0001140361-17-012865.txt : 20170321 0001140361-17-012865.hdr.sgml : 20170321 20170321172206 ACCESSION NUMBER: 0001140361-17-012865 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170317 FILED AS OF DATE: 20170321 DATE AS OF CHANGE: 20170321 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: VIVEVE MEDICAL, INC. CENTRAL INDEX KEY: 0000879682 STANDARD INDUSTRIAL CLASSIFICATION: ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS [3845] IRS NUMBER: 043153858 STATE OF INCORPORATION: B0 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 150 COMMERCIAL STREET CITY: SUNNYVALE STATE: CA ZIP: 94086 BUSINESS PHONE: 4085301900 MAIL ADDRESS: STREET 1: 150 COMMERCIAL STREET CITY: SUNNYVALE STATE: CA ZIP: 94086 FORMER COMPANY: FORMER CONFORMED NAME: PLC SYSTEMS INC DATE OF NAME CHANGE: 19930328 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LYNCH TIMOTHY P CENTRAL INDEX KEY: 0001270925 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11388 FILM NUMBER: 17704973 MAIL ADDRESS: STREET 1: 919 NW BOND STREET, SUITE 204 CITY: BEND STATE: OR ZIP: 97703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Plexico Jon M CENTRAL INDEX KEY: 0001462580 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11388 FILM NUMBER: 17704974 MAIL ADDRESS: STREET 1: 16430 N SCOTTSDALE RD 450 CITY: SCOTTSDALE STATE: AZ ZIP: 85254 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: STONEPINE CAPITAL, L.P. CENTRAL INDEX KEY: 0001370042 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11388 FILM NUMBER: 17704975 BUSINESS ADDRESS: STREET 1: 919 NW BOND STREET STREET 2: SUITE 204 CITY: BEND STATE: OR ZIP: 97703 BUSINESS PHONE: 541-647-5664 MAIL ADDRESS: STREET 1: 919 NW BOND STREET STREET 2: SUITE 204 CITY: BEND STATE: OR ZIP: 97703 FORMER NAME: FORMER CONFORMED NAME: STONEPINE CAPITAL L P DATE OF NAME CHANGE: 20060724 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Stonepine Capital Management, LLC CENTRAL INDEX KEY: 0001440771 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11388 FILM NUMBER: 17704976 BUSINESS ADDRESS: STREET 1: 919 NW BOND STREET STREET 2: SUITE 204 CITY: BEND STATE: OR ZIP: 97703 BUSINESS PHONE: 541.647.5664 MAIL ADDRESS: STREET 1: 919 NW BOND STREET STREET 2: SUITE 204 CITY: BEND STATE: OR ZIP: 97703 4 1 doc1.xml FORM 4 X0306 4 2017-03-17 0 0000879682 VIVEVE MEDICAL, INC. VIVE 0001440771 Stonepine Capital Management, LLC 919 NW BOND STREET, SUITE 204 BEND OR 97703-2767 1 0 1 0 0001370042 STONEPINE CAPITAL, L.P. 919 NW BOND STREET SUITE 204 BEND OR 97703 1 0 1 0 0001462580 Plexico Jon M 919 NW BOND STREET SUITE 204 BEND OR 97703 1 0 1 0 0001270925 LYNCH TIMOTHY P 919 NW BOND STREET SUITE 204 BEND OR 97703 1 0 1 0 Common Stock 2017-03-17 4 P 0 1250000 4.00 A 3849711 I See Notes The filers (the "Filers") are Stonepine Capital Management, LLC (the "General Partner"), Stonepine Capital, L.P., Jon M. Plexico and Timothy P. Lynch. These securities are directly held by Stonepine Capital, L.P. (2,599,711 shares) and other limited partnerships (collectively, the "Funds") for the benefit of their investors. The General Partner is the general partner and investment adviser of the Funds. Mr. Plexico and Mr. Lynch are the General Partner's managers and may be deemed to have shared voting and investment power over the shares held by the Funds. Each of the Filers disclaims membership in a group within the meaning of Rule 13d-5(b) under the Securities Exchange Act of 1934, as amended. Each of the General Partner, Mr. Plexico and Mr. Lynch disclaims beneficial ownership of these securities except to the extent of that person's beneficial ownership therein. Stonepine Capital Management, LLC by Jon M. Plexico, Managing Member 2017-03-21 Stonepine Capital, L.P., by Jon M. Plexico, Managing Member 2017-03-21 Jon M. Plexico 2017-03-21 Timothy P. Lynch 2017-03-21