioequities, L.P. CENTRAL INDEX KEY: 0001619236 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11388 FILM NUMBER: 141123769 BUSINESS ADDRESS: STREET 1: ONE EMBARCADERO CENTER, SUITE 3700 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: 415-362-4022 MAIL ADDRESS: STREET 1: ONE EMBARCADERO CENTER, SUITE 3700 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: JANNEY DANIEL CENTRAL INDEX KEY: 0001198325 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11388 FILM NUMBER: 141123770 MAIL ADDRESS: STREET 1: ONE EMBARCADERO CENTER SUITE 3700 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Alta Bioequities Management, LLC CENTRAL INDEX KEY: 0001619238 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11388 FILM NUMBER: 141123771 BUSINESS ADDRESS: STREET 1: ONE EMBARCADERO CENTER, SUITE 3700 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: 415-362-4022 MAIL ADDRESS: STREET 1: ONE EMBARCADERO CENTER, SUITE 3700 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 3 1 rdgdoc.xml FORM 3 X0206 3 2014-09-23 0 0000879682 VIVEVE MEDICAL, INC. PLCSD 0001619238 Alta Bioequities Management, LLC ONE EMBARCADERO CENTER, SUITE 3700 SAN FRANCISCO CA 94111 1 0001198325 JANNEY DANIEL C/O ALTA BIOEQUITIES MANAGEMENT, LLC ONE EMBARCADERO CENTER, SUITE 3700 SAN FRANCISCO CA 94111 1 1 0001619236 Alta Bioequities, L.P. ONE EMBARCADERO CENTER, SUITE 3700 SAN FRANCISCO CA 94111 1 Common Stock 1895788 I See footnotes Directly beneficially owned by Alta BioEquities, L.P. Alta BioEquities Management, LLC is the general partner of Alta BioEquities, L.P. and may be deemed to have sole voting and investment power over the shares beneficially owned by Alta BioEquities, L.P. Daniel Janney is the Managing Director of Alta BioEquities Management, LLC. Each of Alta BioEquities Management, LLC and Mr. Janney disclaim beneficial ownership of such shares except to the extent of its or his pecuniary interest therein. /s/ Daniel Janney as Managing Director of Alta BioEquities Managment, LLC 2014-09-25 /s/ Daniel Janney as Managing Director of Alta BioEquities Management, LLC, the General Partner of Alta BioEquities, L.P. 2014-09-25 /s/ Daniel Janney 2014-09-25