0001140361-17-012865.txt : 20170321
0001140361-17-012865.hdr.sgml : 20170321
20170321172206
ACCESSION NUMBER: 0001140361-17-012865
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170317
FILED AS OF DATE: 20170321
DATE AS OF CHANGE: 20170321
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: VIVEVE MEDICAL, INC.
CENTRAL INDEX KEY: 0000879682
STANDARD INDUSTRIAL CLASSIFICATION: ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS [3845]
IRS NUMBER: 043153858
STATE OF INCORPORATION: B0
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 150 COMMERCIAL STREET
CITY: SUNNYVALE
STATE: CA
ZIP: 94086
BUSINESS PHONE: 4085301900
MAIL ADDRESS:
STREET 1: 150 COMMERCIAL STREET
CITY: SUNNYVALE
STATE: CA
ZIP: 94086
FORMER COMPANY:
FORMER CONFORMED NAME: PLC SYSTEMS INC
DATE OF NAME CHANGE: 19930328
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: LYNCH TIMOTHY P
CENTRAL INDEX KEY: 0001270925
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-11388
FILM NUMBER: 17704973
MAIL ADDRESS:
STREET 1: 919 NW BOND STREET, SUITE 204
CITY: BEND
STATE: OR
ZIP: 97703
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Plexico Jon M
CENTRAL INDEX KEY: 0001462580
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-11388
FILM NUMBER: 17704974
MAIL ADDRESS:
STREET 1: 16430 N SCOTTSDALE RD 450
CITY: SCOTTSDALE
STATE: AZ
ZIP: 85254
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: STONEPINE CAPITAL, L.P.
CENTRAL INDEX KEY: 0001370042
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-11388
FILM NUMBER: 17704975
BUSINESS ADDRESS:
STREET 1: 919 NW BOND STREET
STREET 2: SUITE 204
CITY: BEND
STATE: OR
ZIP: 97703
BUSINESS PHONE: 541-647-5664
MAIL ADDRESS:
STREET 1: 919 NW BOND STREET
STREET 2: SUITE 204
CITY: BEND
STATE: OR
ZIP: 97703
FORMER NAME:
FORMER CONFORMED NAME: STONEPINE CAPITAL L P
DATE OF NAME CHANGE: 20060724
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Stonepine Capital Management, LLC
CENTRAL INDEX KEY: 0001440771
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-11388
FILM NUMBER: 17704976
BUSINESS ADDRESS:
STREET 1: 919 NW BOND STREET
STREET 2: SUITE 204
CITY: BEND
STATE: OR
ZIP: 97703
BUSINESS PHONE: 541.647.5664
MAIL ADDRESS:
STREET 1: 919 NW BOND STREET
STREET 2: SUITE 204
CITY: BEND
STATE: OR
ZIP: 97703
4
1
doc1.xml
FORM 4
X0306
4
2017-03-17
0
0000879682
VIVEVE MEDICAL, INC.
VIVE
0001440771
Stonepine Capital Management, LLC
919 NW BOND STREET, SUITE 204
BEND
OR
97703-2767
1
0
1
0
0001370042
STONEPINE CAPITAL, L.P.
919 NW BOND STREET
SUITE 204
BEND
OR
97703
1
0
1
0
0001462580
Plexico Jon M
919 NW BOND STREET
SUITE 204
BEND
OR
97703
1
0
1
0
0001270925
LYNCH TIMOTHY P
919 NW BOND STREET
SUITE 204
BEND
OR
97703
1
0
1
0
Common Stock
2017-03-17
4
P
0
1250000
4.00
A
3849711
I
See Notes
The filers (the "Filers") are Stonepine Capital Management, LLC (the "General Partner"), Stonepine Capital, L.P., Jon M. Plexico and Timothy P. Lynch. These securities are directly held by Stonepine Capital, L.P. (2,599,711 shares) and other limited partnerships (collectively, the "Funds") for the benefit of their investors. The General Partner is the general partner and investment adviser of the Funds. Mr. Plexico and Mr. Lynch are the General Partner's managers and may be deemed to have shared voting and investment power over the shares held by the Funds.
Each of the Filers disclaims membership in a group within the meaning of Rule 13d-5(b) under the Securities Exchange Act of 1934, as amended. Each of the General Partner, Mr. Plexico and Mr. Lynch disclaims beneficial ownership of these securities except to the extent of that person's beneficial ownership therein.
Stonepine Capital Management, LLC by Jon M. Plexico, Managing Member
2017-03-21
Stonepine Capital, L.P., by Jon M. Plexico, Managing Member
2017-03-21
Jon M. Plexico
2017-03-21
Timothy P. Lynch
2017-03-21